Antoinette BOLZ, et al., Appellants, v. DISTRICT OF COLUMBIA, Appellee.
Nos. 14-CT-956 to 14-CT-967
District of Columbia Court of Appeals
Decided December 8, 2016
Argued December 3, 2015
1130
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We summarize our points of agreement and disagreement with our colleagues. We agree with our colleagues in the majority that permanency goal change orders from reunification to adoption are immediately appealable to this court, with the focus of the trial court litigation, as well as our appellate review, on the District‘s efforts to reunify the family. We also agree that a parent‘s rights may not be terminated directly or indirectly by means of adoption without consent, unless and until the District proves that the parent is unfit by clear and convincing evidence. We disagree with our colleagues in the majority, however, that this court can or should retain our weighty consideration test from In re T.J., and we dissent from that portion of the opinion. Consequently, we also dissent from the court‘s ultimate judgment affirming adoption of the children by R.W. and A.W. Finally, we urge the Council to revisit the District‘s termination and adoption statutes, to align them with the dictates of the Constitution, and to address the many policy questions that our concurrence has highlighted.
John D. Martorana, Assistant Attorney General, with whom Karl A. Racine, Attorney General for the District of Columbia, Todd S. Kim, Solicitor General, Rosalyn Calbert Groce, Deputy Solicitor General, and John J. Woykovsky, Assistant Attorney General, were on the brief, for appellee.
Before Blackburne-Rigsby and Easterly, Associate Judges; and Steadman, Senior Judge.
Easterly, Associate Judge:
In the fall of 2011, Occupy D.C. protesters began demonstrating in McPherson Square, a federal park. For weeks, they remained there with the tacit, if not express, permission of the federal authorities. Then, one morning in early December, they assembled a wooden structure in the park, the “Occubarn.” The United States Park Police told the protesters to take it down. The protesters did not. After an all-day standoff, the police cleared the area of the Occubarn and tore it down. In the course of these events, the police arrested a number of protesters for failing to obey an order to vacate a structure presumptively deemed unsafe under the District‘s building regulations. These regulations do not apply to federal land, however, and the District of Columbia prosecuted these protesters under a different regulation—the Crowd and Traffic Control regulation—which makes it a crime to fail to obey a crowd and traffic clearing order. The District also prosecuted one protester, David Givens, for indecent exposure and disorderly conduct.
As a group, the protesters challenge their Crowd and Traffic Control convictions on grounds that the evidence was legally insufficient to establish that that they disobeyed a legitimate crowd and traffic clearing order. We agree. The Crowd and Traffic Control regulation does not authorize or require compliance with police orders to clear people from any public space at any time. Rather, the regulation only applies “[w]hen fires, accidents, wrecks, explosions, parades, or other occasions cause or may cause persons to collect” in the District‘s public thoroughfares; and these “emergency occasion[s]” only empower police to issue, and demand compliance with, orders “necessary for the purpose of affording a clearing” of those thoroughfares to advance one of the listed objectives of the regulation.
We conclude that, although the construction of the Occubarn constituted an “emergency occasion,” the protesters did not fail to comply with a “necessary order.” The order was not “necessary for the purpose of affording a clearing” of a public thoroughfare because it cleared people from a public park. And, it was not “necessary ... for the protection of persons and property,” in the absence of evidence that the police had reason to believe the Occubarn posed a danger to anyone, in particular vis-à-vis crowds on public thoroughfares. As no reasonable factfinder could conclude that the protesters had an obligation to obey the order issued under the Crowd and Traffic Control regulation, we reverse
Mr. Givens separately challenges his conviction for indecent exposure, arguing that
I. Facts and Procedural History
In the fall of 2011, protesters across the country “occupied” public spaces “to bring awareness to the[ir] concerns about United States economic policy, wealth disparity and the political process.”2 At the beginning of October, the Occupy D.C. movement established its base of operations in McPherson Square, a federal park close to the District‘s corporate lobbying corridor on K Street NW.3 The record does not establish whether the protesters had a permit to occupy the park,4 but it appears that federal authorities did not challenge their presence in the park until December 4, 2011, when the events leading to the convictions now on appeal took place.5
Before sunrise that morning, Occupy protesters began to assemble a wooden structure in the park. Resembling a barn, and thus earning the moniker “the Occubarn,” the approximately 16 by 24 by 30 foot structure consisted of four modular framing pieces. The Occubarn was meant to be both functional, to protect the protesters from winter weather, and symbolic, to represent the foreclosure crisis, a central concern of their movement. Although the protesters planned to add walls and a roof, the framed space was largely open.
Later that morning, the U.S. Park Police arrived in McPherson Square and informed the protesters that the Occubarn had to be taken down. Apparently aware that federal regulations allow the use of temporary structures during demonstrations,6 the protesters offered to show the police that the Occubarn was not permanent and could be taken apart; but according to one protester, the police “didn‘t seem interested in that at all.” The police gave the protesters one hour to discuss the removal of the structure. The protesters held a meeting within the Occubarn but could not reach a consensus about how to proceed. About midday, ten to fifteen U.S. Park Police officers, some on horses, partially surrounded the structure. The mounted officers then rode into it, causing some protesters to climb into the rafters to get out of their way. Other protesters left the area of the Occubarn.
