MICHAEL BRAHAM v. RICHARD NEWBOULD ET AL.
(AC 36235)
Alvord, Prescott and Mullins, Js.
Argued May 27—officially released October 6, 2015
(Appeal from Superior Court, judicial district of New Haven, Zemetis, J. [motion to dismiss; judgment]; A. Robinson, J. [motion for reargument].)
Alvord, J.
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Zenobia G. Graham-Days, assistant attorney general, with whom, on the brief, was George Jepsen, attorney general, for the appellees (defendants).
Opinion
ALVORD, J. The plaintiff, Michael Braham, appeals from the judgment of the trial court dismissing his action against the defendants, Richard Newbould, Richard Bush, Catherine Durato, Sheryl Estrom, and Valerie Boykins.1 The plaintiff claims that the court improperly dismissed his claims against the defendants, employees of the Correctional Managed Health Care division of the University of Connecticut Health Center, on the basis of the doctrines of (1) qualified immunity and (2) sovereign immunity.2 We affirm the judgment of the court.
The following facts are alleged in the plaintiff‘s complaint. The plaintiff, a sentenced inmate at the Cheshire Correctional Institution, wears eyeglasses because of extreme nearsightedness and severe astigmatism. At some point, one of the hinges on his eyeglasses broke, causing the eyeglasses to sit improperly on his face. The plaintiff requested to see the optometrist, was examined approximately three months later, and was issued an updated prescription on April 5, 2006. During the interim period, he experienced “difficulties,” including blurred and distorted vision, eye strain, headaches, dizziness, loss of self-esteem, embarrassment and severe limitation in his ability to perform daily activities. At the time of the issuance of the prescription, Boykins, an office assistant, asked the plaintiff to sign an inmate fees form, which would authorize a three dollar deduction from his inmate account. The plaintiff signed the form. He did not, however, receive the eyeglasses at that time, because eyeglasses are made in a different location and shipped to the Cheshire Correctional Institution.
On May 12, 2006, Boykins informed the plaintiff that his eyeglasses had arrived and presented to the plaintiff another inmate fees form, which would authorize another three dollar deduction from his inmate account. The plaintiff refused to sign the form, stating that he already had been charged the three dollar co-pay. Boykins told him that there was a new rule pursuant to the Department of Correction‘s administrative directives. The plaintiff further questioned Boykins and showed her administrative directive 3.12 (5) (C).3 Boykins told the plaintiff that according to Sheryl, identified by the plaintiff as Estrom, a nurse, he would have to pay in accordance with the new rule. The plaintiff again refused to sign the form, and he was sent back to his housing unit without the new eyeglasses.
The plaintiff thereafter filed an inmate grievance, in which he claimed that he should not have been charged the second three dollar fee. The grievance was rejected by Durato, a health service administrator. The plaintiff then appealed from Durato‘s decision. That appeal was rejected by Bush, also a health service administrator.
The following procedural history is also relevant. The plaintiff commenced the present action by way of a six count complaint on April 12, 2012. In his first count, the plaintiff asserted a claim under
On August 9, 2012, the defendants filed a motion to dismiss the action and a supporting memorandum of law, in which they argued that the court lacked subject matter jurisdiction because they were protected by the doctrines of statutory and sovereign immunity. The plaintiff filed an objection to the motion to dismiss and a supporting memorandum of law, in which he argued that neither sovereign nor statutory immunity barred his claims. He further argued that if the court were to find that he had not alleged facts sufficient to proceed with his claims, that he should be granted leave to amend his complaint.
On September 17, 2012, the court, Zemetis, J., heard oral argument on the motion to dismiss. The court thereafter granted the defendants’ motion to dismiss in a written memorandum of decision filed on December 26, 2012. In its memorandum, the court concluded that it lacked subject matter jurisdiction over the plaintiff‘s claims due to the application of sovereign, statutory, and qualified immunity. On January 9, 2013, the plaintiff filed a motion for reargument, in which he argued, inter alia, that the court erred in sua sponte considering the issue of qualified immunity without allowing him to be heard. He further argued that the court should have held an evidentiary hearing, at which he would have had the opportunity to demonstrate the severity of his eye condition. The motion was heard by the court, A. Robinson, J., on April 7, 2014. At that time, the plaintiff requested permission to file additional briefing and also briefly mentioned his claim that Judge Zemetis improperly had found facts without holding an evidentiary hearing. The court then granted the plaintiff thirty days to brief the immunity issues, the state fifteen days to file a response, and ordered that oral argument be held
The parties returned for oral argument before Judge Robinson on June 2, 2014. On that date, the plaintiff declined to argue the issue of qualified immunity, instead arguing primarily that the state should be required to brief and argue the issue first.7 The plaintiff again argued that Judge Zemetis had erred in finding facts on an inadequate record. On September 8, 2014, the court issued an order stating that it “adopts the ruling and reasoning in the previous memorandum of decision, dismissing the case,” in which it adopted the ruling and reasoning of Judge Zemetis’ memorandum of decision.
