Concurrence Opinion
concurring.
Aftеr detaining two individuals who he observed concluding what appeared to be a narcotics transaction, Officer Cardenas questioned one of them, who informed Officer Cardenas he knew where he could “get a lot more heroin.” The individual stated he had personally observed the person (who is the appellant) who had the heroin and described his ethnicity, his clothing, and his physical stature. He further related that the person possessed ten balloons of heroin in his mouth. Two more police officers then arrived to assist Officer Cardenas. A few minutes later, the individual spotted appellant walking nearby and pointed him out to the police officers.
The police officers then approached appellant and asked him to stop. Appellant reacted by walking away at a faster rate. Officer Cardenas testified he asked appellant what he had in his mouth and observed appellant making swallowing motions. Officer Cardenas ran to appellant, grabbed him and told him to “spit it out.” Appellant, in response to force applied by Officer Cardenas, spit out three balloons, which subsequently were found to contain heroin. Another heroin-filled balloon was recovered from his stomach at the hospital.
A police officer may stop and frisk an individual if he has reasonable suspicion to believe the individual has been involved in a completed felony or if he has reasonable suspicion that the individual is about to or is committing a crime. Terry v. Ohio,
In the present case, the police were provided a detailed description by an informant of appellant, who the informant alleged possessed balloons filled with heroin. The informant’s tip was corroborated a short time later when the police observed appellant, wearing the clothing the informant said he was wearing. They also observed appellant’s physical characteristics, which matched those described to them a short time earlier by said informant, additional corroboration of the informant’s tip. Clearly, they had reasonable cause to approach appellant and to stop and frisk him. Amores, supra; Alabama v. White, supra; Woodward v. State,
Additionally, appellant attempted to evade the police so that he could attempt to destroy the evidence by swallowing it—this action conducted in plain view of the officers. Thus the officers were entitled to take immediate action reasonably calculated to preserve evidence of a felony that reasonable persons on the scene would have concluded had been committed or was about to be committed by the appellant, given the totality of the circumstances. Eisenhauer v. State,
In light of the opinions from this Court and the Supreme Court cited above, I join the opinion of the Court reversing the judgment of the Court of Appeals and remanding the cause to the Court of Appeals for consideration of appellant’s remaining points of error.
Notes
. Three police officers testified heroin dealers often place balloons containing heroin in their mouths while conducting transactions. The events described herein all took place in an area the officers testified was know to them as one where transactions involving illegal substances frequently occurred.
Lead Opinion
OPINION ON STATE’S PETITION FOR DISCRETIONARY REVIEW
Appellant was convicted of the offense of possessiоn of heroin and punishment was assessed at twenty years’ imprisonment. Texas Controlled Substances Act, Tex. Health & Safety Code Ann. Section 481.115 (Vernon 1992). The Austin Court of Appeals reversed appellant’s conviction and remanded the cause to the trial court. Guzman v. State,
“If an officer knows from prior training and experience that heroin is commonly carried in a dealer’s mouth packaged in small balloons, and it is common for the dealer to swallow the balloons when approached by the police, does probable cause to arrest arise when a tip that a particular dealer is secreting heroin in his mouth is corroborated by the suspect’s failure to comply with a lawful order to stop and his overt swallowing of the contents of his mouth?”
Essentially, the State argues the Court of Appeals erred when it held the police did not have probable cause to arrest appellant. We agree with the State and therefore reverse the decision of the Court of Appeals.
On the afternoon of November 18, 1992, Officer Troy Gay of the Austin Police Department was patrolling the 1700 block of East First Street which was an area well-known for drug trafficking. While patrolling, Gay saw a male pedestrian flag down a passing vehicle. Gay saw a passenger in this vehicle give the pedestrian cash in exchange for an object the pedestrian took from his mouth. Believing he had witnessed an unlawful sale of narcotics, the officer detained both parties. Officers Jimmy Cardenas and Ronald Lara responded to Officer Gay’s call fоr assistance.
