The STATE of Texas v. Cynthia AMBROSE, Appellee
NO. PD-0143-15
Court of Criminal Appeals of Texas.
Delivered: April 27, 2016
487 S.W.3d 587
Our analysis in Roberson applies here as well. Appellant pled “true” to the enhаncement allegations, which relieved the State of its burden to prove those allegations. After relieving the State of its burden by pleading “true” to the enhancements, to prevail Appellant had to show that the record affirmatively reflected that the enhancements were improper.2 However, as in Roberson, not only does Appellant fail to direct us to any record evidence affirmatively showing that the enhancements were improper, the record actually supports the enhancement allegations. Thus, the Fifth Court of Appeals properly applied our caselaw, and we affirm its judgment.
KELLER, P.J., and YEARY, J., concurred.
Dayna L. Jones, Law Officеs of Dayna L. Jones, San Antonio, for Appellee.
OPINION
ALCALA, J., delivered the opinion of the Court in which KELLER, P.J., MEYERS, JOHNSON, KEASLER, HERVEY, RICHARDSON, and NEWELL, J.J., joined.
This case addresses accomplice-witness jury-charge error raised in a motion for new trial. Cynthia Ambrose, appellee, is a former kindergarten teacher at Salinas Elementary School who was convicted of the misdemeanor offense of official oppression after a jury trial at which the testimony of a purported accomplice, Ramirez, was presented. After the jury found her guilty, Ambrose filed a motion for new trial alleging that the jury instructions were erroneous in that they failed to in-
I. Background
Ramirez was a fellow kindergarten teacher at the same school as Ambrose. One of Ramirez‘s students, A.N., was behaving disruptively in class and had hit another student. Pursuant to a school policy that directs a teacher to take a disruptive child into another teacher‘s classroom, Ramirez took A.N. into Ambrose‘s classroom. Ramirez asked Ambrose if A.N. could stay with her “[b]ecause he was bullying the other student.” Ambrose instructed A.N. to sit right beside her and asked the questions “Why are you bullying other students?” and “How would you like for other students to bully you?” Ambrose then said to the students in her classroom, “Come on, boys and girls, let‘s
Ambrose was charged with the offense of official oppression under
In her defense at trial, Ambrose acknowledged the essence of the events as they had been described by Ramirez, Large, and Spellmann, but she minimized her culpability by claiming that she did not intend for any of the students to hit A.N. and that she immediately stopped the assault when the first student suddenly struck A.N. Ambrose testified that Ramirez brought A.N. into her classroom and said that he was being a bully. Ambrose asked the other students what A.N.‘s consequences should be, and they made different suggestions, one of which was that the child A.N. hit should be allowed to hit him back. Ambrose asked, “Does anybody want to show him what it feels like?” Before she knew what was happening, one student struck A.N., and Ambrose immediately intervened, telling the other students to “get away from him.” When the prosecutor asked, “Did you ever intend for one student to hit another student?” Ambrose responded, “No, that wasn‘t my intention.”
After the close of evidence, the trial court‘s instructions to the jury did not include an acсomplice-witness instruction, and Ambrose did not object to its absence. The jury found Ambrose guilty. The court assessed her punishment at one year of confinement, probated for two years, with
Following her conviction, Ambrose filed a motion for a new trial that alleged, among other complaints, that the jury instructions were erroneous based on the trial court‘s failure to instruct the jury regarding the law of accomplice-witness testimony. Ambrose claimed that Ramirez was an accomplice to the offense and that the jury should have been instructed that Ambrose could not be convicted based solely on Ramirez‘s uncorroborated testimony.
The trial court granted the motion for a new trial based on its determination that the absence of the accomplice-witness instruction was erroneous and that Ambrose was egregiously harmed by the error. The trial court made findings of fact and conclusions of law in support of its ruling.3 The State appealed. On appeal, the State contended that the trial court erred by granting Ambrose‘s motion for new trial. The State alternatively claimed that the jury instructions were correct because Ambrose was not entitled to an accomplice-witness instruction for Ramirez‘s testimony, and that even if the instructions were erroneous on that basis, the record failed to show that Ambrose was egregiously harmed by the absence of the instruction. The court of appeals did not address the State‘s first alternative argument, but it agreed with the second alternative under the assumption that error had occurred.
