Belya v. KapralBelya v. Kapral
In this case, plaintiff-appellee Alexander Belya sued defendants-appellants -- individuals and entities affiliated with the Russian Orthodox Church Outside Russia (“ROCOR” and, collectively, “Defendants“) -- for defamation, contending that they defamed him when they publicly accused him of forging a series of letters relating to his appointment as the Bishop of Miami.
Defendants moved to dismiss based on the “church autonomy doctrine,” arguing that Belya‘s suit would impermissibly involve the courts in matters of faith, doctrine, and internal church government. The district court denied the motion. Defendants then filed a motion for reconsideration and a motion to limit discovery to the issue of whether the church autonomy doctrine applied or otherwise to stay proceedings. The district court denied those motions as well. Defendants appeal from the three interlocutory rulings.
Appellate jurisdiction typically requires either a final judgment,
We hold that the collateral order doctrine does not apply in the circumstances here. We therefore dismiss this appeal.
BACKGROUND
A. The Facts
This case hinges on public accusations that Belya forged certain documents relating to his role within ROCOR. The facts as alleged in Belya‘s amended complaint (the “Complaint“) are assumed to be true for purposes of this appeal.
1. Belya‘s Apparent Election as Bishop
Belya served as a ROCOR priest in the Czech Republic and Slovakia before moving to the United States eleven years ago. He served in the United
As set forth in the Complaint, Belya was elected by the Synod of Bishops of ROCOR (the “Synod“) -- the executive arm of ROCOR -- to the position of Bishop of Miami. The election was held from December 6 through 10, 2018.
Defendant-appellant Hilarion Kapral, also known as Metropolitan Hilarion, was the “ruling bishop and First Hierarch” of ROCOR. Defs.-Appellants’ Br. at 5.1 Metropolitan Hilarion apparently wrote a letter dated December 10, 2018 (the “December 10 letter“) to Patriarch Kirill, the Patriarch of Moscow and All Russia, which stated:
I am happy to share the joyful news – by a majority vote two Vicar Bishops have been elected to the diocese entrusted to me. They are most worthy candidates.
. . . .
[Candidates include] Archimandrite Alexander (Belya) . . . elected as the Bishop of Miami.
That same day, Metropolitan Hilarion also sent a letter to Belya, explaining that there were certain corrections that Belya needed to make to his practices. The Synod designated Archbishop Gavriil to report on Belya‘s implementation of these corrections. In early January 2019 (the “early January letter“), Archbishop Gavriil wrote to Metropolitan Hilarion, stating that:
I do not see any obstacles to approv[ing] the date of consecration of [Belya], elected as the Vicar Bishop for Miami, of which I hereby inform Your Eminence.
Id. at 93. Soon thereafter, on January 11, 2019 (the “January 11 letter“), Metropolitan Hilarion wrote again to Patriarch Kirill, stating as follows:
I hereby ask Your Holiness to approve [Belya‘s] candidacy at the next meeting of the Holy Synod of the Russian Orthodox Church.
Id. at 94. Like the December 10 letter, the January 11 letter apparently was signed by Metropolitan Hilarion and stamped with his official seal.
On July 16, 2019, Belya had an audience with Patriarch Kirill. Six weeks later, on August 30, 2019, the Moscow Patriarchate‘s official website posted the decision to approve Belya‘s appointment. On that same day, Metropolitan Hilarion congratulated Belya via phone call.
2. The Allegations of Forgery and Fraud
Four days later, on September 3, 2019, several ROCOR clergy members2 wrote a letter about Belya to the Synod and Metropolitan Hilarion (the “September 3 letter“). The September 3 letter was disseminated to all thirteen members of the Synod and forwarded to other members of ROCOR, including parishes, churches, monasteries, and other institutions, as well as online media outlets. It raised concerns about purportedly irregular aspects of Belya‘s “confirmation by [ROCOR] . . . as Bishop of Miami.” Id. at 95. The alleged irregularities related to the December 10, early January, and January 11 letters.
