ALEJANDRO N., Petitioner, v. THE SUPERIOR COURT OF SAN DIEGO COUNTY, Respondent; THE PEOPLE, Real Party in Interest.
No. D067445
Fourth Dist., Div. One.
July 23, 2015
238 Cal. App. 4th 1209
COUNSEL
Randy Mize, Chief Deputy Public Defender, and Maryann D‘Addezio Kotler, Deputy Public Defender, for Petitioner.
Keker & Van Nest, Daniel Purcell and Chessie Thacher for Californians for Safety and Justice/Vote Safe, the American Civil Liberties Union of Northern California, the American Civil Liberties Union of Southern California, the American Civil Liberties Union of San Diego and Imperial Counties, and
Jonathan Laba for Pacific Juvenile Defender Center as Amicus Curiae on behalf of Petitioner.
No appearance for Respondent.
Bonnie M. Dumanis, District Attorney, James E. Atkins and Marcella O. McLaughlin, Deputy District Attorneys, for Real Party in Interest.
OPINION
HALLER, J.—Proposition 47, passed by the voters in November 2014, reclassified certain nonsеrious, nonviolent offenses from felonies to misdemeanors. Proposition 47 also enacted a statute (
Alejandro filed a petition for writ of mandate challenging the superior court‘s ruling. We issued an order to show cause, obtained briefing from the parties and various amici curiae, and heard oral arguments. In the proceedings before the superior court, the parties agreed that Alejandro‘s case would serve as the lead case for numerous other juvenile offenders who had filed modification petitions based on Proposition 47, and our resolution of the legal issues raised in Alejandro‘s petition concerning Proposition 47 would apply to the other juvenile modification petitions filed in the superior court.
We hold that the offense reclassification provisions set forth in
Based on the reclassification of his offense from a felony to a misdemeanor, Alejandro also requested that the superior court (1) order his DNA sample and information removed from the state‘s database, and (2) reduce his fine to a misdemeanor level. We agree that a reclassified misdemeanor offense under Proposition 47 cannot alone support retention of DNA materials in the state‘s DNA data bank, and we shall direct the superior court to expunge Alejandro‘s DNA unless there is another basis to retain it apart from his mere commission of the reclassified misdemeanor offense. (§§ 296, 296.1.) As to Alejandro‘s request for a fine reduction, he has not refuted the trial court‘s finding that his $50 fine was already at the misdemeanor level.
Accordingly, we grant the petition in part and direct the superior court to (1) reclassify Alejandro‘s felony offense as a misdemeanor, and (2) reconsider his request for DNA expungement. We deny the petition as to his request for fine reduction.
FACTUAL AND PROCEDURAL BACKGROUND
In March 2013, the People filed a petition requesting that Alejandro be declared a ward of the juvenile court based on his committing the felony offense of commercial burglary. In April 2013, Alejandro admitted that he committed the felony offense, and the court ruled he was a ward of the court, his maximum period of confinеment for the burglary was three years, and he should pay a $50 fine and provide a DNA sample for inclusion in the California Department of Justice (DOJ) DNA database.
Based on the November 2014 approval of Proposition 47 reducing certain offenses from felonies to misdemeanors, on November 5, 2014, Alejandro filed a modification petition in superior court stating he was currently detained in custody as a juvenile offender; his commercial burglary offense
Responding to these requests, the People acknowledged that Alejandro‘s offense was now a misdemeanor under Proposition 47 with a six-month maximum term of confinement and that, to comport with an adult offender‘s maximum term as required by
At a hearing on November 5, 2014, the superior court ruled that Alejandro‘s maximum term of confinement was eight months based on the new misdemeanor classification for his offense, and ordered that he be released from custody because he had already been confined for 368 days.2 At a hearing on January 14, 2015, the court addressed his additional requests for reclassification of his offense to a misdemeanor, DNA expungement, and fine reduction. The court denied his request that his offense be designated as a misdemeanor under
The court also denied Alejandro‘s request for DNA expungement, stating that “even if a felony is later reduced to a misdemeanor, return of DNA is not required unless one of the conditions for expungement listed in section 299 is also met,” and Alejandro had not met any of these conditions. Finally, the court denied Alejandro‘s request for fine reduction, stating his $50 fine was an “amount normally imposed for a misdemeanor.”
DISCUSSION
Alejandro contends that
To evaluate thеse contentions, we first set forth general principles applicable to juvenile wardship proceedings under the Welfare and Institutions Code, and then delineate the statutory changes made by the passage of Proposition 47.
