Stephen R. BOYES and Patrice Boyes, Plaintiffs-Appellants, v. SHELL OIL PRODUCTS COMPANY, Mobil Oil Company, and Tenneco Oil Company, Defendants-Appellees.
No. 98-3692.
United States Court of Appeals, Eleventh Circuit.
Jan. 4, 2000.
199 F.3d 1260
Before CARNES, Circuit Judge, and RONEY and HILL, Senior Circuit Judges.
Steven Diebenow, Richard L. Maguire, Rogers, Towers, Bailey, Jones & Gay, Jacksonville, FL, for Shell Oil Products Co.
Jan A. Albanese, Allen, Lang, Curotto & Peed, P.A., Orlando, FL, Vincent J. Profaci, Winter Park, FL, for Defendants-Appellees.
Stephen and Patrice Boyes own property in Gainesville, Florida that is allegedly contaminated with petroleum waste as a result of service stations previously owned or operated by Shell Oil Company (Shell) and Tenneco Oil Company (Tenneco).1 The Boyes sued Shell and Tenneco for violations of the Resource Conservation and Recovery Act (RCRA),
In Part I of this opinion, we outline the RCRA and its regulatory scheme and Florida‘s State Underground Petroleum Environmental Response Act and its regulatory scheme. We then describe the facts and procedural history of the case. Part II contains the standard of review. Part III, we briefly outline Burford abstention and the primary jurisdiction doctrine and their applicability in a preemption case. We then provide a general discussion of federal preemption and proceed to consider whether Florida law is preempted by the RCRA.
As we explain in Part III, the RCRA neither expressly preempts all state law, nor occupies the entire field of underground storage tank regulation. However,
I. BACKGROUND
A. FEDERAL STATUTORY FRAMEWORK
In 1976, Congress enacted the Resource Conservation and Recovery Act (RCRA),
A state underground storage tank program, however, can operate in lieu of the Federal program if the EPA Administrator formally approves the state program.
B. STATE STATUTORY FRAMEWORK
In 1986, under the State Underground Petroleum Environmental Response Act, Florida adopted the Early Detection Incentive (EDI) program. See
C. FACTS AND PROCEDURAL HISTORY
From 1958 to mid-1982, Shell Oil Company (Shell) owned and operated a gasoline service station at 404 South Main Street in Gainesville, Florida. From 1980 to late 1985 or early 1986, Tenneco Oil Company (Tenneco) leased property at 403 South Main Street in Gainesville, Florida on which a gasoline station was located. The 403 and 404 South Main Street sites are across the street from each other at an intersection. Both sites are contaminated with petroleum waste. The 403 South Main Street site that Tenneco leased was accepted into Florida‘s EDI program in October 1987; the 404 South Main Street site that Shell owned was accepted into the EDI program in October 1988.
The Boyes purchased 602 South Main Street, also in Gainesville, Florida, in July 1992. In March 1996, they purchased 601 South Main Street. The intersection where the 403 and 404 South Main Street properties are located is approximately two city blocks from the sites currently owned by the Boyes. The FDEP recognizes the Boyes’ property as being within a plume of underground petroleum contamination that must be addressed during the remediation of the Shell and Tenneco sites.9
Pursuant to
On October 23, 1998, the district court dismissed without prejudice Counts I and II, the RCRA counts, on the grounds that the district court was abstaining
II. STANDARD OF REVIEW
While we ordinarily review the grant of motions to dismiss or summary judgment de novo, see Parks v. City of Warner Robins, Georgia, 43 F.3d 609, 612-13 (11th Cir. 1995), a district court‘s decision to abstain will only be reversed upon a showing of abuse of discretion. Rindley v. Gallagher, 929 F.2d 1552, 1554 (11th Cir. 1991) (citations omitted). An abuse of discretion occurs if the judge fails to apply the proper legal standard or to follow proper procedures in making the determination.... American Civil Liberties Union of Georgia v. Barnes, 168 F.3d 423, 427 (11th Cir. 1999) (quoting In re Hillsborough Holdings Corp., 127 F.3d 1398, 1401 (11th Cir. 1997) (internal citation and quotation omitted)).
III. DISCUSSION
A. ABSTENTION
The decision that gave Burford abstention its name is Burford v. Sun Oil Co., 319 U.S. 315, 63 S.Ct. 1098, 87 L.Ed. 1424 (1943). In a later case, the Supreme Court summarized Burford abstention as follows:
Where timely and adequate state-court review is available, a federal court sitting in equity must decline to interfere with the proceedings or orders of state administrative agencies: (1) when there are difficult questions of state law bearing on policy problems of substantial public import whose importance transcends the result in the case then at bar; or (2) where the exercise of federal review of the question in a case and in similar cases would be disruptive of state efforts to establish a coherent policy with respect to a matter of substantial public concern.