In the meantime, an inspector from the District‘s Department of Consumer and Regulatory Affairs (DCRA), received a request for assistance at McPherson Square. Arriving around 12:30 p.m., the inspector examined the Occubarn and saw no signs
Lieutenant Robert Lachance of the U.S. Park Police arrived at McPherson Square and assumed command of the scene late that afternoon. At that point, there were still about two dozen people inside the Occubarn. The lieutenant told them that “an inspector was going to come and look at the structure to see if it was safe.” He also told them that if the remaining protesters were required to leave the Occubarn, he would give them multiple warnings and anyone who left before he gave the final warning would not be arrested.
Approximately four hours after the inspector arrived at McPherson Square, he posted the Occubarn. At this point, the police put tape around the Occubarn, leaving the doorway on the south side open so that people could exit if they chose. Lieutenant Lachance then ordered the protesters to “vacate the area,” issuing the same warning three times: “Attention. This is Lieutenant Lachance of the United States Park Police. This structure has been deemed unsafe by DC[RA]. You must vacate the area or be arrested.”8 None of the protesters left the structure and the police eventually arrested them all.
One of the protesters, Mr. Givens, had climbed up into the rafters of the Occubarn and resisted multiple attempts by the police to remove him. While there, he developed an urgent need to urinate and relieved himself off the top of the structure in full view of the people on site. Some time later, Mr. Givens complied with the police requests, came down from the rafters, and was arrested. After the police completed the arrests, they bulldozed the Occubarn and discarded the debris.
The District charged all twelve of the protesters involved in this appeal9 with failing to obey a crowd and traffic clearing order under the District‘s Crowd and Traffic Control regulation,
The protesters moved to dismiss the Crowd and Traffic Control charges, argu-
After a five-day bench trial, the magistrate judge announced her verdict. Acknowledging that there was no dispute that the protesters had failed to obey Lieutenant Lachance‘s order to clear the area of the Occubarn, she explained that the protesters’ duty to comply with the order turned on whether the order itself was lawful. Referencing
II. Analysis
A. Failure To Obey a Crowd and Traffic Control Order
The protesters argue that their convictions for failure to obey an order under the District‘s Crowd and Traffic Control regulation are unsupported by sufficient evidence and must be reversed. In bench trials and jury trials alike, we review challenges to the sufficiency of evidence de novo.15 High v. United States, 128 A.3d 1017, 1020 (D.C. 2015). We examine the evidence in the light most favorable to the government, “with due regard for the right of the ... trier of fact[] to weigh the
The protesters were convicted under
under
This court has not previously considered what constitutes “an emergency occasion” or a “necessary order” under
We first examine the requirement under
emergency occasion.” Compare D.C. Police Reg., art. 6, § 5 (a) (1981) (amending prior version), with
Having clarified that “emergency occasion” refers to the opening clause of
elements of unpredictability and potential disturbance vis-à-vis transportation and public safety. See supra note 22.
Turning to the facts of this case, we must consider whether the police were confronted with “an emergency occasion,” and because the construction of a barn-like structure is not one of the enumerated occasions in
We next consider whether the order to clear the area of the Occubarn was “necessary” under the Crowd and Traffic Control regulation. Like “emergency occasion,” “necessary order” in
To begin with, an order can only be “necessary for the purpose of affording a clearing” if it clears the areas that actually need clearing: the specifically identified areas in which people may “collect,” i.e., “public streets, alleys, highways or parkings.” The expressio unius canon “informs us that when a list is enumerated it may be presumed to be exhaustive unless otherwise provided,” as, for example, through clear evidence of legislative intent. District of Columbia v. Brookstowne Cmty. Dev. Co., 987 A.2d 442, 447-48 (D.C. 2010). We lack any evidence suggesting that the list is not exhaustive or that the Crowd and Traffic Control regulation was meant to apply to public parks.24 Indeed, although iterations of this regulation have been in place for decades, we are aware of no court decision examining, much less upholding, the application of this regulation to parks.25
Our disinclination to read this regulation to extend to parks is further buttressed by the fact that parks are traditional fora for the exercise of First Amendment activity. See, e.g., Hague v. Comm. for Indus. Org., 307 U.S. 496, 515, 59 S.Ct. 954, 83 L.Ed. 1423 (1939) (noting that parks, as well as
In addition to being limited to clearing thoroughfares, a “necessary order” under
The District does not dispute this; it argues, however, that it proved that the police had reason to believe persons and property were in actual danger because there was evidence that the unpermitted Occubarn might collapse and hurt both the protesters and any bystanders.
