BLAKE J. v. STATE OF ALASKA, DEPARTMENT OF HEALTH & SOCIAL SERVICES, OFFICE OF CHILDREN‘S SERVICES; PHILIP KAUFMAN; JOHN DOES 1-10; and ALEXA J.
Supreme Court No. S-18415
THE SUPREME COURT OF THE STATE OF ALASKA
August 23, 2024
No. 7710
PATE, Justice.
Superior Court No. 3AN-18-07727 CI
Appeal from the Superior Court of the State of Alaska, Third Judicial District, Anchorage, Gregory Miller, Judge.
Appearances: Robert D. Stone, Law Office of Robert Stone, LLC, Anchorage, for Appellant. Kimberly D. Rodgers, Assistant Attorney General, Anchоrage, and Treg R. Taylor, Attorney General, Juneau, for Appellees State of Alaska, Department of Health & Social Services, Office of Children‘s Services and Philip Kaufman. No appearance by Appellee Alexa J.
Before: Maassen, Chief Justice, and Borghesan, Henderson, and Pate, Justices. [Carney, Justice, not participating.]
PATE, Justice.
I. INTRODUCTION
A child in the custody of the Office of Children‘s Services (OCS) suffered horrific abuse at the hands of his adoptive mother. Days before his 21st birthday, the child filed a tort suit against OCS and his adoptive mother.
OCS moved to dismiss the lawsuit as untimely. The child opposed and raised three reasons why the statute of limitations should not bar his complaint: (1) the statute of limitations was tolled while he was in OCS custody until age 19, (2) collateral estoppel should prevent OCS from arguing he was competent to file suit, and (3) equitable tolling should apply. The superior court rejected these arguments and concluded the child‘s suit was untimely. Seeing no error, we affirm the superior court.
II. FACTS AND PROCEEDINGS
A. Facts
In 1999, when Blake J. was approximately two years old, he was adjudicated a child in need of aid and placed in OCS custody.1 After a series of foster care placements, OCS placed Blake and his older sister in foster care with Alexa J. in 2003. Alexa subsequently adopted both of them in 2004, when Blake was 6 years old. At the time of Blake‘s adoption, Alexa had already adopted five other children. When Blake was 13, OCS removed him from Alexa‘s custody and returned him to foster care as a result of horrific abuse in the home.
The conditions Blake endured while in Alexa‘s custody were described by one expert witness as torture. Alexa neglected, abused, and routinely denied food to Blake and his siblings. Alexa also administered unnecessary antipsychotic drugs and effectively held the children out of school. Blake has been diagnosed with post-traumatic stress disorder arising from the abuse and neglect he endured. Alexa was subsequently convicted of two counts of first-degree child endangerment.
Although Blake turned 18 on July 2, 2015, he remained in OCS custody for another year until his 19th birthday. After age 19, the child‘s consent is required for OCS to retain custody,2 and Blake did not consent. OCS thus petitioned to appoint a conservator to manage his finances and a limited guardian to manage Blake‘s housing and benefits. At this point, Blake was employed full time, planning to finish high school, and living in an extended housing program offered by OCS. OCS explained that it sought a guardian to assist Blake in securing housing “as he transitions to independence as an adult and out of OCS custody.”
The superior court held a hearing on both petitions in June 2016. In advance of the hearing, both OCS and Blake agreed that the conservatorship and limited guardianship were necessary. The court reviewed a neuropsychological evaluation that concluded Blake had “highly impaired judgment abilities,” was “incapаble of competitive employment,” and was not capable of “making informed decisions regarding his care or finances or legal issues.” It also reviewed a court visitor‘s report,
In August 2016, Blake formally withdrew his consent to OCS‘s legal custody. He was formally released from OCS custody on August 23, 2016.
B. Proceedings
Blake, through his conservator, filed suit against OCS and Alexa on June 29, 2018. This date was nearly three years after he turned 18, and nearly two years after he left OCS custody. OCS moved to dismiss the complaint, arguing that Blake‘s claims were barred by the two-year statute of limitations. OCS argued that the complaint should have been filed no later than July 2, 2017, Blake‘s 20th birthday, and was thus nearly a year late. Blake аrgued his complaint was timely because he did not reach the age of majority until he was released from OCS custody in August 2016. He also argued that he was mentally incompetent during the relevant period, that OCS should be collaterally estopped from arguing otherwise, and that equitable tolling should apply.