New Orleans Pub. Serv., Inc. v. Council of the City of New Orleans, 491 U.S. 350, 361, 109 S.Ct. 2506, 2514, 105 L.Ed.2d 298 (1989) (citations and internal quotations omitted). The purpose of Burford abstention is to protect complex state administrative processes from undue federal interference.... Id. at 362, 109 S.Ct. at 2515.
The primary jurisdiction doctrine is similarly concerned with protecting the administrative process from judicial interference. See United States v. Western Pac. R.R. Co., 352 U.S. 59, 63, 77 S.Ct. 161, 165, 1 L.Ed.2d 126 (1956). It is a doctrine specifically applicable to claims properly cognizable in court that contain some issue within the special competence of an administrative agency. It requires the court to enable a referral to the agency, staying further proceedings so as to give the parties reasonable opportunity to seek an administrative ruling. Reiter v. Cooper, 507 U.S. 258, 268, 113 S.Ct. 1213, 1220, 122 L.Ed.2d 604 (1993) (citations omitted). [T]he main justifications for the rule of primary jurisdiction are the expertise of the agency deferred to and the need for a uniform interpretation of a statute or regulation. County of Suffolk v. Long Island Lighting Co., 907 F.2d 1295, 1310 (2nd Cir. 1990) (citations omitted).11 In the con
Notes
Abstention under Burford and under the primary jurisdiction doctrine is rarely, if ever, appropriate when federal law preempts state law. See Baggett v. Department of Prof‘l Regulation, Bd. of Pilot Comm‘rs, 717 F.2d 521, 524 (11th Cir. 1983) (When, because of preemption, a particular state proceeding is beyond its regulatory authority, the need for protection of the state‘s comprehensive regulatory scheme, to the extent that it is legitimate, lends no support for abstention....).12 The parties agree that abstention was inappropriate in this case if the RCRA preempted Florida law. What they disagree about, and what is the decisive issue in this case, is whether federal law preempted otherwise applicable Florida law.13
We need not decide whether the primary jurisdiction doctrine could ever justify deference in favor of state administrative agencies, because even if it can, deference was not appropriate in this case for reasons we will explain.
B. PREEMPTION
Congressional intent governs our determination of whether federal law preempts state law. See Gade v. National Solid Wastes Mgmt. Ass‘n, 505 U.S. 88, 96, 112 S.Ct. 2374, 2381, 120 L.Ed.2d 73 (1992) (plurality). If Congress so intends, [p]reemption ... is compelled whether Congress’ command is explicitly stated in the statute‘s language or implicitly contained in its structure and purpose. Id. at 98, 112 S.Ct. 2374 (citation and quotation omitted). The Supreme Court has recognized three types of preemption: (1) express preemption, where the statute contains explicit pre-emptive language, (2) field preemption, where the scheme of federal regulation is so pervasive as to make reasonable the inference that Congress left no room for the States to supplement it, and (3) conflict preemption, where compliance with both federal and state regulations is a physical impossibility, or where state law stands as an obstacle to the accomplishment and execution of the full purposes and objectives of Congress. Id. (citations and quotations omitted).
The RCRA does not expressly preempt Florida‘s program. There is no statutory directive that requires the RCRA to displace all state laws regulating underground storage tanks. Field preemption is equally inapplicable. Congress explicitly sought to establish a viable Federal-State partnership to carry out the purposes of the statute.
Because neither express nor field preemption is applicable, the question becomes whether the Florida law regulating underground storage tanks conflicts with the RCRA. Any state law that conflicts with federal law is preempted by the federal law and is without effect under the Supremacy Clause of the Constitution. Lewis, 107 F.3d at 1500 (citing Cipollone v. Liggett Group, Inc., 505 U.S. 504, 516, 112 S.Ct. 2608, 2617, 120 L.Ed.2d 407 (1992)).14 The RCRA, however, has a somewhat unusual provision. Pursuant to
Our conclusion about the negative implication of
The Supreme Court in Gade also reasoned that two other provisions of the Occupational Safety and Health Act supported its reading of the approval requirement of § 18(b). The first provision was
The RCRA also has provisions that set forth the conditions of the EPA Administrator‘s approval and allow the Administrator to withdraw approval. See
As previously discussed, Florida has a comprehensive statutory scheme to regulate contamination caused by underground storage tanks. See
In making the determination of whether state law conflicts with federal law, the test to apply is whether it is impossible to comply with both state and federal law’ or whether ‘the state law stands as an obstacle to the accomplishment of the full purposes and objectives’ of federal law. Feikema, 16 F.3d at 1413 (quoting Silkwood v. Kerr-McGee Corp., 464 U.S. 238, 248, 104 S.Ct. 615, 621, 78 L.Ed.2d 443 (1984)). Here Florida law is an obstacle to the accomplishment of the RCRA‘s full purposes and objectives. Under
Thus,
IV. CONCLUSION
Because
REVERSED AND REMANDED.
