RONALD M. BOMBERO v. STEPHEN C. BOMBERO; STEPHEN C. BOMBERO v. RONALD M. BOMBERO ET AL.
AC 35168
RONALD M. BOMBERO v. STEPHEN C. BOMBERO
AC 35822
Appellate Court of Connecticut
Argued February 19—officially released September 29, 2015
DiPentima, C. J., and Keller and Norcott, Js.
(Appeal from Superior Court, judicial district of Fairfield, Hon. Howard T. Owens, Jr., judge trial referee [summary judgment; motion for attorney‘s fees]; Radcliffe, J. [strict foreclosure].)
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Hugh D. Hughes, with whom, on the brief, was Steven M. Reilly, for the appellant (defendant in the first case, plaintiff in the second case).
Elaine K. Stuhlman, for the appellee (plaintiff in the first case, defendants in the second case).
Opinion
DiPENTIMA, C. J. At the nucleus of these consolidated and amended appeals is a monetary dispute between two brothers. In AC 35168, the defendant, Stephen C. Bombero, appeals from the judgment rendered in favor of the plaintiff, Ronald M. Bombero, as to the plaintiff‘s complaint, seeking the foreclosure of a note and the reformation of a mortgage release, and granting the plaintiff‘s motion for summary judgment on the defendant‘s counterclaim.1 In AC
The record reveals the facts and procedural history that are both confusing and protracted. We set forth only the relevant details that are necessary to the resolution of these appeals. On April 11, 2000, the plaintiff and the defendant executed a promissory note, payable on demand, in the amount of $79,116.50. As security, the defendant mortgaged his one-third interest in property located at 151 Booth Hill Road in Trumbull to the plaintiff. The defendant agreed to pay one third of the taxes on this property. On May 2, 2007, the plaintiff made a written demand for payment of the note. After the defendant failed to make the required payment, the plaintiff commenced a one count foreclosure action on September 6, 2007, alleging that the defendant was in default.
On October 30, 2007, the defendant filed an answer and raised five special defenses: Payment of the note; the plaintiff‘s failure to comply with the covenants of good faith and fair dealing by commencing a foreclosure action after receiving full payment of the note; release and discharge of the mortgage following payment of the note; the plaintiff‘s inequitable conduct in bringing a foreclosure action after payment of the note and release and discharge of the mortgage; and the statute of limitation as set forth in
On July 28, 2008, the defendant commenced a civil action against the plaintiff and certain other parties. See Bombero v. Bombero, Superior Court, judicial district of Fairfield, Docket No. CV-08-5017758-S. In that case, the defendant sought a partition of 151 Booth Hill Road and a sale of that property. On May 4, 2010, the court granted the plaintiff‘s motion to consolidate his foreclo-sure action with the defendant‘s partition action.
The plaintiff amended his foreclosure complaint, adding a count for reformation on August 31, 2010. In this count, the plaintiff alleged that on April 11, 2000, the defendant was indebted to the plaintiff in the amount of $79,116.50 and that this
The plaintiff claimed that Mihaly, either mistakenly or under the direction of the defendant, listed the mortgage on the 151 Booth Hill Road property, rather than the 101 Golden Hill Street property, on the release signed by the plaintiff. The plaintiff further alleged that the defendant knew of the plaintiff‘s mistake and allowed the erroneous release to be recorded on the land records in an attempt to defraud the plaintiff. The plaintiff, therefore, sought to have the court reform the release to reflect a release of the mortgage on 101 Golden Hill Street and to reinstate the mortgage on 151 Booth Hill Road. In the plaintiff‘s demand for relief, he requested a foreclosure of the 151 Booth Hill Road mortgage, immediate possession of 151 Booth Hill Road, attorney‘s fees, costs of collection, interest pursuant to
On October 27, 2011, the defendant filed an answer to the plaintiff‘s amended complaint. He maintained his five special defenses as to count one of the amended complaint. The defendant also raised special defenses as to count two: Statute of limitations, as set forth in
On November 7, 2011, the trial commenced.7 On April 23, 2012, while the plaintiff was presenting his evidence on the complaint, the court granted the plaintiff permission to file a motion for summary judgment as to the defendant‘s counterclaim to the reformation count of the plaintiff‘s amended complaint. On May 14, 2012, the plaintiff moved for summary judgment. Specifically, he argued that neither of the counts in the defendant‘s counterclaim arose from the same transaction that was the subject of the plaintiff‘s complaint, neither count arose from the making, validity or enforcement of the note and mortgage contained in the plaintiff‘s complaint and the counterclaim was barred by the statute of limitations.8 The defendant filed a motion for an extension of time to respond on May 6, 2012, which was granted until May 25, 2012. Two additional extensions were sought by the defendant, but not acted upon by the court.
