Back v. StateBack v. State
Lead Opinion
This case requires us to determine whether Danna Rochelle Back may file a petition for an order declaring her eligible for compensation under Minnesota’s Imprisonment and Exoneration Remedies Act, Minn. Stat. §§.590.11, 611.362-.868 (2016) (the “exoneration-compensation statute”). The case raises three purely legal questions. First, was Back “exonerated” under
FACTS'
In 2007, Back was involved in an altercation between two men, both of whom were at one point in a romantic relationship with Back, The altercation escalated into a shooting, which resulted in the death of one of the men. State v. Back,
Several years later, following the,passage of the exoneration-compensation statute, Back filed a petition seeking remuneration as an “exonerated” individual under Minn, Stat,
The court of appeals reached a different conclusion on the constitutional question. According to the court of appeals, the prosecutorial-dismissal requirement violates equal protection because requiring the prosecutor to affirmatively act has no impact on the proceedings once an appellate court reverses a criminal conviction outright. Back v. State,
ANALYSIS
The exoneration-compensation statute, which the Legislature enacted in 2014, establishes a framework for compensating individuals who have served time in prison after a wrongful conviction. See
Gaining eligibility under the exoneration-compensation statute, however, is only the first step on the path to a monetary award. If the district court decides that a claimant is eligible, the claimant then has 60 days to file another petition, which is considered by a compensation panel “of three attorneys or judges” appointed by the Chief Justice. See
I.
Each of the legal questions presented by this case arises out of the first step of the exoneration-compensation statute: the district court’s initial determination about whether a claimant is eligible to submit a petition to the compensation panel. The district court determined that Back was ineligible because the prosecutor — here, the Hennepin County Attorney — never dismissed the charges against her, even after we reversed Back’s second-degree-manslaughter conviction on appeal. The first question we must answer, before addressing Back’s constitutional argument, is whether our reversal of Back’s conviction, standing alone, “exonerated” her. Answering this question presents an issue of statutory interpretation that we review de novo. State v. Leathers,
The plain language of the statute answers the interpretive question posed by this case. Specifically,
Subdivision 1, Definition. For purposes of this section, “exonerated” means that:
(1) a court of this state: •
(1) vacated or reversed a judgment of conviction on grounds consistent with innocence and the prosecutor (dismissed the charges; or
(ii) ordered a new trial on grounds consistent with innocence and the prosecutor dismissed the charges or the petitioner was found not guilty at the new trial; and
(2) the time for appeal of the order resulting in exoneration has expired or the order has been affirmed and is final.
To qualify as “exonerated,” “a court of this state” must either “vacate! ] or reverse! ] a judgment of conviction on grounds consistent with innocence” or “order!] a new trial on grounds consistent with innocence.” Id. We will , assume, for the sake of deciding this particular case, that Back satisfies the first of the two alternatives based on our decision reversing her second-degree-manslaughter conviction on • sufficiency-of-the-evidence grounds.
Both definitions of “exonerated,” however, require .at least one additional act. Under the first definition, in addition to having a court “vacate! ] or reverse! ] a judgment of conviction on grounds consistent with innocence,” a prosecutor must dismiss the charges. Minn, Stat. §. 590.11, subd. l(l)(i). So too under the second definition,, which requires either a jury acquittal or prosecutorial dismissal of the
II.
Haviiig determined that Back does not qualify as exonerated under
“We review the constitutionality of a statute de novo.” State v. Benniefield,
Rational-basis review, the' most deferential of the three tiers of review, requires only that the statutory classification “be rationally related to a legitimate state interest.” City of New Orleans v. Dukes,
Despite the wide latitude afforded by rational-basis review, it still requires some fit between the classification and the state interest supporting it. Id. at 442,
The purpose of the exoneration-compensation statute is to compensate individuals wrongfully convicted of felony offenses. See Act of May 16, 2014, ch. 269, § 1, 2014 Minn. Laws 1020,1020 (“An act relating to public safety; compensating exonerated persons; appropriating money ....”), In the abstract, separating wrongfully convicted individuals into distinct groups based on the particular facts surrounding their convictions, such , as whether a claimant has served time in prison for the wrongful conviction, has a rational basis. See, e.g.,
Recognizing that prosecutorial dismissal after a conviction has been reversed outright is without precedent in criminal practice, the State maintains that
To the extent that the State argues that
In essence, the Legislature has set up a regime under which a claimant’s eligibility to file a compensation petition is contingent on whether the prosecutor has performed a legally impossible act. Because there is no rational basis for such a classification, we conclude that
HI.