The pedestrian told the officers he knew where they could “get a lot more heroin” than “what we’re speaking of now.” See Guzman,
Officer Cardenas testified that the officers then began walking hurriedly towards appellant, saying, “Hey, stop.” Cardenas stated that appellant “kind of turned and looked at us and started walking a little faster.” Officer Cardenas testified that at that time he asked appellant what he had in his mouth. Cardenas testified that as the officers ran up to appellant, appellant began swallowing. Cardenas testified that he believed appellant was swallowing balloons of heroin. Cardenas testified he then grabbed appellant around his throat and ordered him to “spit it out.”
Appellant was transported to a hospital where one more balloon was recovered. The balloons were later found to contain heroin. Prior to trial, appellant sought to have the trial court suppress the admission of the heroin into evidence, arguing it was the product of an unlawful warrantless arrest. The trial court overruled appellant’s motion to suppress.
Court of Appeals’ Opinion
The Austin Court of Appeals determinеd that appellant’s arrest was warrant-less and analyzed the facts pursuant to Article 14.01, V.A.C.C.P. The Court of Appeals examined the arrest in light of the principle
The Court of Appeals concluded that the “totality of the circumstances in this cause did not give the police probable cаuse to arrest appellant. Because the balloons of heroin were seized incident to, or were the fruits of appellant’s unlawful arrest, the district court abused its discretion by overruling appellant’s motion to suppress.” Guzman,
Standard of Review
In reviewing a trial court’s ruling, an appellate court must first determine the applicable standard of review. The amount of deference a reviewing court affords to a trial court’s ruling on a “mixed question of law and fact” (such as the issue of probable cause) often is determined by which judicial actor is in a better position to decide the issue. Miller v. Fenton,
In a recent decision, the United States Supreme Court held that, although great weight should be given to the inferences drawn by the trial judges and law enforcement officers, determinations of reasonable suspicion and probable cause should be reviewed de novo on appeal. Ornelas v. United States,
In this case, the Court of Appeals, after affording deference to the trial court’s determination of the historical facts leading up to appellant’s arrest, decided- de novo that there was no probable cause for appellant’s arrest. Also affording deference to the trial court’s determination of the historical facts,
The concurring and dissenting opinion contends the Court of Appeals’ de novo review of the trial court’s ruling on the probable cause issue and our de novo review of the decision of the Court of Appeals on this issue are inconsistent with this Court’s decision in Arcila v. State and the gloss the concurring and dissenting opinion puts on this Court’s more recent decisions in DuBose v. State and State v. Carter. See DuBose v. State,
However, as illustrated by some of the cases cited in footnote two of the concurring and dissenting opinion, this has not been how DuBose and Carter have been practically applied. For example, the concurring and dissenting opinion cites two intermediate appellate court opinions that have reversed a trial court’s ruling on an application of law to fact question because “no reasonable view of the record could support the trial court’s ruling.” See Jones v. State,
Although the concurring and dissenting opinion claims DuBose and Carter adopted an almost total deferential standard of review on application of law to fact questions, Du-Bose and Carter effectively left the door open for the intermediate appellate courts to conduct de novo reviews when they disagree with a trial court’s ruling on these questions. See-DuBose,
In addition, a majority of this Court either explicitly or implicitly has disavowed the concurring and dissenting opinion’s characterization of what DuBose and Carter hold. See Villarreal v. State,
However, as a general rule, the appellate courts, including this Court, should afford almost total deference to a trial court’s determination of the historical facts that the record supports especially when the trial court’s fact findings are based on an evaluation of credibility and demeanor. See, e.g., Villarreal,
The concurring and dissenting opinion also claims our decision here calls into question this Court’s holdings in cases such as Montgomery v. State,
Our decision also is meant to reaffirm the long-standing rule that appellate courts should show almost total deference to a trial court’s findings of fact especially when those findings are based on an evaluation of credibility and demeanor—i.e., in reviewing a trial court’s ruling on an “application of law to fact question,” the appellate courts should view the evidence in the light most favorable to the trial court’s ruling. Seе Villarreal,
Our decision in this case in no way affects this Court’s holdings in eases such as Montgomery. Montgomery sets out the standard by which appellate courts review trial courts’ evidentiary rulings which is an abuse of discretion standard. An appellate court’s review of a trial court’s evidentiary rulings generally does not involve an “application of law to fact question” or a “mixed question of law and fact.” Moreover, this Court as well as our Legislature have recognized that trial courts have broad discretion in their evidentiary rulings and that trial courts are usually in the best position to make the call on whether certain evidence should be admitted or excluded. See, e.g., Villarreal,
Finally, Arcila is better understood to state the types of considerations that inform our decision on whether to exercise our dis-
The debate here on whether to exercise our discretionary authority to review a decision of an intermediate appellate court is in some respects similar to the debate in the United States Supreme Court on whether to exercise its discretionary authority to review a lower court’s decision. See Kyles v. Whitley,
De Novo Review
Article 14.01, V.A.C.C.P., provides that a peace officer may arrest an offender without a warrant for any offense committed in his presence. The test for probable cause for a warrantless arrest is:
“Whether at that moment the facts and circumstances within the officer’s knowledge and of which [he] had reasonably trustworthy information were sufficient to warrant a prudent man in believing the arrested person had committed or was committing an offense.” Stull,772 S.W.2d at 451 .
