United States v. TannUnited States v. Tann
OPINION OF THE COURT
Brandon Tann was convicted on two counts of violating the felon-in-possession statute,
I.
The facts pertinent to this appeal are undisputed. On April 11, 2007, officers with the Wilmington Police Department received information that Tann, an individual with whom the officers were familiar, was in possession of a handgun at the 1100 block of A Street. Responding officers observed Tann at that location. When the officers exited their vehicles in full uniform, Tann ran into a residence at 1004 A Street, and closed the door behind him.
The officers followed Tann into the residence and up its stairs. When police reached the top of the stairs, Tann exited a bathroom. Police ordered Tann to the ground and placed him in custody. The Presentence Report (“PSR”) describes the events that followed:
A search of the bathroom was conducted where officers located a black .9mm Taurus handgun, Serial Number TQH07238, with duct tape on the bottom of the magazine. One brass Luger .9mm round was found in the chamber,and ten Luger .9mm rounds were found in the magazine. After waiving his Miranda rights, the defendant stated the gun was not his, but he had some ammunition in his pocket. Additionally, the defendant stated he had just flushed two bags of marijuana down the toilet. Thereafter, an officer recovered 14 .9mm rounds of ammunition from a clear plastic bag in Mr. Tann’s pocket. The ammunition found in the defendant’s pocket and the ammunition from the .9mm Taurus firearm were identical.
SR ¶ 7.
Tann was charged with two violations of
II.
Tann contends that his two convictions for violating
A.
We first consider whether the District Court’s entry of separate convictions and sentences for simultaneous possession of a firearm and ammunition in violation of
Our starting point is the Supreme Court’s decision in
Bell v. United States.
In
Bell,
as in this case, the Supreme Court considered whether multiple violations of a statute, occurring in a single transaction, supported multiple convictions under the statute. The specific issue in
Bell
was whether two offenses or only one offense occurred under the Mann Act,
This Court has not yet addressed whether the simultaneous possession of a firearm and ammunition constitutes a single unit of prosecution under
In
United States v. Frankenberry,
In
United States v. Marino,
The language of the current
B.
Pursuant to
Although our holding regarding the allowable unit of prosecution under
C.
Having determined that the entry of multiplicitous convictions was error, and that the error is plain, we next consider whether that plain error “affect[ed] substantial rights.”
1.
Two Supreme Court decisions set the legal landscape for analyzing the issue of whether multiple convictions and sentences, unauthorized by Congress, affect substantial rights.
In
Ball v. United States,
The second conviction, whose concomitant sentence is served concurrently, does not evaporate simply because of the concurrence of the sentence. The separate conviction, apart from the concurrent sentence, has potential adverse collateral consequences that may not be ignored. For example, the presence of two convictions on the record may delay the defendant’s eligibility for parole or result in an increased sentence under a recidivist statute for a future offense. Moreover, the second conviction may be used to impeach the defendant’s credibility and certainly carries the societal stigma accompanying criminal conviction. Thus, the second conviction, even if it results in no greater sentence, is an impermissible punishment.
Id.
at 864-65,
We concluded that multiple convictions and sentences, unauthorized by Congress, affect substantial rights in
United States v. Miller.
In that case, we first determined that possessing child pornography is a lesser-ineluded offense of receiving child pornography, and that the district court’s entry of separate convictions on each charge contravened the Double Jeopardy Clause.
As in
Miller,
Tann’s substantial rights have been affected by the entry of separate convictions for Counts One and Two. Tann’s second conviction, at a minimum, carried with it a concurrent sentence and an additional $100 assessment. Moreover, it is clear that Tann may face adverse consequences based on the second
2.
The Government concedes that our decision in
“Miller
stands for the rule articulated by [Tann].” Gov’t Br. 14. However, the Government argues that
“Miller
lacks precedential weight” because it conflicts with our earlier decision in
United States v. Gricco,
In
Gricco,
the two defendants argued that their convictions for tax evasion, in violation of
Our Court makes every effort to maintain a consistent body of jurisprudence and that is an underlying basis for our IOP 9.1. And IOP 9.1 recognizes that our Court, sitting en banc, may correct or revise prior panel decisions of our Court. In the unique circumstance when our panel decisions conflict and our Court has not spoken en banc, however, the earlier decision is generally the controlling authority.
Pardini,
While we strive to maintain a consistent body of jurisprudence, we also recognize the overriding principle that “[a]s an inferior court in the federal hierarchy, we are, of course, compelled to apply the law announced by the Supreme Court as we find it on the date of our decision.”
United States v. City of Phila.,
A panel of our Court may decline to follow a prior decision of our Court without the necessity of an en banc decision whether the conflicting Supreme Court decision was rendered before or after our prior decision.
Mennen,
In
Jaguar Cars, Inc. v. Royal Oaks Motor Car Co., Inc.,
We hold that we are not bound by our decision in
Gricco
regarding whether Tann’s substantial rights were affected, largely for the reasons we set forth in
Jaguar Cars.
First, the parties in
Gricco
did not focus on whether the asserted error affected substantial rights. Indeed, we noted in
Gricco
that “the parties’ briefs focus primarily on the question whether the district court committed any sort of error at all.”
‡ ‡ ‡ ‡ K*
Following
Ball, Rutledge,
and
Miller,
we conclude that Tann has met his burden to show that his substantial rights were affected by his unauthorized conviction and
D.
Finally, we turn to whether the District Court’s error “seriously affeet[ed] the fairness, integrity, or public reputation of judicial proceedings,” and whether this Court should exercise its discretion to correct the error.
Olano,
The Government argues, citing
Gricco,
that a concurrent sentence and additional assessment “hardly amount[ ] to a miscarriage of justice warranting the exercise of the Court’s discretion under
In
Miller,
we concluded, on the basis of the Supreme Court’s decisions in Ball and
Rutledge,
that an additional, unauthorized conviction — together with its concurrent sentence, additional assessment, and the potential for adverse collateral consequences — seriously affected the fairness of the district court proceedings.
We hold that leaving this error uncorrected would seriously affect the fairness and integrity of these proceedings and, therefore, conclude that we will exercise our discretion to grant relief under
III.
For the foregoing reasons, we will remand this case to the District Court with instructions to vacate the sentence on one of Tann’s convictions under
Notes
.
. The District Court had jurisdiction pursuant to
.
. At the time we considered the statute,
.
See United States v. Parker,
. The Government does not argue that the District Court’s decision to enter a conviction and impose a sentence on each count separately was without error. Indeed, Tann points out that the United States Attorneys’ Manual (the "Manual”) advises that, while it is appropriate to charge a defendant with separate counts of unlawful weapons or ammunition possession under
.
See, e.g., United States v. King,
. IOP 9.1 provides: "It is the tradition of this court that the holding of a panel in a precedential opinion is binding on subsequent panels. Thus, no subsequent panel overrules the holding in a precedential opinion of a previous panel. Court en banc reconsideration is required to do so."
. The decision cited was
United States v. Roberts,
Subsequently, in
United States v. Bennafield,
.
See, e.g., Ogba,