The third and final question presented by this case is how to remedy
This case requires us to determine how much of the unconstitutional law to excise, with the possibilities ranging from partial severance of the unconstitutional provision to total invalidation of the exoneration-compensation statute. At one end of the spectrum, we could partially sever the prosecutorial-dismissal requirement from
We do not adopt the narrowest option, proposed by Back and the dissent, which would sever only the prosecutorial-dismissal requirement from
It is far from clear, as an initial matter, that the Legislature would have enacted
Moreover, the prosecutorial-dismissal requirement and the court-action requirement are “essentially and inseparably connected with,” and “dependent upon,” one another for two reasons. First, the conjunctive “and” connects the. two requirements, indicating that exoneration requires the “concurrence of both grounds.” Farrawn v. Linden Hills Congregational Church,
The pervasive nature of the prosecutorial role throughout the exoneration-compensation statute demonstrates that the prosecutorial-dismissal'requirement is anything but, as the dissent contends, an “error in [ ] drafting.” A true drafting error, often called a “scrivener’s error,” is de-finéd as a “technical error,” such as “transposing characters or omitting an obviously needed word” that “can be rectified without serious doubt about the correct reading.” Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 439 (2012); see, e.g., State ex rel. Robertson v. Lane,
Here, by contrast, it seems clear that, in light of the remainder of the exoneration-compensation statute — which involves the prosecutor in some capacity at nearly every stage of the process — the legislative design was to allow the prosecutor to have a say in who qualifies as “exonerated.” It is true that the Legislature picked an inoperative means to express its preference for prosecutorial involvement, but such an error does not mean, as the dissent would conclude, that we should simply discard the prosecutorial-dismissal . requirement and apply whatever remains. See Chapman,
To hold otherwise would allow us, under the guise of severance, to rewrite the exoneration-compensation statute’s' eligibility requirements, a task that is within the Legislature’s purview, not ours. Providing the Legislature with an opportunity to revise the statute is consistent with the separation of powers, a structural principle that the Minnesota Constitution explicitly safeguards. See
CONCLUSION
For the foregoing reasons, we reverse the decision of the court of appeals.
Reversed.
Notes
. The State and Back disagree about whether the reversal of her conviction on sufficiency-of-the-evidence grounds was "consistent with innocence.” The district court did not address this question. The court of appeals concluded that the phrase was ambiguous, but that our reversal of Back’s conviction was "consistent with innocence under any reasonable interpretation of the phrase.” Back,
. We evaluate Back's constitutional challenge under the United States Constitution because, if the challenged legislation fails under the federal rational-basis test, it surely would also fail under Minnesota’s rational-basis test. See State v. Garcia,
. In fact, the State’s argument is inconsistent with the plain language of
. As severed, the statute would read as follows:
Subdivision 1, Definition. For purposes of this section, "exonerated” means that:
(1) a court of this state:
(-i)-vacated or reversed-a-judgment of-son-vietion on grounds consistent with — inno-Genee.and the prosecutor dismissed.the charges; or
(ii) ordered a new trial on grounds consistent with innocence and the prosecutor dismissed the charges or the petitioner was found not guilty at the new trial; and
(2) the time for appeal of the order resulting in exoneration has expired or the order has been affirmed and is final.
See
. Our decision in this case is limited to the first definition of "exonerated.” We express no opinion about whether
Concurrence in Part
(concurring in part, dissenting in part).
I join in the concurrence and dissent of Justice Lillehaug.
Concurrence in Part
CONCURRENCE & DISSENT
(concurring in part, dissenting in part).
I concur with the opinion of the court, and agree with the court of appeals, that the phrase ■ at issue in the exoneration-compensation statute,
But I respectfully dissent because the court’s remedy for the unconstitutional phrase is no remedy at all. By severing not just the offending phrase, but also the entirety of subsection (i), the court excludes the innocent persons the Legislature intended to compensate. This severance has the hallmarks of a cleaver, rather than a scalpel. It defies the Legislature’s statutory instruction to the judiciary that we use a light touch when severing unconstitutional provisions, and thus damages the separatibn of powers.
Indeed, the way the court’s opinion dismembers the statute causes a more significant equal-protection violation. The opinion creates two categories of exonerated persons, one eligible for compensation and one not eligible for compensation. Innocent persons exonerated by dismissal of the charges or the verdict at a new trial are still welcome to participate- in the compensation process. But innocent persons whose judgments of conviction have been reversed by the courts are shut out. This distinction is utterly irrational.
The Legislature has told us what to do when we find unconstitutional language in a statute. Minnesota Statutes § 645.20 (2016) provides as follows:
Unless there is a provision in the law that the provisions shall not be severa-ble, the provisions of all laws shall be severable. If any provision of a law is found to be unconstitutional and void, the remaining provisions of the law shall remain valid, unless the court finds the valid provisions of the law are so essentially and inseparably connected with, and so dependent upon, the void provisions that the court cannot presume the legislature would have enacted the remaining valid provisions without the void one; or unless the court finds the remaining valid provisions, standing alone, are incomplete and are incapable of being executed in accordance with the legislative intent.