On July 31, 2012, without any objection to the motion being filed, the court issued a memorandum of decision granting the plaintiff‘s motion for summary judgment. It concluded that both counts of the defendant‘s counterclaim, seeking a setoff, did not relate to the making, validity or enforcement of the note and mortgage or the claim for a reformation of the mortgage release, and therefore were improper. It also determined that the defendant had failed to establish the nature of the alleged debts claimed by the defendant and therefore the defendant had failed to demonstrate his right to a setoff in the pleadings. Finally, it determined that many of the allegations in the counterclaim were barred by the applicable statutes of limitations. The court rendered judgment in favor of the plaintiff with respect to the defendant‘s counterclaim. The court, sua sponte, also rendered judgment in favor of the plaintiff as to the complaint. In other words, the court rendered a judgment on the plaintiff‘s foreclosure and reformation action, as well as the defendant‘s counterclaim for a setoff.9 No judgment was rendered
On August 8, 2012, the defendant filed a motion to open and to set aside the judgment. He argued that the court decided the plaintiff‘s motion without receiving the defendant‘s objection, failed to address the standard of proof, and ruled on both the motion for summary judgment and the trial on the merits. He further claimed that the court did not address the issue of reformation and failed to hear all the evidence. The plaintiff filed an objection to the motion to open, which the court sustained on October 24, 2012. During these proceedings, no judgment was rendered or order made regarding the partition action.
On November 2, 2012, the defendant filed an appeal, designated as AC 35168, from the judgment rendered on the plaintiff‘s complaint and the defendant‘s counterclaim. The defendant referred to the partition action when he filed his appeal.
On November 30, 2012, the plaintiff moved to dismiss the appeal for lack of a final judgment because the court had not determined the method of foreclosure, the amount of debt and the value of the equity in the property.10 The plaintiff further contended that the court had not entered any orders or rendered a judgment regarding the partition action. As a result, the plaintiff maintained that the appeal should be dismissed for a lack of a final judgment. We granted the plaintiff‘s motion and dismissed the appeal as it pertained to the foreclosure count and the partition action. We further concluded that the appeal from the judgment on the defendant‘s counterclaim and the denial of the motion to open the judgment, to the extent it challenged the judgment on that counterclaim, remained pending.
On June 6, 2013, the court, Radcliffe, J., granted the plaintiff‘s motion for a judgment of strict foreclosure, found the debt to be $200,213.17, and the fair market value of the property to be $126,000 and set the law day for October 1, 2013. On July 5, 2013, the defendant filed an appeal, designated as AC 35822, from the judgment of strict foreclosure.11 The two appeals were consolidated.
On July 24, 2013, the court, Hon. Howard T. Owens, Jr., judge trial referee, granted the plaintiff‘s motion for attorney‘s fees in the amount of $90,301. On August 6, 2013, the defendant filed an amended appeal in AC 35822 from the order of the trial court awarding attorney‘s fees to the plaintiff‘s counsel.
After oral argument in these appeals, we ordered the court, sua sponte, to articulate the factual and legal basis underlying its decision to enter judgment for the plaintiff on his complaint.12 On May 15, 2015, the court responded to our order as follows: ‘‘The legal basis for its ruling is that the defendant failed to prove that the alleged debt from the defendant . . . did not arise from the execution or reformation of the release or even from the making, validity
Before addressing the specific claims of the defendant in this appeal, we set forth the relevant legal principles and our standard of review. ‘‘
I
We first consider the defendant‘s claim that the court improperly rendered judgment for the plaintiff with respect to the complaint. The defendant sets forth a number of arguments to support his claim.13 We agree with the defendant that the court improperly rendered judgment in favor of the plaintiff with respect to the complaint because that issue was outside the scope of the motion for summary judgment filed by the plaintiff. The motion for summary judgment was limited to the defendant‘s counterclaims, and it was improper for the court to render a judgment on the complaint. We therefore reverse the judgment of strict foreclosure and the award of attorney‘s fees in appeals designated AC 35822 and AC 35822x01.
