Alfred BANKS, Jr. v. COMMONWEALTH of Virginia
Record No. 2055-15-2
Court of Appeals of Virginia, Richmond
FEBRUARY 14, 2017
795 S.E.2d 908
OPINION BY JUDGE MARLA GRAFF DECKER
In sum, we hold that a plain reading of
For these reasons, we affirm the decision of the circuit court that the affirmative defense provided by
Affirmed.
Craig W. Stallard, Assistant Attorney General (Mark R. Herring, Attorney General, on brief), for appellee.
Present: Judges Decker, AtLee and Malveaux
OPINION BY JUDGE MARLA GRAFF DECKER
Alfred Banks, Jr., appeals his conviction for stalking, in violation of
I. BACKGROUND
The appellant‘s conviction is based on his contacts with D.B., a medical doctor. In 1990, the appellant met D.B. in Richmond, Virginia, at the medical clinic where she was an intern and he was an aide. D.B. described their contact as “cordial.” They were not friends and did not socialize outside of work. D.B. did not give the appellant her personal contact information, such as her address or phone number.
D.B. moved back to Richmond in 1995. For the following year, she again received unsolicited letters from the appellant. The letters were left at the front desk of the clinic where she worked. In the letters, the appellant stated that he cared for D.B. and still wanted to “be [her] boyfriend.” In one letter, he said that “he was never going to stop trying to talk” to her, which D.B. found “disturbing.” During that same time period, the appellant also showed up in the clinic‘s parking lot at least three times. He asked D.B. why she would not talk to him. According to D.B., the appellant “just started getting more and more sort of aggressive in his tone,” which caused her to feel “scared” and “intimidated.” D.B. was worried that the appellant “might try to hit [her] or do something violent.” She contacted the Chesterfield County and Virginia Commonwealth University (VCU) police departments. D.B. spoke with Lieutenant Carlton Edwards with the VCU police. Edwards contacted the appellant and told him to leave D.B. alone.
For a “few years” after the contacts that occurred from 1995 to 1996, D.B. did not see or hear from the appellant. In 1998 or 1999, the appellant visited her workplace parking lot again. He approached D.B. as she was getting into her car. He grabbed her car door and yelled, “Why won‘t you talk to me?” The appellant left only after two nurses who were passing by asked D.B. if she was okay. D.B. contacted Lieutenant Edwards again to address the problem. Edwards spoke with the
In 2014, however, the appellant contacted D.B. again despite his representation to Edwards. At that time, he repeated his behavior of approaching her in her workplace parking lot. Although she did not recognize him at first, D.B. “didn‘t feel good about” the man. She told him to go inside the building, where there was a security guard, and that she would talk to him inside. The man ignored her and asked, “Can you be my doctor?” D.B. asked him his name. When he identified himself as Alfred Banks, D.B. recognized him. She said that she could not be his doctor and told him to leave. Despite D.B.‘s responses, the appellant remained and repeatedly asked her to be his doctor. D.B. went into the building as the security guard went outside. The appellant left before the guard had the chance to speak with him. According to the security guard, D.B. was upset and said “he[‘s] back, he found me.”
The jury found the appellant guilty of misdemeanor stalking. In accordance with the recommendation of the jury, the court sentenced him to twelve months in jail, with six months suspended.
II. ANALYSIS
The appellant argues that the trial court erred by denying his proposed jury instructions on prior offense evidence. He also contends that the trial court erred in admitting evidence of prior contacts during the 1990s as proof that he “engaged in conduct directed at [D.B.] on more than one occasion under the first element” of the stalking statute. Additionally, the appellant argues that the evidence was insufficient to support his conviction because the Commonwealth did not prove that he “engaged in conduct directed” at the victim “on more than one occasion during April of 2014” as was alleged in the warrant. Finally, he contends that the evidence was insufficient to support his conviction because the Commonwealth failed to prove that his conduct placed D.B. in reasonable fear of death, criminal sexual assault, or bodily injury.