Each search and seizure question must turn on the facts of that particular case. Gonzales v. State,
Several factors weigh in favor of the State’s argument that the situation quickly escalated to give the officers probable cause to arrest appellant. First, appellant walked hurriedly away from the police when they approached him and asked him what he had in his mouth. This Court has held that avoiding officers is a factor to consider when determining probable cause.
Second, appellant began overtly swallowing when the officers questioned him about the contents of his mouth. The Court of Appeals stated in its opinion that, “[s]wallowing ... is a normal body function and is not usually a sign that a person is engaged in criminal activity.” Guzman,
Finally, appellant was found in an area that is well-known for drug trafficking. Although this fact alone is insufficient to find probable cause existed, it may become an important factor when considering the totality of the cirсumstances. Cf. Thompson v. State,
Under the totality of the circumstances, the officers had probable cause to justify a warrantless arrest of appellant. The judgment of the Court of Appeals is hereby reversed and the judgment of the trial court is affirmed.
. Each of the officers testified that the use of balloons to transport heroin in one’s mouth is a common practice among drug traffickers. 2. The State concedes that appellant was arrested when the officer seized him by the throat. See Article 15.22, V.A.C.C.P. (1977).
. The concurring and dissenting opinion claims our decision in this case on the probable cause issue goes beyond our duty to "review” decisions of the intermediate appellate courts. See Tex.R.App.Proc. 200(a) (this Court has discretionary authority to “review” a decision of an intermediate appellate court). The concurring and dissenting opinion also asks whether we are bypassing the Court of Appeals’ decision and conducting our own de novo review of the trial court’s ruling. However, affording deference to the trial court’s implied fact findings as we should, we have reviewed the decision of the Court of Appeals that the police lacked prоbable cause to arrest appellant. And, after having "reviewed” that decision, we disagree with the Court of Appeals and decide there was probable cause for appellant's arrest. Therefore, we disagree with the contention in the concurring and dissenting opinion that our decision in this case on the probable cause issue goes beyond our duty to "review” the decision of the Court of Appeals. Compare Davis v. State,
. Additionally, V.T.C.A., Penal Code, Section 38.04 states that it is an offense if a person intentionally flees when an officer is attempting to lawfully arrest or detаin him.
. E.g., Shipman v. State,
Concurrence Opinion
concurring and dissenting.
Trial judges of Texas need no longer feel the weight of responsibility for their rulings on most mixed questions of law and fact because that burden will now be borne equally with courts of appeals and in some instances, with this Court. Today this Court holds that rulings of trial courts on most application of law to fact questions may be reviewed de novo by intermediate appellate courts and again by this Court.
I.
The majority does not agree with my interpretation of DuBose and Carter and says that I have given those opinions a peculiar “gloss.” Majority opinion at 88. But I find myself in good company in light of the fact that the courts of appeals have interpreted DuBose and Carter as I have.
