State v. NardiniState v. Nardini
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This appeal by the state challenges the constitutionality of the Connecticut Sentence Eeview Act.
This case arises out of action by the sentence review division reducing the sentence originally imposed on the defendant. After a jury trial the
Before addressing the serious questions raised by the state we consider the defendant’s challenge to the state’s appeal. The defendant confronts the state at the appellate door with the issues of justiciability, standing and appealability. We discuss these issues seriatim.
I
Defendant’s Challenge
A
JUSTICIABILITY
Because courts are established to resolve actual controversies, before a claimed controversy is entitled to a resolution on the merits it must be justiciable. Justiciability requires (1) that there be
B
STANDING
Standing involves a question of legal status. “It is a fundamental concept of judicial administration . . . that no person is entitled to set the machinery of the courts in operation except to
In
State
v.
Keena,
64 Conn. 212, 29 A. 470 (1894), we reviewed the powers and duties of the office of state’s attorney. We said (pp. 214-15): “The powers and duties of a State’s Attorney have never been defined by statute law; they are (except in certain particulars specifically enumerated in the statutes) the necessary incidents of the office, by force of the common law of this State. The language used in relation to the office has not materially changed since it was first formally established. In 1704 the ‘Attorney for the Queen,’ is required to ‘prosecute and implead in the lawe all criminall offenders, and to doe all things necessary or convenient as an attorney to suppress vice and imorallitie.’ 4 Colonial Records, 468. In 1730 this Act was
“In 1764, apparently to remove any doubt that the representative of the crown also represented the sovereignty of thе Colony, the King’s attorneys in the several counties were empowered ‘to appear in behalf of the Governor and Company of this Colony in all cases concerning them or brought for or against them in any of the said counties.’ 12 Colonial Records, 258. In 1784 it was enacted that:—‘In each county in this State, there shall be one State Attorney, who shall prosecute, manage and plead in the County where such Attorney is appointed, in all Matters proper for, and in behalf of the State.’ Statutes 1786, p. 11. In the Revision of 1821 and of 1838 the same languаge was used. In 1849 the language was condensed as follows:—‘The County Court, in each county, shall appoint one attorney for the State, who shall act as attorney in behalf of the State in the county where appointed.’ Revision 1849, p. 208. In 1888 the statute reads thus:— ‘A State’s Attorney in each county, who shall act therein as attorney in behalf of the State.’ General Statutes, § 763.
“It has been uniformly held since 1730 that the office then established carried with it the duty to conduct all criminal prosecutions in the Superior Courts, and the power to institute and carry on in every court having criminal jurisdiction (unless restrained by some statute) any criminal prosecution within the jurisdiction of the court, and also the power and duty to exercise the common law
Since then the powers and duties of the office of state’s attorney have remained essentially unchanged.
State
v.
Bell,
21 Conn. Sup. 246, 249, 154 A.2d 142 (1959). Indeed, in the criminal field, the legislature in
C
APPEALABILITY
The defendant raises both a jurisdictional and a non-jurisdictional challenge to our review of the state’s appeal. The jurisdictional aspect involves a claim that since the defendant has begun serving his sentence a reversal that resulted in the imposition of the original sentence would constitute double jeopardy. We do not agree. A criminal sentence once pronounced is not accorded the same constitutional finality as that which attaches to a jury verdict of acquittal. United States v. DiFrancesco, 449 U.S. 117, 132, 101 S. Ct. 426, 66 L. Ed. 2d 328 (1980); State v. Pina, 185 Conn. 473, 480, 440 A.2d 962 (1981). If the Sentence Review Act were to be declared unconstitutional then the sentence imposed under it would be illegal and void. Leifert v. Turkington, 115 Conn. 600, 604, 162 A. 842 (1932). A reimposition of the original sentence in these circumstances would not involve double jeopardy. United States v. DiFrancesco, supra, 135; Sanabria v. United States, 437 U.S. 54, 98 S. Ct. 2170, 57 L. Ed. 2d 43 (1978); Burks v. United States, 437 U.S. 1, 98 S. Ct. 2141, 57 L. Ed. 2d 1 (1978); State v. Pina, supra; State v. Lewis, 176 Conn. 270, 273, 407 A.2d 955 (1978). The fact that the defendant was taken in execution under the resentenee is immaterial. If the sentence is void then any action taken under it is a nullity. The defendant gains nоthing from this claim.
Finally, under this heading, the defendant argues that we should not consider the question of the constitutionality of the Sentence Review Act because of the state’s failure to raise this issue before the sentence review division. The defendant’s contеntion is not well taken. The issue before us involves the legality of the resentencing judgment. Underlying that issue is the question of the validity of the Sentence Review Act. The state did raise that issue before the trial court whose judgment is now under review. Whether the state should have also raised this constitutional issue before the sentence review division is of no moment.
State’s Challenge
The state mounts a two pronged challenge to the trial court’s judgment. First, it asserts that the Sentence Review Act violates the separation of powers and the judicial articles of the statе constitution. Second, it challenges the trial court’s assertion that it was hound by the mandate of the sentence review division.