A. Jury Instructions and Scope of Evidence
The appellant argues that the trial court erred by refusing his proposed jury instructions limiting consideration of the evidence of his previous contacts with D.B. and allowing the jury to consider them as evidence of the “on more than one occasion” element of stalking. The Commonwealth responds that the appellant‘s proffered instructions would improperly have prevented the jury from considering whether those contacts established an element of the offense for which he was on trial.
In proposing possible jury instructions, the appellant first suggested that the jury be instructed that it “may consider evidence of [d]efendant‘s prior contacts with [D.B.], specifically contact which occurred prior to the dates of the alleged offense, only as evidence of the defendant‘s intent in connection with the offense for which he is on trial and for no other purpose.” Alternatively, the appellant offered an instruction limiting consideration of the testimony about prior conduct for purposes of establishing intent, motive, and factors other than the element of “on more than one occasion.” The court refused both instructions based on its ruling that the evidence of the appellant‘s prior contacts with D.B. could be considered for purposes of establishing any element of the offense.
The appellant argues that it was error for the trial court to refuse to give either of these instructions to the jury. He reasons that consideration of the evidence of his prior contacts with D.B. that occurred earlier than the preceding year violated the one-year statute of limitations for the stalking charge. See
The decision regarding granting or denying a jury instruction generally rests “in the sound discretion of the trial court.” Cooper v. Commonwealth, 277 Va. 377, 381, 673 S.E.2d 185, 187 (2009). However, whether an instruction “accurately states the relevant law is a question of law” that the appellate court reviews de novo. Sarafin v. Commonwealth, 288 Va. 320, 325, 764 S.E.2d 71, 74 (2014) (quoting Lawlor v. Commonwealth, 285 Va. 187, 228, 738 S.E.2d 847, 870 (2013)). This
This assignment of error requires interpretation of
(1) the defendant directed his ... conduct toward the victim on at least two occasions; (2) the defendant intended to cause fear or knew or should have known that his ... conduct would cause fear; and (3) the defendant‘s conduct caused the victim “to experience reasonable fear of death, criminal sexual assault, or bodily injury.”
Stephens v. Rose, 288 Va. 150, 155, 762 S.E.2d 758, 761 (2014) (quoting Parker v. Commonwealth, 24 Va.App. 681, 685, 485 S.E.2d 150, 152 (1997)). Notably, the plain language in
First-offense stalking is a Class 1 misdemeanor.
A statute of limitations protects “against stale prosecutions.” Sandoval v. Commonwealth, 64 Va.App. 398, 409, 768 S.E.2d 709, 715 (2015).
The purpose of a statute of limitations is to limit exposure to criminal prosecution to a certain fixed period of time following the occurrence of those acts the legislature has decided to punish by criminal sanctions. Such a limitation is designed to protect individuals from having to defend them-
Toussie v. United States, 397 U.S. 112, 114-15, 90 S.Ct. 858, 860, 25 L.Ed.2d 156 (1970), superseded by statute on other grounds,
A “statute[] of limitations normally begin[s] to run when the crime is complete.” Toussie, 397 U.S. at 115, 90 S.Ct. at 860 (quoting Pendergast v. United States, 317 U.S. 412, 418, 63 S.Ct. 268, 271, 87 L.Ed. 368 (1943)) (recognizing the exception to this general principle for continuing offenses); see also United States v. Perry, 757 F.3d 166, 173 (4th Cir. 2014), cert. denied, ___ U.S. ___, 135 S.Ct. 1000, 190 L.Ed.2d 875 (2015). An offense is “complete when the defendant has completed all of the elements of the crime.” See Rowland v. Commonwealth, 281 Va. 396, 399, 707 S.E.2d 331, 333 (2011).
In this case, appellant completed the elements of the stalking in April 2014. Appellant‘s contact with D.B. at that time constituted an “occasion” of the “on more than one occasion” element of
The appellant further argues on appeal that the stalking that occurred in the 1990s was a separate offense from any offense committed in 2014. However, he did not raise this specific argument in the trial court.