The plaintiff filed the present appeal on October 16, 2013. The plaintiff appealed only from the judgment dismissing the action. He did not file an amended appeal from the court‘s September 8, 2014 ruling on the motion for reargument.
We begin by setting forth our standard of review. “A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction. . . . [O]ur review of the court‘s ultimate legal conclusion and resulting [determination] of the motion to dismiss will be de novo. . . . Moreover, [t]he doctrine of sovereign immunity implicates subject matter jurisdiction and is therefore a basis for granting a motion to dismiss. . . . As we must in reviewing a motion to dismiss, we take the facts to be those alleged in the complaint, including those facts necessarily implied from the allegations, construing them in a manner most favorable to the pleader.” (Citation omitted; internal quotation marks omitted.) Sullins v. Rodriguez, 281 Conn. 128, 131-32, 913 A.2d 415 (2007).
I
We first address the plaintiff‘s claim that the court improperly concluded that the defendants were entitled to qualified immunity from liability for the plaintiff‘s
“Under federal law, the doctrine of qualified immunity shields officials from civil damages liability for their discretionary actions as long as their actions could reasonably have been thought consistent with the rights they are alleged to have violated. . . . Qualified immunity is an immunity from suit rather than a mere defense to liability and, therefore, protects officials from the burdens of litigation for the choices that they make in the course of their duties. . . . Thus, the United States Supreme Court has recognized qualified immunity for government officials [when] it [is] necessary to preserve
“Qualified immunity shields federal and state officials from money damages unless a plaintiff pleads facts showing (1) that the official violated a statutory or constitutional right, and (2) that the right was ‘clearly established’ at the time of the challenged conduct. . . . We recently reaffirmed that lower courts have discretion to decide which of the two prongs of qualified immunity analysis to tackle first.” (Citation omitted.) Ashcroft v. al-Kidd, 563 U.S. 731, 131 S. Ct. 2074, 2080, 179 L. Ed. 2d 1149 (2011); see also Traylor v. Gerratana, 148 Conn. App. 605, 612, 88 A.3d 552, cert. denied, 312 Conn. 901, 902, 91 A.3d 908, 112 A.3d 778, cert. denied, U.S. , 135 S. Ct. 444, 190 L. Ed. 2d 336 (2014). “If no constitutional right would have been violated were the allegations established, there is no necessity for further inquiries concerning qualified immunity.” Brooks v. Sweeney, supra, 299 Conn. 217.
The basis of the plaintiff‘s
We begin our analysis by determining whether the facts alleged by the plaintiff in his complaint state a violation of the eighth amendment. See Morgan v. Bubar, 115 Conn. App. 603, 626, 975 A.2d 59 (2009). In
In support of his claim that the defendants’ actions constituted a violation of the eighth amendment, the plaintiff cites Koehl v. Dalsheim, 85 F.3d 86, 87 (2d Cir. 1996), a case in which an inmate alleged that correction officers had violated the eighth amendment by confiscating his eyeglasses despite his having received a doctor‘s permission to wear them. The eyeglasses were “specially prescribed, tinted eye-glasses, fitted with what [the plaintiff] described as a prism . . . .” Id. The United States Court of Appeals for the Second Circuit noted that the plaintiff had “alleged that he required the prescribed eye-glasses to avoid double vision and the loss of depth perception that resulted from a prior head injury.” Id., 88. He further had alleged that “[a]s a result of the confiscation of his glasses and the subsequent denial of medical treatment, [he] ha[d] suffered significant consequences,” specifically, that “[h]is left eye, which had shifted as a result of his head injury, has now shifted fully into the corner of the socket and is almost sightless, and he has experienced headaches.” Id., 87. The court noted that “[s]uch visual deficiencies can readily cause a person to fall or walk into objects, and [the plaintiff] alleged that he has experienced such occurrences, and has suffered injuries as a consequence.” Id., 88. The court concluded that the plaintiff had made sufficient allegations, including that his medical need was serious and that the correction officers were aware of his need, such that his claims would survive a motion to dismiss.8 Id.; see also Tormasi v. Hayman, 452 Fed. Appx. 203, 206 (3d Cir. 2011) (court concluded that a jury could find that a plaintiff‘s medical needs were serious, considering that his “vision was significantly blurred, resulting in dizziness and imbalance that caused him to fall and walk into objects. On one occasion, he fell due to his inability to see and dislocated his jaw.“).