The court of appeals held that the trial court erred by granting Ambrose‘s motion for new trial because the record failed to show that she was egregiously harmed by the absence of an accomplice-witness instruction for Ramirez‘s testimony. Ambrose, 457 S.W.3d at 162. The court of appeals applied the Almanza egregious-harm standard because Ambrose had not objected to the omission of the accomplice-witness instruction. Id. at 160. In analyzing the evidence for egregious harm, the court of appeals observed that “Ambrose agreed during her testimony that she was a public servant acting under the color оf state law and that subjecting a child to corporal punishment through other students would constitute mistreatment.
II. Procedural Standards for Jury-Charge Error Raised in a Motion for New Trial
Ambrose‘s first two grounds for review challenge the procedural standards employed by the court of appeals. In her first ground, she contends that the court of appeals erred by applying the Almanza egregious-harm standard on appellate review rather than applying the abuse-of-discretion standard usually employed by an appellate court reviewing a trial court‘s ruling on a motion for a new trial. See State v. Thomas, 428 S.W.3d 99, 103-04 (Tex.Crim.App.2014). In her second ground, she contends that the court of appeals impermissibly substituted its own view of the evidence for that of the trial court by ignoring the trial court‘s factual finding that Ambrose suffered egregious harm. After discussing the general requirements for accomplice-witness instructions, we address these two grounds in turn.
A. General Requirements for Accomplice-Witness Instructions
Because Ambrose complains about the absence of the accomplice-witness instruction, we begin by briefly reviewing that law. “A conviction cannot be had upon the testimony of an accomplice unless corroborated by other evidence tending to connect the defendant with the offense committed; and the corroboration is not sufficient if it merely shows the commission of the offense.”
Here, like the court of appeals, we will assume that the trial court erred by failing to include an accomplice-witness instruction for Ramirez‘s testimony. When the issue is raised by the evidence, the trial court must instruct the jury on the accomplice-witness rule because it is the “law applicable to the case.” Id. at 513;
B. Almanza Framework for Analyzing Harm Applies in a Motion for New Trial
Because Ambrose‘s complaint is one of jury-charge error, the Almanza framework for assessing harm applies. Under Almanza, the degree of harm required for reversal depends on whether the error was preservеd in the trial court. Ngo v. State, 175 S.W.3d 738, 743 (Tex.Crim.App.2005); Almanza, 686 S.W.2d at 171. Where, as here, the defendant did not raise a timely objection to the jury instructions, reversal is required only if the error was fundamental in the sense that it was so egregious and created such harm that the defendant was deprived of a fair and impartial trial. Villarreal v. State, 453 S.W.3d 429, 433 (Tex.Crim.App.2015). This “basic framework” for analyzing preserved and unpreserved claims of error in the charge is “not a court-made rule; it is based on this Court‘s interpretation of Article 36.19.” Posey v. State, 966 S.W.2d 57, 60 (Tex.Crim.App.1998).4
This Court has held that Almanza is the appropriate standard for conducting a harm analysis in cases reviewing jury-charge error, even when the error was first asserted in a motion for a new trial. Igo v. State, 210 S.W.3d 645, 647 (Tex.Crim.App.2006). In Igo, as in this case, the defendant had complained of an error in the charge for the first time in a motion for new trial. Id. at 646. After the trial court denied his motion, Igo challenged this ruling on appeal, and the court of appeals applied the Almanza egregious-harm standard and concluded that the error was harmless. Id. On discretionary review in this Court, Igo asserted that Almanza was the improper standard for reviewing the trial court‘s ruling on his motion for new trial and that the ruling should instead be reviewed for abuse of discretion. Id. In rejecting Igo‘s complaint, this Court explained that, “[e]ven though [Igo] characterized his claim as error in denying him a new trial, this case presents error in the charge,” and thus, “the proper standard is Article 36.19, as construed in Almanza.” Id. at 647. This Court further reasoned that “a statute
Although she recognizes that this Court has already held in Igo that the Almanza egregious-harm standard, as opposed to an abuse-of-discretion standard, applies under these circumstances, she contends that Igo is distinguishable. In particular, she states that Igo involved a trial court‘s denial of a motion for new trial, whereas this case involves a trial court‘s granting of a new trial. This argument is without merit. Nothing in the language of Igo suggests that its holding is limited to review of rulings denying motions for new trial, and we can conceive of no reason why it should be so limited. Moreover, in a case subsequent to Igo that involved an appeal of a trial court‘s ruling granting a motion for new trial, this Court granted the petition, vacated the court of appeals‘s judgment, and remanded that case to the court of appeals for it to reconsider its ruling in light of Igo. See State v. McKnight, 213 S.W.3d 915 (Tex.Crim.App.2007) (per curiam) (broadly describing the holding of Igo as being that “the Almanza harm analysis does apply to jury-charge errors presented in a motion for new trial,” and remanding to the court of appeals “in light of our opinion in Igo“). We, therefore, disagree with Ambrose‘s contention that Igo is inapplicable here.