First, the September 3 letter asserted that even though the December 10 and January 11 letters appeared to have been signed and stamped with his seal, Metropolitan Hilarion “knew nothing about the written [letters] directed to Moscow.” Id. (emphasis omitted). The September 3 letter further alleged that “as stated by His Eminence [Metropolitan Hilarion],” the letters “were drawn up in an irregular manner.” Id. (emphasis omitted). It mentioned the absence of an “appropriate citation” from the Synod‘s decision and the lack of a biography of
The September 3 letter requested that, considering the allegations, Belya be suspended from clerical functions and barred from election candidacy. That same day, Metropolitan Hilarion issued an order to Belya suspending him from his position and responsibilities. Soon after, on September 16, 2019, Metropolitan Hilarion issued a public decree suspending Belya pending a formal investigation recommended in the September 3 letter. The decree also prohibited members of Belya‘s parish from communicating with him.
On September 16, 2019, a clergy member3 posted about the dispute over Belya‘s confirmation on the social media site of his church. The post read:
Alleged ROCOR episcopal nominee Fr. Alexander Belya, already confirmed by the ROC Synod, had not been elected by the ROCOR Synod and a letter informing about [sic] his nomination sent to Moscow was a forgery. The priest in question was suspended, internal investigation was started.
This past summer, [Belya] also forged a letter from His Eminence Metropolitan Hilarion (Kapral), the First Hierarch of ROCOR, attempting to get himself confirmed by the Holy Synod of the Moscow Patriarchate as a bishop-elect for ROCOR in America.
Following the controversy, Belya left ROCOR and now serves as a priest of the Greek Orthodox Church.
B. The Proceedings Below
On August 18, 2020, Belya commenced this lawsuit against Defendants, alleging claims for defamation, defamation per se, and defamation by innuendo. On December 8, 2020, Defendants filed a letter brief seeking permission to file a motion to dismiss for lack of jurisdiction, as well as for failure to state a claim, and requesting a conference. The district court denied Defendants’ request for a conference but construed Defendants’ letter brief as a motion to dismiss. It directed Belya to respond with a letter brief and proposed amended complaint. Belya did so on January 14, 2021.
On May 20, 2021, Belya filed the Amended Complaint. On June 16, 2021, Defendants filed a
On July 21, 2021, Defendants filed a motion to limit initial discovery to whether the church autonomy doctrine applied in this case or, in the
This appeal followed. Defendants appeal three of the district court‘s orders: the May 19, 2021, denial of their motion to dismiss; the July 6, 2021, denial of their motion for reconsideration; and the July 27, 2021, denial of their motion to limit discovery or stay proceedings. Also pending is a July 15, 2021, motion by Belya in this Court to dismiss this appeal. On September 2, 2021, we granted a temporary stay of the district court proceedings. The parties have briefed both the motion to dismiss and the merits.
DISCUSSION
The threshold issue is whether we have appellate jurisdiction, pursuant to the collateral order doctrine, over the district court‘s three interlocutory orders denying Defendants’ motions to dismiss, for reconsideration, and to bifurcate discovery or otherwise stay proceedings. We hold that we do not. Accordingly, we dismiss the appeal and do not reach the merits.
A. Applicable Law
Two doctrines are at issue in this case: the collateral order doctrine and the church autonomy doctrine.4
1. The Collateral Order Doctrine
Appellate jurisdiction typically arises either from a district court‘s final judgment,
[A]ppellate jurisdiction over a small class of “collateral” rulings that do not terminate the litigation in the court below but are nonetheless sufficiently “final” and distinct from the merits to be appealable without waiting for a final judgment to be entered.