Although a plaintiff conceivably can allege a serious
Noting that medical conditions may be of “varying severity,” the Second Circuit has explained that “[t]he standard for [e]ighth [a]mendment violations contemplates a condition of urgency that may result in degeneration or extreme pain.” (Internal quotation marks omitted.) Chance v. Armstrong, 143 F.3d 698, 702 (2d Cir. 1998); see also Faraday v. Commissioner of Correction, supra, 288 Conn. 339 n.12. Our review of the plaintiff‘s complaint and the exhibits attached thereto leads us to conclude that the facts alleged do not state a deprivation sufficiently serious to constitute a violation of the eighth amendment. Cf. Chance v. Armstrong, supra, 703 (plaintiff had alleged sufficiently serious condition, where as a result of inadequate dental care, he alleged to have “suffered extreme pain, his teeth deteriorated, and he has been unable to eat properly“).10
Because the facts alleged by the plaintiff do not state a violation of the eighth amendment, we conclude that the trial court properly determined that the defendants are entitled to qualified immunity.11 Accordingly, the court properly dismissed the plaintiff‘s federal law claims against the defendants in their individual capacities.12 See Traylor v. Gerratana, supra, 148 Conn. App. 612 (affirming judgment of dismissal, concluding that “[q]ualified immunity bars the plaintiff‘s [
II
The plaintiff next claims that the court erred in dismissing his official capacity claims against the defendants for declaratory and injunctive relief. Specifically, the plaintiff argues that sovereign immunity bars neither a
A
We first turn to the plaintiff‘s
Pursuant to
We begin by noting that a state “is not a person within the meaning of
This exception applies only to prospective injunctive relief. Id. The plaintiff, in his
B
We next turn to the plaintiff‘s state law claims, contained in counts two through six of his complaint, for declaratory and injunctive relief against the defendants in their official capacities. The plaintiff alleged intentional infliction of emotional distress, negligent infliction of emotional distress, medical malpractice, negligence, and extortion and coercion. We conclude that the court properly dismissed these claims.
“[W]e have long recognized the validity of the common-law principle that the state cannot be sued without its consent . . . . We have also recognized that because the state can act only through its officers and agents, a suit against a state officer concerning a matter in which the officer represents the state is, in effect, against the state. . . . The doctrine of sovereign immunity protects the state, not only from ultimate liability for alleged wrongs, but also from being required to litigate whether it is so liable.” (Citation omitted; internal quotation marks omitted.) Manifold v. Ragaglia, 94 Conn. App. 103, 114-15, 891 A.2d 106 (2006).
“Our Supreme Court has recognized three exceptions to sovereign immunity: (1) when the legislature, either expressly or by force of a necessary implication, statutorily waives the state‘s sovereign immunity . . . (2) when an action seeks declaratory or injunctive relief on the basis of a substantial claim that the state or one of its officers has violated the plaintiff‘s constitutional rights . . . and (3) when an action seeks declaratory or injunctive relief on the basis of a substantial allegation of wrongful conduct to promote an illegal purpose in excess of the officer‘s statutory authority.” (Internal quotation marks omitted.) Traylor v. Gerratana, supra, 148 Conn. App. 610. “In the absence of a proper factual basis in the complaint to support the applicability of these exceptions, the granting of a motion to dismiss on sovereign immunity grounds is proper.” (Internal quotation marks omitted.) Columbia Air Services, Inc. v. Dept. of Transportation, 293 Conn. 342, 350, 977 A.2d 636 (2009).
The plaintiff claims that the defendants acted beyond their authority and violated his constitutional rights “in withholding [his] eyeglasses for his refusing to pay the unauthorized and illegal co-pay fee . . . .”14 “The only exceptions to sovereign immunity that would apply to claims alleging constitutional violations and conduct in excess of statutory authority are the second and third, which require that the plaintiff‘s claim be substantial.” (Emphasis added; internal quotation marks omitted.)
“For a claim made pursuant to the second exception, complaining of unconstitutional acts, we require that [t]he allegations of such a complaint and the factual underpinnings if placed in issue, must clearly demonstrate an incursion upon constitutionally protected interests.” (Emphasis added.) Columbia Air Services, Inc. v. Dept. of Transportation, supra, 293 Conn. 350. As we have concluded in part I of this opinion, the plaintiff has failed to allege a deprivation sufficiently serious to constitute a violation of the eighth amendment, the constitutional provision at issue.15 Accordingly, the second exception does not apply.