Under Rule 5A:18, “[n]o ruling of the trial court ... will be considered as a basis for reversal unless an objection was stated with reasonable certainty at the time of the ruling, except for good cause shown or to enable the Court of Appeals to attain the ends of justice.” Interpreting Rule 5A:18, this Court has held that “[a] general argument or an abstract reference to the law is not sufficient to preserve an issue.” Edwards v. Commonwealth, 41 Va.App. 752, 760, 589 S.E.2d 444, 448 (2003) (en banc), aff‘d by unpub‘d order, No. 040019 (Va. Oct. 15, 2004). In addition, “[m]aking one specific argument on an issue does not preserve a separate legal point on the same issue for review.” Id.; see Copeland v. Commonwealth, 42 Va.App. 424, 441, 592 S.E.2d 391, 399 (2004). The purpose of the rule requiring an adequately articulated objection is to allow both the trial court and the opposing party “the opportunity to intelligently address, examine, and resolve issues in the trial court” in order to avoid unnecessary appeals and retrials. See Correll v. Commonwealth, 42 Va.App. 311, 324, 591 S.E.2d 712, 719 (2004).
The appellant never argued to the trial court that any stalking that occurred in the 1990s was a separate offense from any 2014 stalking, as opposed to a single offense. This is the case even though the prosecutor argued that the “gravamen of the statute” was “to prevent someone from continuously harassing a person where they feel that they are in reasonable fear.” Instead, the appellant argued that evidence of the earlier contacts was not probative of whether he stalked D.B.
The appellant‘s failure to make the “separate offense” argument below deprived the Commonwealth of the chance to address it and the trial court of the opportunity to make a ruling on this legal issue. See Taylor, 64 Va.App. at 291 n.7, 767 S.E.2d at 726 n.7. At no point has the appellant asserted that the ends of justice exception to Rule 5A:18 applies to permit this Court to consider the separate offense challenge, and we decline to consider that limited exception sua sponte. See Edwards, 41 Va.App. at 761, 589 S.E.2d at 448. In addition, the appellant does not raise the “good cause” exception to Rule 5A:18, and a review of the record does not provide any reason to invoke it. See Andrews v. Commonwealth, 37 Va.App. 479, 494, 559 S.E.2d 401, 409 (2002). As a result, we conclude that Rule 5A:18 bars our consideration of this specific issue.
In sum, the appellant‘s argument that all of the conduct which comprises the elements of the stalking offense must occur within the one-year statute of limitations fails. The statute of limitations began to run when the crime was complete, which was in April of 2014. To hold otherwise would insulate from prosecution a defendant who engages in prohibited contact every year for a series of years as long as each subsequent contact occurs more than 365 days after the previous contact. This interpretation would lead to an absurd result and cannot have been what the General Assembly intended when it enacted the statutory scheme. See Turner v. Commonwealth, 65 Va.App. 312, 325, 777 S.E.2d 569, 576 (2015) (rejecting the defendant‘s proposed interpretation of a
B. Sufficiency of Evidence
The appellant‘s third and fourth assignments of error challenge the sufficiency of the evidence to support his conviction. He argues that the evidence was insufficient because the Commonwealth did not prove that he engaged in conduct directed at the victim during the time period alleged in the warrant. The appellant also contends that the Commonwealth failed to prove that his conduct placed D.B. in reasonable fear of death, criminal sexual assault, or bodily injury.