Additional facts are necessary for the resolution of this issue. During the trial, on April 23, 2012, the parties and the court
The plaintiff directed his May 14, 2012 motion for summary judgment solely at the defendant‘s counterclaim to the second count of the complaint, which sought a reformation of the mortgage release. He further argued: ‘‘1. Neither the First nor the Second Counts of the Defendant‘s Counterclaim arise from the same transaction which is the subject of the Plaintiff‘s Complaint; 2. Neither the First nor the Second Counts of the Defendant‘s Counterclaim arises from the making, validity or enforcement of the Note and Mortgage, subject of the Plaintiff‘s Complaint; [and] 3. All of the claims alleged in the Defendant‘s Counterclaim are barred by the Statutes of Limitations contained in . . .
In the court‘s memorandum of decision, it noted that the plaintiff had moved for summary judgment as to the defendant‘s counterclaim to the second count. The court granted the plaintiff‘s motion, but rendered judgment for the plaintiff on both the complaint and the counterclaim.14 On August 8, 2012, the defendant moved to open and set aside the judgment. He noted that the court ruled on the complaint, which was beyond the scope of the defendant‘s motion for summary judgment.
On appeal, the defendant argues that the court improperly rendered judgment on the plaintiff‘s complaint. Specifically, he contends that ‘‘[i]t was a huge surprise that the court . . . proceeded to grant judgment on the plaintiff‘s complaint . . . .’’ We agree that the court improperly rendered judgment on the plaintiff‘s claim when the plaintiff‘s motion for summary judgment was limited to the defendant‘s counterclaim.
We recently held that a trial court lacks authority to render summary judgment on grounds not raised or briefed by the parties that do not involve the court‘s subject matter jurisdiction. Greene v. Keating, 156 Conn. App. 854, 860, 115 A.3d 512 (2015). In that case, the parties filed cross motions for summary judgment regarding the plaintiff‘s action for vexatious litigation. Id., 858. In granting the defendant‘s motion for summary judgment, the trial court determined that
On appeal, the plaintiff claimed that the court acted outside its authority in rendering summary judgment on a ground neither
We also are guided by our decision in Miller v. Bourgoin, 28 Conn. App. 491, 613 A.2d 292, cert. denied, 223 Conn. 927, 614 A.2d 825 (1992). In that case, the parties entered into a contract whereby the plaintiffs would purchase a building lot and house that would be constructed by the defendants. Id., 492. The plaintiffs terminated the contract on the basis that the defendants failed to complete the house in a timely manner. Id., 493. They commenced an action to recover their deposit, alleging breach of contract and a violation of
We first determined that the court improperly had rendered summary judgment in favor of the plaintiffs with respect to the complaint. Id., 499. We then considered the defendants’ claim that the court improperly had granted summary judgment with respect to the counterclaim. Id. ‘‘The plaintiffs’ motion for summary judgment was directed solely to the complaint. Neither party had filed a motion for summary judgment on the counterclaim and neither party had notice that the counterclaim was at issue. In that situation, [a] court may not grant summary judgment sua sponte. . . . The issue first must be raised by the motion of a party and supported by affidavits, documents or other forms of proof.’’ (Emphasis added; internal quotation marks omitted.) Id., 499–500. We concluded by stating that the ‘‘trial court was without authority to grant summary judgment on the counterclaim.’’ Id., 500.