“For a claim under the third exception, the plaintiffs must do more than allege that the defendants’ conduct was in excess of their statutory authority; they also must allege or otherwise establish facts that reasonably support those allegations.” (Internal quotation marks omitted.) Id. The plaintiff claims that pursuant to
The plaintiff has clearly fallen short of meeting the requirement that his claim be ” ‘substantial.’ ” Traylor v. Gerratana, supra, 148 Conn. App. 610. Accordingly, the court properly dismissed the state law claims for declaratory and injunctive relief against the defendants in their official capacities.
III
Last, the plaintiff claims that he should have been granted leave to amend his complaint. There is nothing in the record to suggest that the plaintiff filed a request for leave to amend his complaint, in accordance with Practice Book § 10-60.18 His statement in his opposition to the defendants’ motion to dismiss, which was that
The judgment is affirmed.
In this opinion the other judges concurred.
Notes
A review of the plaintiff‘s appellate brief reveals that the plaintiff does not challenge the court‘s treatment of his state law claims against the defendants in their individual capacities or against the defendants in their official capacities for money damages. We, therefore, deem these claims abandoned for purposes of this appeal.
What remains, therefore, are his claims for declaratory and injunctive relief under federal and state law, and his claims for damages under federal law.
Although he alleged, broadly, that the defendants were deliberately indifferent to his serious medical needs, the plaintiff has failed to allege facts that rise to the level of deliberate indifference. He does not provide factual allegations that the defendants were aware of a substantial risk that he would be subject to serious harm if they failed to provide him with his new eyeglasses.
Moreover, the plaintiff did not argue that such a hearing was necessary either in his opposition to the defendants’ motion to dismiss or during the September 17, 2012 hearing on that motion. The issue was thus not raised before the court prior to the dismissal of the plaintiff‘s complaint. The plaintiff first raised this argument in his January 9, 2013 motion for reargument. The present appeal, however, was taken only from the judgment of dismissal; the plaintiff did not file an amended appeal challenging the court‘s ruling on the motion for reargument, as required by Practice Book § 61-9. Accordingly, we decline to review the plaintiff‘s claim that the court erred in refusing his request for an evidentiary hearing. See Jewett v. Jewett, 265 Conn. 669, 673 n.4, 830 A.2d 193 (2003).
First, after filing his motion for reargument, the plaintiff received the opportunity to file additional briefing on the issue of qualified immunity and on two occasions was given the opportunity to be heard at oral argument. On both dates set for oral argument, the plaintiff declined the court‘s invitation to present an argument as to qualified immunity. Instead, at the April, 2014 hearing, he requested to file additional briefing, and at the June, 2014 hearing, his principal argument was that the state should be required to brief and argue the issue first.
“We do not reverse the judgment of a trial court on the basis of challenges to its rulings that have not been adequately briefed. . . . The parties may not merely cite a legal principle without analyzing the relationship between the facts of the case and the law cited. . . . [A]ssignments of error which are merely mentioned but not briefed beyond a statement of the claim will be deemed abandoned and will not be reviewed by this court.” (Internal quotation marks omitted.) Clelford v. Bristol, 150 Conn. App. 229, 233, 90 A.3d 998 (2014); see also Parnoff v. Mooney, 132 Conn. App. 512, 518, 35 A.3d 283 (2011) (“[i]t is not the role of this court to undertake the legal research and analyze the facts in support of a claim or argument when it has not been briefed adequately” [internal quotation marks omitted]).
The plaintiff provided inadequate analysis of his due process and Connecticut constitutional claims. He did not, in his complaint, identify the nature of the right under the Connecticut constitution that he was alleging the defendants had violated. In his appellate brief, the plaintiff makes conclusory statements that he pleaded facts sufficient to recover on those grounds and that his claims are not barred by immunity. He fails, however, to identify the facts he claims to have alleged in support of these constitutional claims, and his citation to case law lacks an application to the facts of his case. Accordingly, we decline to review these claims.
“(1) By order of judicial authority; or
“(2) By written consent of the adverse party; or
“(3) By filing a request for leave to file such amendment, with the amendment appended, after service upon each party as provided by Sections 10-12 through 10-17, and with proof of service endorsed thereon. If no objection thereto has been filed by any party within fifteen days from the date of the filing of said request, the amendment shall be deemed to have been filed by consent of the adverse party. If an opposing party shall have objection to any part of such request or the amendment appended thereto, such objection in writing specifying the particular paragraph or paragraphs to which there is objection and the reasons therefor, shall, after service upon each party as provided by Sections 10-12 through 10-17 and with proof of service endorsed thereon, be filed with the clerk within the time specified above and placed upon the next short calendar list.”