The collateral order doctrine is limited to rulings that (1) are “conclusive“; (2) “resolve important questions separate from the merits“; and (3) “are effectively unreviewable on appeal from the final judgment in the underlying action.” Swint v. Chambers Cnty. Comm‘n, 514 U.S. 35, 42 (1995). These conditions are “stringent,” as the narrow collateral appeal exception “should stay that way and never be allowed to swallow the general rule that a party is entitled to a single appeal” after “final judgment has been entered.” Digit. Equip. Corp. v. Desktop Direct, Inc., 511 U.S. 863, 868 (1994) (citation omitted). In fact, the Supreme Court has admonished that “the class of collaterally appealable orders must remain ‘narrow and selective in its membership.‘” Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100, 113 (2009) (quoting Will, 546 U.S. at 350).5 In recent
As to the first prong, a “conclusive determination” means that the appealed order must be a “complete, formal, and, in the trial court, final rejection of” the issue. Abney v. United States, 431 U.S. 651, 659 (1977). As to the second prong, an order resolves important questions independent from the merits when
Here, Defendants essentially argue that the appealable category is cases where “church autonomy defenses [are] at issue.” Defs.-Appellants’ Br. at 20.
2. The Church Autonomy Doctrine
The church autonomy doctrine provides that religious associations have “independence in matters of faith and doctrine and in closely linked matters of internal government.” Our Lady of Guadalupe Sch., 140 S. Ct. at 2061. To allow anyone “aggrieved by [a religious association‘s] decisions” to “appeal to the secular courts and have [those decisions] reversed” subverts the rights of
But secular components of a dispute involving religious parties are not insulated from judicial review; a court may use the “neutral principles of law” approach. So long as the court relies “exclusively on objective, well-established [legal] concepts,” it may permissibly resolve a dispute even when parties are religious bodies. Jones v. Wolf, 443 U.S. 595, 602-03 (1979) (establishing the neutral principles of law approach in a dispute over church property).8 This is a common-sense approach: When a case can be resolved by applying well-established law to secular components of a dispute, such resolution by a secular court presents no infringement upon a religious association‘s independence. Thus, simply having a religious association on one side of the “v” does not automatically mean a district court must dismiss the case or limit discovery.
Neither this Court nor the Supreme Court has found or even suggested that district court orders like the ones Defendants appeal from fall
B. Analysis
Here, Defendants appeal from the district court‘s denials of motions to dismiss, for reconsideration, and to bifurcate discovery or otherwise stay proceedings. We consider the three collateral order doctrine requirements in turn; that is, whether the categories of orders (1) are “conclusive“; (2) “resolve important questions separate from the merits“; and (3) “are effectively unreviewable on appeal from the final judgment in the underlying action.” Swint, 514 U.S. at 42.
We hold that the district court‘s orders do not fall within the collateral order doctrine.
1. Conclusiveness
None of the district court‘s three orders is “conclusive,” as none constitutes a “final rejection” of Defendants’ asserted church autonomy defenses. Not only is the case in a preliminary posture, but the district court also recognized in its denial of Defendants’ motion to dismiss that there would be certain issues it “would not consider . . . under the doctrine of ecclesiastical
We see clear parallels to a Seventh Circuit case where our sister circuit also declined to find appellate jurisdiction under the collateral order doctrine. When the diocese in that case sought appellate review of the district court‘s order denying summary judgment for the diocese on a sex-discrimination claim, the Seventh Circuit dismissed the appeal for lack of jurisdiction. Herx v. Diocese of Fort Wayne-South Bend, Inc., 772 F.3d 1085, 1091-92 (7th Cir. 2014). The Seventh Circuit reasoned it did not have appellate jurisdiction because the district court‘s order “ha[d] not ordered a religious question submitted to the jury for decision,” and in fact the district court “promised to instruct the jury not to weigh or evaluate the Church‘s doctrine.” Id. at 1091; cf. McCarthy v. Fuller, 714 F.3d 971, 975 (7th Cir. 2013) (holding that an order was collaterally appealable
Even though the Supreme Court has “generally denied review of pretrial discovery orders” under the collateral order doctrine, Mohawk Indus., 558 U.S. at 108 (internal quotation marks omitted), Defendants argue that putting “the Church through the discovery that will be necessary to resolve [Belya‘s] claims will itself violate the [First Amendment].” Defs.-Appellants’ Br. at 30 (emphasis added). At essence, their claim is that the district court‘s orders are the final decision on whether discovery can proceed; thus, Defendants contend, the orders constitute a “final rejection.”