Our decision in Miller was based on Cummings & Lockwood v. Gray, 26 Conn. App. 293, 600 A.2d 1040 (1991). In that case, the plaintiff commenced an action for unpaid legal services. Id., 294–95. The defendants filed an answer, special defenses and a counterclaim alleging damages for legal malpractice. Id., 295. After the pleadings were closed, the plaintiff moved for summary judgment, which the court granted and rendered judgment in favor of the plaintiff on both the complaint and the counterclaim. Id., 295–96. We concluded that the court improperly rendered judgment on the counterclaim. Id., 299. We reasoned that a court could not grant summary judgment sua sponte; the issue needed to be raised by a party. Id. The plaintiff expressly had moved for summary judgment only as to the complaint. Id. We further stated that ‘‘a party seeking summary judgment on both a complaint and a counterclaim must file an appropriate motion addressed to each [pleading].’’ Id.; cf. Dime Savings Bank of New York, F.S.B. v. Wu, 34 Conn. App. 901, 902, 640 A.2d 164 (plaintiff made general motion for summary judgment which allowed court to render judgment on both complaint
As demonstrated by these cases, it was improper for the trial court in the present case to render judgment for the plaintiff on the complaint. The plaintiff never requested that judgment be rendered on his complaint. Both his motion and memorandum of law in support were limited to the counterclaim and set forth no arguments directed to the complaint. The defendant, therefore, was deprived of the opportunity to present any evidence or argument as to why summary judgment was not warranted on the complaint.15 Because the question of whether summary judgment on the complaint was not raised by a party and supported by proof, we conclude that the court erroneously rendered a judgment, sua sponte, in favor of the plaintiff on his complaint. Because the judgment of strict foreclosure and subsequent award of attorney‘s fees relied on the summary judgment rendered on the complaint, those judgments cannot stand.
II
We now consider the defendant‘s claim that the court improperly rendered summary judgment in favor of the plaintiff with respect to the counterclaim. The defendant argues that the court improperly prevented him from presenting evidence that the plaintiff owed the defendant ‘‘a great deal of money on other partnership ventures . . . .’’ Distilled to its essence, the defendant contends that the court improperly rendered summary judgment on the counterclaim on the basis that it did not arise out of the same transaction that was the subject of the complaint. We conclude that the defendant failed to address the court‘s alternative bases for granting summary judgment, that the counterclaim was legally insufficient and was barred by the applicable statutes of limitation. Accordingly, because we cannot afford the defendant any practical relief, this claim is moot.
‘‘Mootness raises the issue of a court‘s subject matter jurisdiction and is therefore appropriately considered even when not raised by one of the parties. . . . Mootness is a question of justiciability that must be determined as a threshold matter because it implicates [a] court‘s subject matter jurisdiction . . . . We begin with the four part test for justiciability established in State v. Nardini, 187 Conn. 109, 445 A.2d 304 (1982). . . . Because courts are established to resolve actual controversies, before a claimed controversy is entitled to a resolution on the merits it must be justiciable. Justiciability requires (1) that there be an actual controversy between or among the parties to the dispute . . . (2) that the interests of the parties be adverse . . . (3) that the matter in controversy be capable of being adjudicated by judicial power . . . and (4) that the determination of the controversy will result in practical relief to the complainant. . . . [I]t is not the province of appellate courts to decide moot questions, disconnected from the granting of actual relief or from the determination of which no practical relief can follow . . . . In determining mootness, the dispositive question is whether a successful appeal would benefit the plaintiff or defendant in any way.’’ (Emphasis in original; internal quotation marks omitted.) Horenian v. Washington, 128 Conn. App. 91, 97–98, 15 A.3d 1194 (2011).
As stated previously, the defendant filed a two count counterclaim directed at the
In granting the plaintiff‘s motion for summary judg-ment, the court first determined that the two counts of the counterclaim did not arise out of the transaction that was the subject of the plaintiff‘s complaint,17 and therefore needed to be brought as a separate action. It also concluded that the counterclaim, which was based on ‘‘unspecified agreements and undetermined amounts allegedly owed to the defendant from the plaintiff’’ failed to ‘‘affirmatively and adequately’’ allege a claim for a setoff, pursuant to
In his appellate brief, the defendant did not address the court‘s conclusion that his counterclaim failed to properly allege a claim of setoff or that his counterclaim
In AC 35822 and AC 35822xA01, the judgment on the plaintiff‘s complaint, the judgment of strict foreclosure, and the award of attorney‘s fees are reversed and the case is remanded for further proceedings according to law. In AC 35168, the appeal from the judgment in favor of the plaintiff on the defendant‘s counterclaim is dismissed.
In this opinion the other judges concurred.