A
SENTENCE REVIEW ACT
1. Historical Review
In 1956, in response to a major uprising at the State Prison at Wethersfield, Governor Ribicoif appointed a Prison Study Committee to investigate the reasons for the prisoner unrest and to propose legislation to remedy legitimate prisoner grievances. Samuelson, “Sentence Review and Sentence Disparity; A Case Study of the Connecticut Sentence Review Division,” 10 Conn. L. Rev. 5 (1977). The study committee found that the major сomplaint of prisoners was the inequitable distribution of penalties imposed on similar offenders for similar offenses and the unavailability of a practicable review of excessive sentences. First Interim Report of the Governor’s Prison Study Committee (November 19,1956), Hearings Before Joint Standing Committee on Judiciary and Governmental Functions, Pt. 2,1957 Sess., p. 377, on H.B. 276. The two potential avenues for relief, namely, the board of pardons and the Supreme Court were found to be closed or virtually so as a practical matter. The board of pаrdons was of little avail because as a
2. Operative Provisions
The act establishes a sentence review division consisting of three Superior Court judges appointed by the chief justice.
The purpose and effect of the Sentence Eeview Act is to afford a convicted person a limited appeal for reconsideration of his sentence.
State
v.
Langley,
156 Conn. 598, 602, 244 A.2d 366 (1968), cert. denied, 393 U.S. 1069, 89 S. Ct. 726, 21 L. Ed. 2d
B
CONSTITUTIONALITY
1. Separation of Powers
Article second of the Connecticut constitution provides: “The powers of government shall be divided into three distinct departments, and each of them confided to a separate magistracy, to wit, those which are legislative, to one; those which are executive, to another; and those which are judicial, to another.” Under this article only the judicial department may exercise judicial power.
Adams
v.
Rubinow,
157 Conn. 150, 154, 251 A.2d 49 (1968);
Heiberger
v.
Clark,
148 Conn. 177, 189, 169 A.2d 652 (1961);
Norwalk Street Ry. Co.’s Appeal,
69 Conn. 576, 586, 37 A. 1080 (1897). The legislature may not confer upon the judicial department legislative and administrative functions;
Adams
v.
Rubinow,
supra, 158;
Norwalk Street Ry. Co.’s Appeal,
supra, 602; nor may the legislature interfere intrusively in the exercise by the judicial department of judicial power;
State
v.
Clemente,
166 Conn. 501, 515, 353 A.2d 723 (1974); especially in those areas long understood to be peculiarly judicial. Id., 531
(Cotter, J.,
dissenting). The only separation issue involved in this case is whether the establishment of a sentence review division within the Superior Court with authority to exercise discretion over criminal sentences constitutes
In a criminal case the imposition of sentence is the judgment of the court.
State
v.
Moore,
158 Conn. 461, 463, 262 A.2d 166 (1969). Ordinarily a sentence may not be modified if any act is done in execution of it.
State
v.
Pallotti,
119 Conn. 70, 74, 174 A. 74 (1934); see
Ex Parte Lange,
85 U.S. (18 Wall.) 163, 176, 21 L. Ed. 872 (1873);
Liistro
v.
Robinson,
170 Conn. 116, 123-24, 365 A.2d 109 (1976);
State
v.
Vaughan,
71 Conn. 457, 460-61, 42 A. 640 (1899). This rule, however, involves the inherent power of the court to modify its judgment; it does not preclude the legislature from adopting enabling legislation to permit such modification. “Let it be assumed that there exists ... [in a modification] the essence of a remission of sentence. We are then unable to discover good reason, constitutional or otherwise, why courts of criminal jurisdiction may not, by legislation, be given control over their own judgments for ... [a certain] period ... so that within that period they may be modified or erased.”
Belden
v.
Hugo,
88 Conn. 500, 507-508, 91 A. 369 (1914) ;
4
State
v.
Tomczyk,
20 Conn. Sup. 67, 69-70, 123 A.2d 283 (1956). The only constitutional problem would be double jeopardy but even that problem would be obviated if the court exercised its jurisdiction at the initiation of the defendant.
Murphy
v.
Massachusetts,
177 U.S. 155, 160, 162, 20 S. Ct. 639, 44 L. Ed. 711 (1900);
Kohlfuss
v.
Warden,
supra, 696. Nor can it be seriously argued that such enabling legislation
The judgments of a court, even a constitutional court of general jurisdiction, are nоt chiselled in granite. They may be vacated by an appellate court.
Styles
v.