The plain language of this statute
We sever narrowly not merely because the Legislature has instructed us to do so. We do so because it “does the least damage” to the law’s structure and better serves the “overriding purposes” of the law. Shattuck,
Moreover, narrow severance is consistent with our judicial role in a constitutional system of separated powers. As we recognized in Associated Builders,
As section 645.20 directs, we sever more broadly only if one of two exceptions applies. First, we sever the entirety of a statutory section only “if we determine that the valid provisions ‘are so essentially and inseparably connected with, and so
II.
The presumption of narrow severance is not overcome by the notion that this unconstitutional phrase is essentially and inseparably connected with, and dependent upon, the rest of subdivision l(l)(i), for four reasons.
First, subdivision 1(1) is not a “stage” of the exoneration process; it is part of the definition of the word “exonerated.” The definition includes a legally meaningless phrase. By contrast, the same phrase as used in subdivision l(l)(ii) is not legally meaningless. This suggests an error in the drafting of subdivision l(l)(i). See City of Duluth v. Sarette,
Second, if the Legislature intended the prosecutor to have a significant role in exoneration compensation after a conviction is vacated or reversed, that role is well protected by the rest of the statute. The prosecutor has the opportunity and responsibility to respond to any “petition for an order declaring eligibility for compensation based on exoneration.”
Our precedent counsels such narrow severance even when the Legislature has assigned a significant but unconstitutional role to a public official in a procepding. In Shattuck, we addressed a provision in the Minnesota Sentencing Guidelines that authorized “the district court to impose an upward durational departure based on the court’s own findings.” 704 N.W.2fl at 144. The Legislature gave the district court not only a critical role, but the ultimate role, in the procedure for upward durational departures. We concluded that the provision violated the Sixth Amendment right to trial by jury, and turned to consider how much of the Guidelines we should sever. Id. at 141. The State argued that “the Sentencing Guidelines would never have become law” without the district court’s ultimate role in the proceeding, and argued that we should instead sever “two provisions of the Sentencing -Guidelines that suffer from no constitutional infirmity” in order to preserve the district court’s role. Id. at 145, 147. We disagreed and instead severed only the unconstitutional language, namely, the district court’s authority
By contrast, in Leiendecker v. Asian Women United of Minnesota, we saw good-reason, not present here, to sever more broadly.
Unlike the statute in Leiendecker, and like the Guidelines in Shattuck, the exoneration-compensation process. is entirely functional after the unconstitutional, legally-impossible language is severed. Unlike Leiendecker, narrow severance leaves untouched the entirety of the 'procedure for compensation.
Third, even if the unconstitutional requirement that “the prosecutor dismissed the charges” were “essentially and inseparably connected with” the.valid requirement that a court has “vacated or reversed a judgment of conviction on grounds consistent with- innocence”— which, as discussed above, it is not — the majority’s approach is still wrong. The statutory exception to the general severance direction requires, in addition, that the valid language be “dependent upon” the void language.
Finally, by severing language that is fully constitutional, the court undermines the underlying purpose of the statute. The exoneration-compensation statute is remedial legislation. Cf. Current Tech. Concepts, Inc. v. Irie Enters., Inc.,
Indeed, the court’s decision perpetuates and exacerbates the equal-protection violation-that it could have remedied .narrowly. It is our “duty to construe-a statute or ordinance, if at all possible, in a way that is consistent with the constitution.” Sarette, 283 N,W.2d at 537 (emphasis added). The court’s severance discriminates between
To summarize, I agree with the court, and with the court of appeals, that
III.
Because the opinion of the court severs the entirety of subdivision l(l)(i), the court does not decide one other issue in the case: whether the reversal of Back’s conviction was one “consistent with innocence” as those words are used in subdivision l(l)(i). Because I would not sever the phrase that includes the words “consistent with innocence,” I would decide that issue.
Back’s petition for compensation is based on our reversal of her conviction for second-degree manslaughter. See State v. Back,
In answering the question, the court of appeals accurately identified the legal definition of “innocence”: “[t]he absence of guilt; especially], freedom from guilt for a particular offense.”
For the purpose of this concurrence and dissent, I see no need to reach the question of whether the phrase is ambiguous. Instead, I agree with the court of appeals that, under either interpretation of the phrase, our reversal of Back’s conviction was consistent with innocence. In other words, I read our prior decision to say that Back was free from, or had an absence of, guilt for the offense of second-degree manslaughter.
For these'reasons, I would affirm the decision of the court of appeals.
. The presumption that we sever narrowly was already well recognized when the Legislature passed
Concurrence in Part
(concurring in part, dissenting in part).
I join in the concurrence and dissent of Justice Lillehaug.