DuBose and Carter involved review of a trial court’s ruling on a motion to suppress evidence. The court of appeals applied the correct law and considered all the relevant evidence in DuBose, but we granted review because the Court of Appeals “failed to afford deference to the trial court’s ruling.” Specifically, the court of appeals “engaged in a sort of de novo appellate review.” DuBose,
At a suppression hearing, the trial judge is thе sole and exclusive trier of fact and judge of the credibility of the witnesses, as well as the weight to be given their testimony. The trial judge is also the initial arbiter of the legal significance of those facts. The court of appeals is to limit its review of the trial court’s rulings, both as to the facts and the legal significance of those facts, to a determination of whether the trial court abused its discretion. Even if the court of appeals would have reached a different result, so long as the trial court’s rulings are at least within the ‘zone of reasonable disagreement,’ the appellate court should not intercede.
Id, at 496-97 (citations omitted). We emphasized “only when it appears that the trial court applied an erroneous legal standard, or when no reasonable view of the record could suppоrt the trial court’s conclusion under the correct law and the facts viewed in the light most favorable to its legal conclusion” should the appellate court intercede. Id. at 497-98. We vacated the judgment of the court of appeals in DuBose “[b]ecause [that court] conducted a de novo review of the record, instead of deciding whether the trial court abused its discretion in this manner.” These notions were reiterated in Carter, delivered the same day as DuBose. We vacated the judgment of the court of appeals in Carter on the ground that “we are not wholly satisfied [the court of appeals] was not conducting a de novo review for probable cause in this case.” Carter,
In the instant ease, the Court adopts a standard of de novo review and indicates that DuBose and Carter ultimately support such a view.
II.
Maybe part of the majority’s problem with DuBose and Carter stems from a misunderstanding of what is meant by an abuse of discretion standard. The majority says I interpret DuBose and Carter as “requiring the intermediate appellate courts to show almost total deference to a trial court’s ruling on an application of law to fact question.” Majority opinion at 89.1 do not know what is meant by the “almost total deference” standard. DuBose and Carter hold that an abuse of discretion standard should be applied. That standard was described in the portions of those opinions quoted herein, and also by this Court in Montgomery v. State,
... Reasonable men may disagree whether in common experience a particular inference is available. Where there is room for such disagreement, an appellate court that reverses a trial court’s ruling on relevancy accomplishes nothing more than to substitute its own reasonable perception of common experience for that of the trial court. The appellate court effectively displaces the trial court, commandeering a function institutionally assigned elsewhere.
To avoid this anomaly, appellate courts uphold the trial court’s ruling on appeal absent an “abuse of discretion.” That is to say, as long as the trial court’s ruling was at least within the zone of reasonable disagreement, the appellate court will not intercede.
Referring to two of the court of appeals decisions cited in footnote 2 of my opinion, the majority says these courts of appeals did not apply DuBose and Carter properly. These two courts reversed the trial court’s ruling on an application of law to fact question because “no reasonable view of the record could support the trial court’s ruling.” The majority says reversing a trial court’s ruling for these reasons amounts to a de novo review. Majority opinion at 88. The majority further asserts that DuBose and Carter left the door open to de novo review when no reasonable view of the record supports the trial court’s ruling. But that is what an abuse of discretion is all about— whether the lower court’s conclusion was reasonable. If no reasonable view of the record would support its ruling, then it has abused its discretion. This has long been our understanding of abuse of discretion. See Montgomery, supra. The majority’s opinion appears to call into question the very definition of abuse of discretion.
III.
The majority sets forth its new standard of review for appellate courts and this Court on certain mixed questions of law and fact:
[A]s a general rule, the appellate courts, including this Court, should afford almost total deference to a trial court’s determination of the historical facts that the record supports. See, e.g., Villarreal,935 S.W.2d at 139-41 (McCormick, P.J., concurring). The appellate courts, including this Court, should afford the same amount of deferencе to trial courts’ rulings on “application of law to fact questions,” also known as “mixed questions of law and fact,” if the resolution of those ultimate questions turns on an evaluation of credibility and demeanor. See id. The appellate courts may review de novo “mixed questions of law and fact” not falling within this category. See id. This Court may exercise its*95 discretion to review de novo these decisions by the intermediate appellate courts. See id.
Majority opinion at 89. While I might not necessarily disagree with these standards, I am disappointed in the lack of guidance given on how they apply and it is unlikely more insight will be forthcoming since the majority says “this is about as comprehensive a statement of the applicable standards that we can provide.” Id. For the benefit of the intermediate appellate courts, I will attempt to at least give my own interpretation of how I perceive the majority’s new standard.