Tyler,
64 Conn. 432, 457, 30 A. 165 (1894). They may be vacated by the court itself on a motion or petition for new trial.
Section one of article fifth of the state constitution provides: “The judicial power of the state shall he vested in a supreme court, a superior court, and such lower courts as the general assembly shall, from time to time, ordain and establish. The power and jurisdiction of these courts shall be defined by law.” Because we have examined, construed and explained this provision in extenso heretofore; Szarwak v. Warden, 167 Conn. 10, 355 A.2d 49 (1974); Walkinshaw v. O’Brien, 130 Conn. 122, 32 A.2d 547 (1943); Styles v. Tyler, supra; we need not repeat that discussion here. It is sufficient for our purposes to observe that the import of these decisions is that, inasmuch as trial and appellate jurisdiction are bestowed on the Superior Court and the Supreme Court respectively by the state constitution, the legislature is precluded from impairing the essential nature or jurisdiction of these courts. Szarwak v. Warden, supra, 40; Walkinshaw v. O’Brien, supra, 142; Styles v. Tyler, supra, 450. It is the state’s contention that the Sentence Review Act impairs the essential character of the Superior Court by materially detracting from the exercise of its jurisdiction ovеr serious criminal offenses and its power to impose punishment and that it also impairs the essential nature of the Supreme Court as a court of last resort for the correction of errors. We disagree in both respects.
Under the Sentence Review Act the Superior Court retains the ultimate power to impose punishment over serious criminal offenses. The fact that under the act it is given an opportunity at the ini
Nor does the act impinge on this court. This court as a constitutional appellate court is limited to resolving errors of law;
Styles
v.
Tyler,
supra; and the legislature is precluded from conferring upon it discretionary factual authority. Insofar as the act provides a forum for the exercise of such authority it does not alter our appellate jurisdiction. That remains unchanged. To the extent that the imposition of a particular original sentence by the trial court might constitute an abuse of discretion;
State
v.
Rose,
168 Conn. 623, 638, 362 A.2d 813 (1975);
State
v.
LaPorta,
supra; an appeal to this court is still provided and has not been diminished in any respect by the de novo hearing provisions of the Sentence Review Act. To the extent that a modified sentence ordered by the sentence
C
MANDATE OE SENTENCE REVIEW DIVISION
The sentence review division is an arm of the Superior Court. When it issues a memorandum of decision ordering a modification of sentence such action is the operative judicial act of the Superior Court.
Jaquith
v.
Revson,
159 Conn. 427, 431, 270 A.2d 559 (1970);
Grzys
v.
Connecticut Co.,
123 Conn. 605, 607n., 198 A. 259 (1938). In civil matters the preparation of the judgment file is a clerical matter; the written judgment relates back to the filing of the memorandum.
Bogaert
v.
Zoning Board of Appeals,
162 Conn. 532, 535n., 294 A.2d 573 (1972). Similarly, in criminal cases subject to sentence review, the imposition of the modified sentence following the action of the sentence review division is merely formal and ministerial. The trial court which imposes the modified sentence has no appellate authority and therefore is not authorized to review the action of the sentence review division.
State
v.
Deep,
181 Conn. 284, 286, 435 A.2d 333 (1980). Furthermore, because it is bound by the previous action;
Maloney
v.
Pac,
supra; it lacks any independent discretionary authority to impose its own sentence. If the modified sentence is illegal in any respect the appropriate remedy for correcting such illegality is by appeal to this court;
State
v.
Heyward,
supra; by writ of error;
State
v.
Falsone,
171 Conn. 417, 370
There is no error.
In this opinion the other judges concurred.
Notes
The other solutions mentioned are an Adult Authority Board composed of law and social science trained personnel and the Supreme Court of Errors. The reasons given by the Prison Study Committee for not recommending either of these solutions are not pertinent to the issues raised in this appeal.
“[General Statutes] Sec. 51-195. application foe eeview of sentence. Any person sentenced on one or more counts of an information to a term of imprisonment for which the total sentence of аll such counts amounts to confinement for one year or more, may, within thirty days from the date such sentence was imposed or if the offender received a suspended sentence with a maximum confinement of one year or more, within thirty days of revocation of such suspended, sentence, except in any case in which a different sentence could not have been imposed or in any ease in which the sentence or commitment imposed resulted from the court’s acceptance of a plea agreemеnt or in any ease in which the sentence imposed was for a lesser term than was proposed in a plea agreement, file with the clerk of the court for the judicial district in which the judgment was rendered an application for review of the sentence by the review division. Upon imposition of sentence or at the time of revocation of such suspended sentence, the clerk shall give written notice to the person sentenced of his right to make such a request. Such notice shall include statements that review of the sentence may result in decrease or increase of the minimum or maximum term within the limits fixed by law. A form for making such application shall accompany the notice. The clerk shall forthwith transmit such application to the review division and shall notify the judge who imposed the sentence. Such judge may transmit to the review division a statement of his reasons for imposing the sentence, and shall transmit such a statement within seven days if requested to do so by the review division. The filing of an application for review shall not stay the execution of the sentence.”
This statute was amended effective July 1, 1981, in certain respects not pertinent to the present discussion.
“[General Statutes] Sec. 51-196. keview. decision. The review division shall, in each ease in which an application for review is filed in accordance with
Although Belden v. Hugo, 88 Conn. 500, 91 A. 369 (1914), involved a suspension rather than a modification of a sentence the legal effect is the same, namely, a change in the judgment.
“[General Statutes] See. 53a-39. reduction of definite sentence; conditions. At any time during the period of a definite sentence, the sentencing court or judge may, after hearing and for good cause shown, reduce the sentence, order the defendant discharged, or the defendant discharged on probation or conditional discharge for a period not to exceed that to which he could have been originally sentenced.”