1. Prior Contacts
The appellant contends in his assignment of error that “[t]he trial court erred by denying [his] motions to strike the charge of stalking and motion to set aside the verdict where the Commonwealth failed to prove that [he] engaged in conduct directed at [D.B.] on more than one occasion during April of 2014.” In support of this claim, he argues that the Commonwealth failed to establish two or more contacts within the timeframe alleged in the warrant.3
The appellant‘s assignment of error expressly challenges only the sufficiency of the evidence to prove an element of the offense. It is clear that in a criminal case appealed on sufficiency grounds, the relevant question is whether “[any] rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” Maxwell, 275 Va. at 442, 657 S.E.2d at 502 (emphasis added) (quoting Jackson, 443 U.S. at 319, 99 S.Ct. at 2789). The appellant‘s sufficiency challenge fails because, insofar as the wording of his assignment of error is concerned, the dates alleged in the warrant have no bearing on whether the evidence was sufficient to establish the three elements of this offense. See Stephens, 288 Va. at 155, 762 S.E.2d at 761 (listing the elements of stalking). The only element relating to the “time” of the commission of the offense is the element that the appellant “directed his ... conduct toward the victim on at least two occasions.” Id. The evidence establishes that he did so.
The Commonwealth was permitted to prove that the offense occurred on a date different than the dates referenced in the warrant. See Raja, 40 Va.App. at 721, 581 S.E.2d at 242. Consequently, we conclude that the appellant‘s third assignment of error challenging the sufficiency of the evidence establishing that the offense occurred on the dates alleged in the warrant must fail.
2. Victim‘s Fear
An element of the offense of misdemeanor stalking is that the defendant‘s conduct caused the victim “to experience
The standard for determining fear is “an objective one.” Id. at 157, 762 S.E.2d at 762. “A victim need not specify what particular harm she fears to satisfy” this element. Id.; see also Parker, 24 Va.App. at 685-86, 485 S.E.2d at 152 (decided under a former version of
D.B. testified about the numerous times that the appellant contacted her against her wishes. The two met at work in Richmond in 1990 and initially were cordial but merely distant co-workers. D.B. did not provide the appellant with any of her contact information, nor did she have any type of relationship with him. However, for two years after D.B. moved to another city, the appellant telephoned her and wrote her letters averring that he wanted to marry her. The unsolicited calls and letters stopped only after D.B. moved out of state to a third city. Once D.B. moved back to Richmond in 1995, however, the appellant resumed unwanted contact by leaving her letters at her workplace. In those letters, the appellant told her that he still wanted to have a relationship with her. The appellant
The appellant argues that the evidence was insufficient to prove the requisite element of fear because of the long gap that preceded the April 2014 contact. He also argues that he never threatened D.B. and in their final encounter he “only asked [D.B.] to be his doctor and then left when she told him to leave.”
Although the appellant never actually touched D.B. or made specific verbal threats of harm, explicit threats are not the only means by which someone can instill reasonable fear in another. See Parker, 24 Va.App. at 685-86, 485 S.E.2d at 152 (affirming stalking conviction based on a “barrage of unwelcome phone calls” even though the defendant did not overtly threaten the victim). Based on the evidence, the jury was not plainly wrong in concluding that the appellant‘s actions would place an ordinary, reasonable person in fear of death, criminal sexual assault, or bodily injury. The jury could reasonably conclude that the appellant‘s fifteen-year absence before he contacted D.B. again would cause a reasonable person to be more fearful, not less. It is entirely logical that D.B. viewed the appellant‘s fixation on her as more threatening due to its
III. CONCLUSION
The trial court did not err by rejecting the appellant‘s proposed jury instructions and allowing the jury to consider evidence of the appellant‘s contacts with D.B. that occurred before the time period alleged in the warrant as relevant to the “on more than one occasion” element of the offense. Further, the trial court did not err by admitting that evidence. In addition, the Commonwealth was allowed to prove that contacts comprising elements of the offense occurred on a different date than that contained in the warrant, and consequently the appellant‘s challenge to the sufficiency of the evidence establishing that the offense occurred on the dates alleged in the warrant fails. Finally, the nature and duration of the appellant‘s contacts with D.B. and her testimony regarding her fear supported the jury‘s finding that his conduct instilled a reasonable fear of death, criminal sexual assault, or bodily injury. Accordingly, the appellant‘s sufficiency challenge to the evidence supporting the element of reasonable fear is without merit. For these reasons, we affirm.
Affirmed.