Preliminarily, regardless of whether the police had reasonable grounds to believe that the Occubarn was unsafe, this safety
But even as to the safety concerns asserted by the District, the record fails to support the conclusion that the police reasonably believed that the Occubarn was a safety hazard. The magistrate judge found that when Lieutenant Lachance issued his order to vacate the Occubarn on the evening of December 4, 2011, “he had no idea about its [st]ability,” but he “did not think” it presented an “immediate danger.” Moreover, by the time Lieutenant Lachance issued his order, the structure had been in place all day and the police had had full access to it. The District presented no evidence that anyone discerned any structural defect in the Occubarn during this time. The DCRA building inspector who was summoned to inspect the structure testified that the structure showed no signs of instability. And he only determined that the structure should be posted as unsafe because it appeared to be unpermitted, in violation of District of Columbia building regulations that have no application on federal land. This fact prompted the magistrate judge to conclude that the danger signs he affixed had little “force” under the circumstances. As a further indication that the protesters were not in any actual danger, the police asked the inspector to delay posting the structure for hours, until they conducted more “crowd control activities.” Indeed, the District effectively conceded this issue at trial by arguing in closing: “This is not a case about the structural integrity of [the Occubarn].”
In sum, while the District established that the police were confronted by an emergency occasion, it failed to prove beyond a reasonable doubt that the protesters disobeyed a “necessary order.” The District failed to present sufficient evidence both that the order was necessary to “afford[] a clearing” in the areas the police were authorized to clear and that the order was necessary to achieve one of the objectives of the Crowd and Traffic Control regulation, namely the protection of persons and property. This is not to say that the police had no power to address what appears to have been their goal—not crowd or traffic control, but getting rid of the Occubarn. It is only to say that they could not do so under the auspices of
B. Mr. Givens‘s Indecent Exposure Conviction
The only remaining issue to address is Mr. Givens‘s overbreadth challenge to the indecent exposure statute, which in relevant part makes it “unlawful for a person, in public, to make an obscene or indecent exposure of his or her genitalia or anus.”28
Examining the reach of the challenged provision, we observe that it applies to a wide range of nonexpressive conduct, which is not protected by the First Amendment. See, e.g., City of Erie v. Pap‘s A.M., 529 U.S. 277, 289, 120 S.Ct. 1382, 146 L.Ed.2d 265 (2000) (noting that “[b]eing in a state of nudity is not an inherently expressive condition“). At the same time, certain kinds of expressive conduct that fall within the facial reach of the statute are affirmatively authorized elsewhere in the District‘s Code. See
Even as to expressive nudity, the provision‘s imposition on First Amendment rights is limited. It applies only “in public,” a phrase that the legislative history defines as “in open view; before the people at large,” D.C. Council, Report on Bill 18-425 at 7 (Nov. 19, 2010). Thus, the challenged provision does not encompass a number of the settings cited by Mr. Givens, for example, an in-studio display of nudity for a painting class or an indoor theatrical performance that requires the purchase of a ticket. Instead, the revised statute confines this provision‘s reach to settings wherein expressive nudity can be constitutionally regulated because minors might be present or nonconsenting adults are not easily shielded from displays of nudity.31 Cf. Parnigoni v. District of Columbia, 933 A.2d 823
On the whole, the reach of the indecent exposure provision into constitutionally protected territory is limited and thus not “substantial in relation to the statute‘s plainly legitimate sweep.” Broadrick, 413 U.S. at 615. Accordingly, we conclude that the indecent exposure statute is not substantially overbroad. To the extent that constitutionally protected conduct is prosecuted under
III. Conclusion
For the reasons set forth above, we reverse the protesters’ convictions under the Crowd and Traffic Control regulation, and affirm Mr. Givens‘s conviction for indecent exposure.
So ordered.
Steadman, Senior Judge, concurring in the judgment:
I agree with the majority that the evidence does not establish the necessary nexus between the cordoning off of the Occubarn for safety reasons and crowd control on the public thoroughfares. To my mind, this alone is sufficient to dispose of the appeal in favor of the appellants charged under
Notes
When fires, accidents, wrecks, explosions, parades, or other occasions cause or may cause persons to collect on the public streets, alleys, highways, or parkings, the Chief of Police, an inspector or captain of the police, or an officer acting for him or her may establish an area or zone that he or she considers necessary for the purpose of affording a clearing for the following:
(a) The operation of firemen or policemen;
(b) The passage of a parade;
(c) The movement of traffic;
(d) The exclusion of the public from the vicinity of a riot, disorderly gathering, accident, wreck, explosion, or other emergency; and
(e) The protection of persons and property.
When fires, accidents, wrecks, explosions, parades, or other occasions cause or may cause persons to collect on the public streets, alleys, highways, or parkings ... [a police officer] may establish such area or zone as he considered necessary for the purpose of affording a clearing for: (1) the operation of fireman or policemen; (2) the passage of a parade; (3) the movement of traffic; (4) the exclusion of the public from the vicinity of a riot, disorderly gathering, accident, wreck, explosion, or other emergency; and (5) the protection of persons and property. Every person present at the scene of such an occasion shall comply with any necessary order or instruction of any police officer. Id. (emphases added).