In addition to suggesting that Igo is distinguishable, Ambrose implicitly suggests that Igo was wrongly decided, at least insofar as it would apply to a situation in which the trial court made findings of fact and conclusions оf law in support of its new-trial ruling. Specifically, she suggests that applying the Almanza egregious-harm standard on appeal under these circumstances is inconsistent with the rule that an appellate court must defer to a trial court‘s factual findings made in support of its ruling, particularly when those findings involve evaluations of witness credibility and demeanor. See, e.g., Guzman v. State, 955 S.W.2d 85, 89 (Tex. Crim.App.1997). As we explain further below in our analysis of Ambrose‘s second ground for review, we do not find any inherent inconsistency between an appellate court‘s application of the Almanza egregious-harm standard under these circumstances and the rule that an appellate court owes deference to a trial court‘s factual findings. The problem with Ambrose‘s assertion in this regard is that a trial court‘s egregious-harm determination is not a purely factual matter; rather, it is
C. Deference to Trial Court Not Required on Conclusion About Egregious Harm
Ambrose‘s second ground for review contends that, in deciding whether there is egregious harm in a case in which that question was considered by the trial court and the trial court made findings of fact and conclusions of law addressing it, appellate courts should defer to a trial court‘s factual findings. In support, she cites cases indicating that a reviewing court is required to defer to the trial court‘s factual findings that are supported by the record. See, e.g., Oregon v. Kennedy, 456 U.S. 667, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982); Ex parte Wheeler, 203 S.W.3d 317, 325-26 (Tex.Crim.App.2006). In general, we agree with Ambrose to the extent that a question of fact or a mixed question of law and fact that turns on an evaluation of credibility and demeanor should be reviewed with deference. Guzman, 955 S.W.2d at 87-89 (explaining that a reviewing court “should afford almost total deference to a trial court‘s determination of the historical facts that the record supports especially when the trial court‘s findings are based on an evaluation of credibility and demeanor“; deference is also warranted as to trial court‘s resolution of mixed questions of law and fact that “turn[] on an evaluation of credibility and demeanor“). However, as we explain more fully below, the ultimate question of egregious harm in this case is a mixed question of law and fact that does not turn on an evaluation of credibility and demeanor; thus, contrary to Ambrose‘s suggestion, the appellate court was not required to defer to the trial court‘s egregious-harm determination.5
An appellate court owes no deference to a trial court‘s determinations when they are actually determinations as to questions of law or mixed questions of law and fact that do not turn on an evaluation of credibility and demeanor. See Martinez v. State, 348 S.W.3d 919, 923 (Tex.Crim.App.2011) (holding that a de novo standard of review applied to “mixed questions that do not depend on credibility determinations“); see also Loserth v. State, 963 S.W.2d 770, 772 (Tex.Crim.App.1998) (holding that whether an in-court
The trial court made its determination of egregious harm in its “Findings of Fact and Conclusions of Law.” The document consisted of two subheadings, each with several subparagraphs. Under the first subheading, “Findings of Fact,” the trial court listed what Ramirez testified about, that Ramirez had initially been charged with official oppression, that the State had provided Ramirez with transactional immunity, that Ramirez was an accomplice as a matter of law, and that Ambrose had not requested an accomplice-witness instruction. The trial court did not make any factual determinations related to the credibility or demeanor of Ramirez or any of the other witnesses. Under the second subheading, “Cоnclusions of Law,” the trial court summarized the law regarding who qualifies as an accomplice, when the trial court is required to provide the accomplice-witness instruction, and it indicated that the defendant must show egregious harm when the omission of the instruction is unobjected to. In the final subparagraph, the document stated, “This Court was present for all the testimony in this case, has reviewed the legal arguments presented by the State and Defense, and has reviewed the law on this issue. This Court concludes that the failure to include the jury instruction on the accomplice witness rule caused Ms. Ambrose egregious harm, thus requiring a new trial.“. Here, there were no factual findings or credibility determinations as to which a reviewing court should defer. Rather, here the purported factual findings were in actuality mixed questions of law and fact that did not turn on the credibility of the evidence. We, therefore, hold that the trial court‘s determination that Ambrose suffered egregious harm is a legal conclusion to which no deference is required by the appellate court. Martinez, 348 S.W.3d at 923. Therefore, we overrule Ambrose‘s second ground of error.