The superior court concluded that the complaint was untimely filed and scheduled an evidentiary hearing to determine Blake‘s competency. Blake moved for summary judgment, which was denied. After seven days of hearings and an additional round of briefing on equitable tolling, the court granted OCS‘s motion to dismiss, finding Blake had not demonstrated he was incompetent and that equitable tolling did not apply. Instead, the court concluded Blake made a “deliberate decision not to sue” and the statute of limitations had elapsed. The court entered a written order dismissing the complaint and awarded attorney‘s fees to OCS.
Blake appeals.
III. STANDARD OF REVIEW
“[W]e review de novo questions regarding the applicable statute of limitations, the interpretation of that stаtute, and whether that statute bars a claim.”3 We likewise review de novo whether the elements of collateral estoppel are satisfied,4 whether judicial estoppel is available,5 and whether equitable tolling is available.6
IV. DISCUSSION
Blake‘s tort claims are barred by the statute of limitations, which requires such claims to be brought within two years.7 Although the statute of limitations was tolled while Blake was a minor,8 more than two years elapsed between the date he turned 18 and the date he filed his lawsuit. Blake raises a series of arguments for why the statute of limitations should not bar his claims, including that his commitment to OCS custody tolled the statute of limitations until age 19, that collateral estoppel barred OCS from asserting he was competent to file suit, and that principles of equitable tolling should excuse his failure to meet the deadline. For the reasons discussed below, we reject these arguments and affirm the decision of the superior court.
A. An Extended Stay In Foster Care Does Not Toll The Statute Of Limitations.
1. The extended foster care statute does not create an exception to the generally applicablе statute of limitations.
Blake first argues that the statute of limitations was tolled while he was in OCS custody between the ages of 18 and 19, a period we refer to as extended foster care. As a general rule, tort claims must be “commenced within two years of the accrual of the cause of action.”9 This limit ensures that plaintiffs pursue their claims promptly and avoids the injustices that may result from the delayed prosecution of stale claims.10 When a cause of action accrues while a person is under the age of majority, the statute of limitations is tolled until that person reaches the age of majority.11 The age of majority is defined by statute as 18,12 but the statute recognizes that other statutes may create a different age of majority applicable to specific situations or activities.13 Blake argues that the extended foster care statute,
We cannot agree. By its own terms,
2. OCS‘s obligations under AS 47.10.084 do not create an exception to the statute of limitations.
Blake next relies on
The text and structure of
Blake points to the provisions of
OCS is a creature of statute, and its rights and responsibilities therefore must be defined by statute.26 Parental rights, by contrast, include all of the rights not explicitly committed to OCS.27 The use of the term “residual” in .084(c) suggests that this category of parental rights includes all rights that are not interruрted by .084(a).28 Accordingly, both .084(b) and .084(c) state that the list of powers therein is not exhaustive, a disclaimer that does not appear in .084(a).29
The right to make “decisions of legal... significance” and the responsibility to “obtain[] representation for the child in legal actions” appear only in .084(b), not .084(c). But the open-ended nature of parental rights, the language of both
Our interpretation of the relevant statutes also aligns with the purpose of extended foster care: offering a structured and supportive transition to adulthood.33 Residual parental rights, including the authority to make decisions about major medical treatment, military enlistment, and lawsuits,34 pass to the child at the age of majority, as do certain powers like the capacity to enter into contracts. OCS remains responsible under
Although our reading of the statute bars Blake‘s tort claim in this case, it ultimately affirms the legislature‘s goal, expressed in the extended foster care statutes, of enabling young adults in extended foster care to make crucial decisions about their lives. Allowing these young adults to progressively assume adult responsibilities, while
3. The Alaska Constitution does not require that claims be tolled during extended foster care.
Finally, Blake contends that allowing the statute of limitations to run during extended foster care would unconstitutionally impair access to the courts. We have previously stated “that the due process clause of the Alaska Constitution contains within it a ‘right of access’ to the courts.”35 But this right is “ordinarily implicated only when a legislative enactment or governmental action erects a direct and ‘insurmountable barrier’ in front of the courthouse doors.”36
No such insurmountable barrier existed here. Blake was aware of the potential claims and deadlines and retained counsel in anticipation of filing suit. Further, his sister was able to file suit against OCS despite being in extended foster care. While we have previously observed that “having parents or guardians who are unwilling or unable to timely file suit is not something a minor can overcome,” we reached that conclusion because 10-year-old children cannot be expected to retain counsel or file suit on their own.37 Here, Blake retained counsel after turning 18, but failed to file suit because he was preoccupied with school, work, and family issues, and because Blake was uncertain how the statute of limitations applied to children in OCS custody. While these types of barriers to filing may practically deter many litigants from filing, they