But this claim runs afoul of not only the Supreme Court‘s general disinclination but also our explicit precedent. We have said that “the finality
In their argument to the contrary, Defendants point primarily to a decision of the Fifth Circuit, Whole Woman‘s Health v. Smith, 896 F.3d 362 (5th Cir. 2018). They claim that “the Fifth Circuit accepted a collateral order appeal to prevent [a church] from having to turn over internal documents.” Defs.-Appellants’ Br. at 31.
Defendants misunderstand the Fifth Circuit‘s law. Whole Woman‘s Health permitted collateral appeal of religious questions only when a party
In all, the district court‘s orders lack the conclusiveness required for appellate jurisdiction under the collateral order doctrine.
2. Questions Separate from the Merits
Likewise, we conclude that the district court‘s orders do not involve a claim of right separable from the merits of the action. While it is possible that,
3. Effectively Unreviewable on Appeal
Nor would the value of Defendants’ rights be “destroyed if [they] were not vindicated before trial.” Lauro Lines, s.r.l., 490 U.S. at 498-99. The church autonomy doctrine provides religious associations neither an immunity from discovery nor an immunity from trial on secular matters. Instead, as the
Other precedent also emphasizes that the church autonomy doctrine is a defense and not a jurisdictional bar from suit. See Hosanna-Tabor Evangelical Lutheran Church & Sch. v. E.E.O.C., 565 U.S. 171, 195 n.4 (2012) (“[T]he [ministerial] exception operates as an affirmative defense to an otherwise cognizable claim, not a jurisdictional bar.“);9 cf. Tucker, 36 F.4th at 1025 (“The Supreme Court has made clear that the ‘ministerial exception’ is an affirmative defense to employment discrimination claims, rather than a jurisdictional limitation on the authority of courts to hear such claims.“).10 A recent Supreme Court denial of certiorari clearly suggests that the church autonomy doctrine does not provide immunity from discovery or trial. See Gordon Coll. v. DeWeese-Boyd, 142 S. Ct. 952 (2022) (denying certiorari); see also Tucker, 36 F.4th at 1036-47 (dismissing an interlocutory appeal for lack of jurisdiction and rejecting the argument that the ministerial exception “immunizes a religious employer from
Defendants argue that the parallels between qualified immunity and church autonomy mean church autonomy is also an “immunity from discovery and trial” and thus falls within the collateral order doctrine. Defs.-Appellants’ Br. at 50. To that end, Defendants and amici offer a handful of cases comparing the church autonomy defense with qualified immunity in § 1983 cases.12 But their
The orders appealed here involve the existence of many genuinely disputed fact questions. The Supreme Court has explained that:
[A]n interlocutory appeal concerning [triable issues of fact] in a sense makes unwise use of appellate courts’ time, by forcing them to decide in the context of a less developed record, an issue very similar to one they may well decide anyway later, on a record that will permit a better decision.
Johnson v. Jones, 515 U.S. 304, 317 (1995). The defamation claims asserted here hinge on crucial questions of fact, and, as the district court recognized, there are
Accordingly, we hold that the district court‘s orders are not reviewable on interlocutory appeal under the collateral order doctrine.
CONCLUSION
For the reasons set forth above, we lack jurisdiction to hear this appeal. Accordingly, we GRANT Belya‘s July 15, 2021, motion to dismiss. The appeal is DISMISSED, and the temporary stay granted September 2, 2021, is VACATED.