There will be little dispute on what constitutes historical facts. The ambiguity arises on what exactly is a mixed question of law and fact the resolution of which “turns on an evaluation of credibility and demeanor.” Of course the fact portion of nearly all mixed questions involve an evaluation of credibility and demeanor. For instance, in making a probable cause determination, the credibility and demeanor of the testifying police officer are surely factors in the trial court’s ruling. But they are not the only considerations in deciding whether there was probable cause. Even if the trial court (or reviewing court in conducting a de novo review) believes everything the police officer says that bears on the issue of probable cause, the court might nevertheless conclude that the facts testified to do not add up to probable cause. In other words, the ultimate determination of probable cause does not turn exclusively on the credibility of the witnesses, although it might be a factor. The same is not true of a situation like a ruling on a Batson claim. There, the trial court’s ruling will almost always turn exclusively on its evaluation of credibility and demeanor. If the trial court believes everything the prosecutor says about his nonraeial motives for striking the venireperson in issue, the trial court will almost always conclude that the strike was not racially motivated. This is the type of question I believe the majority is referring to in speaking of a mixed question of law and fact the ultimate resolution of which turns upon an evaluation of credibility and demeanor. But see Yarbrough v. State, No. 235-94 (Tex.Crim.App. June 11, 1997)(appel-late courts are not bound by rule of deference in Batson context to accept every ruling of trial court especially where there is no specific finding of fact) compare with id. (McCormick, P.J., joined by Keller, J., con-cumngXurging adoption of “almost total deference to a trial court’s ruling” in Batson context since resolution of Batson claims “turns almost solely on credibility and demeanor). By my reckoning, most mixed questions of law and fact are of the kind that will be subject to de novo review under the majority’s opinion.
In view of this Court’s precedent since DuBose and Carter, evidencing an unwillingness of a majority to follow those opinions, I agree that they ought therefore be overruled, if for no other reason than for the benefit of the courts of appeals which have been faithfully following them and must surely be in a quandary in light of Villarreal v. State,
IV.
Though Arcila was still in its infancy, having only been delivered in 1992, it served this Court’s jurisprudence well and its precedence will be sorely missed. In Arcila, we
... Our principal role as a court of last resort is the caretaker of Texas law, not the arbiter of individual applications.... Even if our own decision might have been different [from that of the court of appeals] on the question presented, we cannot accept the proposition that an appellate court’s judgment ought to be subject to reversal on such basis, at least when the evidence is sufficient to support it. Doing so only tends to undermine the respective roles of this and the intermediate courts without significant contribution to the criminal jurisprudence of the State....
For the reasons stated herein, I concur in limited part and otherwise dissent.
. De novo review may ultimately result in the suppression of more evidence, given that defendants will now get two bites at the apple—and the second bite will be unencumbered by any deference to the ruling in the trial court. In other words, since the reviewing court won’t afford any deference to the trial cоurt's ruling in conducting a de novo review, the defendant gets a wholly new opportunity to have the evidence suppressed.
. The Court points to Ornelas v. United States,
Further, even if Ornelas could be viewed as requiring state appellate courts to conduct de novo review, it does not stand for the proposition that this Court, in our capacity as a discretionaiy court, should be conducting de novo reviews. Ornelas held that federal courts of appeals should review de novo a trial court’s rulings on probable cause and reasonable suspicion. The Supreme Court dеclined to conduct a de novo review itself, remanding the case to the court of appeals to conduct the review.
. The majority opinion further confuses the role of this Court in relation to "reviewing” decisions of the courts of appeals. If courts of appeals can now conduct de novo reviews and so may this Court, do we review the court of appeals’ de novo review or do we simply bypass the court of appeals' opinion and conduct our own de novo review of the trial court’s ruling? The majority says it is reviewing the Court of Appeals decision by holding that the Court of Appeals erred in its application of the totality of the circumstances test and by applying an incorrect definition of probable cause. But normally, when this Court determines that a court of appeals applied the wrong test or wrongly applied the proper test, we vacate and remand for that court to properly apply the proper test.