B. OCS Is Not Estopped From Arguing Blake Is Competent.
At trial, Blake unsuccessfully argued that the statute of limitations should have been tolled because he was incompetent. Blake does not challenge the superior court‘s factual finding that he was competent during the relevant period. On appeal, he argues OCS should be estopped from arguing he was competent because it previously took the opposite position when it petitioned to appoint a guardian for him. Alternatively, if the test for collateral estoppel is not met, Blake suggests OCS should nonetheless be judicially estopped from asserting inconsistent positions on his competency. We conclude that collateral estoppel is not available here because the competency standard in a conservatorship and partial guardianship proсeeding is different from the standard of competence necessary to file suit. Judicial estoppel is likewise unavailable because OCS‘s positions were not inconsistent.
1. The test for collateral estoppel is not met.
Collateral estoppel “bars the relitigation of issues actually determined” in a prior proceeding.38 Four factors must be met for collateral estoppel to apply: (1) the party against whom the preclusion is employed must have been a party to or in privity with a party to the first action; (2) the issue must be identical to the issue decided in the first action; (3) the issue must have been resolved in the first action by a final judgment on the merits; and (4) the determination of the issue must have been essential to the final judgment.39
The second factor is not satisfied here because the issues in the two actions are not identical. Specifically, there is a difference between the standards for capacity
In any event, the third and fourth factors are also not satisfied because there was no final judgment on the merits on this issue in the prior proceeding.40 Instead, the parties agreed to appoint a conservator and partiаl guardian. No express findings about Blake‘s competency to initiate legal proceedings were made at any point.
2. The test for judicial estoppel is not met.
Judicial estoppel offers an avenue to estoppel where the elements of collateral estoppel are not all present, but estoppel is nonetheless justified to prevent a party from taking “clearly inconsistent” positions.41 But OCS‘s positions here are not clearly inconsistent because, as discussed above, the standards for capacity tо sue and
C. Equitable Tolling Does Not Apply.
Finally, Blake argues that the “extraordinary circumstances” of his case justify application of the doctrine of equitable tolling. This doctrine “looks only to the claimant‘s circumstances” to determine whether equity justifies tolling the statute of limitations.42 We havе thus far recognized equitable tolling only “when a plaintiff has multiple legal remedies available” and chooses to pursue one alternative remedy that proves unavailing.43 The superior court applied this standard and concluded equitable tolling did not apply to Blake‘s circumstances.
A handful of other jurisdictions employ a broad conception of equitable tolling that applies “where extraordinary circumstances outside the plaintiff‘s control make it impossible for the plaintiff to timеly assert his or her claim.”44 This broader conception of equitable tolling requires showing both that the litigant has diligently sought to vindicate his rights and that circumstances “made it impossible to file on time.”45 The first element asks whether the plaintiff was ” ‘without any fault’ in
Alaska has “neither accepted nor rejected this theory of tolling.”51 The superior court briefly considered it in this case, but concluded that “the facts of this case don‘t meet” the standard used by other jurisdictions. Blake argues that we should use this case to adopt this theory of tolling. But even if we were to adopt this theоry, it would not apply in this case because neither prong has been satisfied.
The first prong requires showing that the litigant “has been pursuing his rights diligently.”52 While Blake argues he was “navigating a legal system fraught with unanswered questions” about how the statute of limitations might apply to his circumstances, and that “it is inequitable to hold this legal uncertainty against [him],” the record shows that, after he turned 18, he had multiple conversations about filing a lawsuit and even retained an attorney, but nevertheless waited over two years to file his
The second prong requires showing an “extraordinary circumstance” that is both “the but-for and proximate cause of [the plaintiff‘s] untimeliness.”53 While both the horrific abuse he suffered and his placement in extended foster care from 18 to 19 were beyond Blake‘s control,54 these circumstances did not make it impossible for him to timely file. Blake does not challenge the supеrior court‘s factual finding that he was competent to file suit. And the record shows that Blake‘s sister was able to timely file suit while she was in OCS custody, that Blake was aware of this lawsuit and encouraged to join it, and that he retained an attorney to file a similar action. Blake has not shown that OCS blocked any of his attempts to file suit or otherwise interfered with his ability to file suit by the statutory deadline. Blake argues that “legal uncertainty” prevented him from filing, but a plaintiff‘s (or his counsel‘s) uncertainty about the law does not, without more, makе it “impossible to file on time.”55 The extraordinary circumstances requirement is simply not met.
V. CONCLUSION
The judgment of the superior court is AFFIRMED.
PATE, Justice.