III. Analysis of Whether Record Demonstrates Egregious Harm
Ambrose‘s third ground for review alleges that the court of appeals misapplied the Almanza standard in its analysis of whether the omission of the accomplice-witness instruction egregiously harmed Ambrose. The court of appeals held that the trial court‘s conclusion that Ambrose was egregiously harmed was in error. We agree that Ambrose was not egregiously harmed, although we reach that conсlusion through slightly different reasoning than that employed by the court of appeals.
“Jury-charge error is egregiously harmful if it affects the very basis of the case, deprives the defendant of a valuable right, or vitally affects a defensive theory.” Marshall v. State, 479 S.W.3d 840, 843 (Tex.Crim.App.2016) (citation
In determining whether the omission of the accomplice-witness instruction egregiously harmed Ambrose, the court of appeals conducted its harm analysis by examining the non-accomplice evidence for corroboration of Ramirez‘s assertion that Ambrose intended for thе other students to strike A.N. The court of appeals determined that “the only contested element of the charged offense was whether Ambrose intended to subject A.N. to being struck by other students,” and it therefore focused its analysis on “evidence tending to connect Ambrose‘s intent to the intent alleged in the charge—that Ambrose intended that other students strike A.N.” Ambrose, 457 S.W.3d at 160-61. However, the appropriate focus of a harm analysis in this case is to examine the non-accomplice evidence for corroboration “tending to connect” Ambrose to the commission of the offense. Casanova v. State, 383 S.W.3d 530, 539 (Tex.Crim.App.2012). The corroboration requirement in
IV. Conclusion
We hold that the court of appeals properly applied the Almanza egregious-harm standard in this case in which the jury-charge error was raised in a motion for new trial. We also hold that the court of appeals properly declined to defer to the trial court‘s fact findings in this case because those findings were in actuality matters of law or mixed questions of law and fact that did not turn on the credibility of the evidence or demeanor of the witnesses. We further hold that the court of appeals correctly concluded that Ambrose did not suffer egregious harm from the omission of the accomplice-witness instruction. Therefore, we overrule all three of Ambrose‘s grounds for review and affirm the judgment of the court of appeals.
YEARY, J., did not participate.
ALCALA, J.
COURT OF CRIMINAL APPEALS OF TEXAS
Notes
(1) When a trial judge issues findings of fact and conclusions of law that find a defendant suffered egregious harm from unobjected to jury charge error, does applying the Almanza egregious harm standard on appellate review violate and conflict with Texas (Ex parte Wheeler, 203 S.W.3d 317 (Tex.Crim.App.2006)) and United States Supreme Court (Oregon v. Kennedy, 456 U.S. 667, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982)) precedent that a reviewing court must defer to a lower court‘s factual findings?
(2) Under the egregious harm standard, does an appellate court violate Texas (Ex parte Wheeler, 203 S.W.3d 317 (Tex.Crim.App.2006)) and United States Supreme Court (Oregon v. Kennedy, 456 U.S. 667, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982)) precedent when it ignores a trial court‘s factual findings and substitutes its own view of the evidence for that of the trial [court]?
(3) If the egregious harm standard does apply on direct review in this case, did the appellate court correctly apply the egregious harm standard when it only considered the testimony that supported the State‘s case and not “the entire jury charge, the state of the evidence, including the contested issues and weight of probative evidence, the argument of counsel and any other relevant information revealed by the record of the trial as a whole” as required by Almanza v. State, 686 S.W.2d 157 (Tex. Crim.App. 1984)?
(a) A public servant acting under color of his office of employment commits an offense if he:
(1) intentionally subjects another to mistreatment ... that he knows is unlawful....
(b) For purposes of this section, a public servant acts under color of his office of employment if he acts or purports to act in an official capacity....
In its conclusions of law, the trial court summarized both the law on accomplice-witness testimony and the general law governing errors in the charge. Applying that law, the court concluded that the failure to include the accomplice-witness instruction had caused Ambrose egregious harm.
Whenever it appears by the record in any criminal action upon appeal that any requirement of Articles 36.14, 36.15, 36.16, 36.17 and 36.18 has been disregarded, the judgment shall not be reversed unless the error, appearing from the record was calculated to injure the rights of defendant, or unless it appears from the record that the defendant has not had a fair and impartial trial. All objections to the charge and to the refusal of special charges shall be made at the time of the trial.