I. Relevant Law
A. Juvenile Wardship Principles
For example, juvenile offenders are not defendants; their cases are handled by juvenile courts, not criminal courts; they do not plead guilty but admit the allegations of a petition; they incur adjudications of criminal acts, not criminal convictions; their cases are resolved by dispositions, not sentences; and they are confined or committed rather than imprisoned. (In re Eric J., supra, 25 Cal.3d at pp. 530-531; In re Myresheia W., supra, 61 Cal.App.4th at pp. 736-737; People v. West (1984) 154 Cal.App.3d 100, 107-108;
Notwithstanding the differences between the two systems, the essential constitutional due process protections afforded adult offenders have been extеnded to juvenile offenders, based on the recognition that a juvenile “alleged to have violated the criminal law like an adult accused, faces both the stigma of adjudged criminality and the significant loss of liberty by confinement in a correctional institution if the allegations prove true.” (People v. Nguyen (2009) 46 Cal.4th 1007, 1022 [although juvenile has no jury trial right, virtually all other procedural protections apply]; see id. at p. 1019.) Further, to ensure fair treatment as between a minor and an adult offender, a minor‘s maximum period of physical confinement may not exceed the maximum term that could be imposed on an adult offender for the same offense. (
As to other matters associated with the treatment of criminal offenders, the extent to which statutes enacted in the adult context apply to juveniles depends on the particular statutory enactments under consideration. For example, in Jovan B., the court held that even though the enhancement statute at issue (for offenses committed while released on bail) used adult terminology such as ” ‘conviction’ ” and ” ‘sentencing’ ” and made no explicit reference to juveniles, the enhancement properly applied to juvenile offenders. (Jovan B., supra, 6 Cal.4th at pp. 811-813.) The Jovan B. court reasoned the Welfare and Institutions Code statute (
Given the express intent reflected in
In contrast, in In re Derrick B. (2006) 39 Cal.4th 535, the court concluded that a statutory provision allowing imposition of a sex offender registration requirement for statutorily unlisted offenses based on specific findings ” ‘at the time of conviction or sentencing’ ” did not apply to juveniles. (Id. at p. 539 & fn. 4; see id. at pp. 538, 540-541.) The Derrick B. court reasoned the terms ” ‘[c]onviction’ ” and ” ‘sentencing’ ” are “terms of art usually associated with adult proceedings“; the Legislature is assumed to be aware of the well-established principle that juvenile adjudications are not criminal convictions; and absent evidence of a different legislative intent, the court would assume the use of the adult terms meant the statute was intended to be confined to adult proceedings. (Id. at pp. 540-541.) The court also observed that the statute at issue included a provision that expressly addressed when adults are required to register as sex offenders upon the commission of statutorily listed offenses, and a distinct provision that explicitly addressed when juveniles are required to register upon the commission of statutorily listed offenses. (Id. at pp. 542, 544, 546.) The court concluded the fact that the Legislature had “carefully distinguished . . . between the offenses requiring registration by adults and those requiring registration by juveniles” supported that the Legislature had not abandoned this differentiation in the provision addressing statutorily unlisted offenses, but rather used the adult terminology with the intent that the latter provision apply to adult offenders only. (Id. at p. 546.) Distinguishing
B. Proposition 47
Proposition 47 enacted “the Safe Neighborhoods and Schools Act” (the Act), effective November 5, 2014. (Note, Deering‘s Ann. Pen. Code (2015 Supp.) foll. § 1170.18, p. 79.) The Act changed portions of the Penal Code and Health and Safety Code to reduce various drug possession and theft-related offenses from felonies (or wobblers) to misdemeanors, unless the offenses were committed by certain ineligible offenders. (People v. Rivera (2015) 233 Cal.App.4th 1085, 1091.)4 Proposition 47 set forth a list of purposes concerning the Act, including to “ensure that prison spending is focused on violent and serious offenses“; “maximize alternatives for nonserious, nonviolent crime“; “invest the savings . . . into prevention and support programs“; “ensure[] that sentences for peоple convicted of dangerous crimes like rape, murder, and child molestation are not changed“; “[r]equire misdemeanors instead of felonies for nonserious, nonviolent offenses like petty theft and drug possession, unless the defendant has prior convictions for specified violent or serious crimes“; “[a]uthorize consideration of resentencing for anyone who is currently serving a sentence for any of the offenses . . . that are now misdemeanors“; and “[r]equire a thorough review of criminal history and risk assessment of any individuals before resentencing to ensure that they do not pose a risk to public safety.” (Note, Deering‘s Ann. Pen. Code, supra, foll. § 1170.18, p. 79.) The proposition further stated that the Act “shall be liberally construed to effectuate its purposes.” (Ibid.)
In addition to reclassifying certain felonies as misdemeanors, Proposition 47 also added
II. Analysis
A. Application of Section 1170.18 to Juveniles
When interpreting statutory provisions enacted by voter initiative or legislative action, our primary purpose is to ascertain and effectuate the intent
Evaluating
As set forth above,
Proposition 47‘s addition of
Considered in its broader context,
This interpretation of
The People raise numerous arguments to support the position that
B. DNA Expungement
The Penal Code authorizes collection of a DNA sample under a variety of circumstances, including when a person incurs a felony conviction
As noted, Proposition 47 made its misdemeanor reclassification benefit available to eligible offenders on a retroactive basis by adding
The plain language of
At the time they enacted
The fact that reclassification of a felony to a misdemeanor is not among the grounds listed in section 299 for DNA expungement does not convince us the remedy is unavailable for Proposition 47 reclassified misdemeanor offenses. Section 299 provides for DNA expungement when a person ”has no past or present offense or pending charge which qualifies that person for inclusion within” the DNA data bank, and then lists several circumstances that provide the basis for an expungement request. (§ 299, subd. (a), italics added; see id. at subd. (b).)9 The grounds for expungement listed in section 299 concern circumstances where an alleged offender is charged with an offense that qualifies for DNA collection, and then the case is not pursued or is dismissed, or the alleged offender is found not guilty or innocent. (See fn. 9, ante.) In these circumstances, the charged offense retains its qualification
There is nothing in section 299 that obviates
The People‘s citation to Coffey v. Superior Court (2005) 129 Cal.App.4th 809 (Coffey) does not support a contrary conclusion. In Coffey, the defendant was charged with a wobbler offense that could be treated as a felony or a misdemeanor; the defendant pled guilty to a felony, and at sentencing the trial court reduced the offense to a misdemeanor. (Id. at pp. 812-813.) However, the trial court refused to order expungement of the DNA collected at the time of the defendant‘s plea to the felony, and the appellate court concluded the denial of the exрungement request was correct. (Id. at pp. 812-813, 823.) Coffey noted that
Unlike the circumstances in Coffey, there is no statutory provision reflecting a Legislative or voter determination that a DNA sample should be
Alejandro requests that we direct the superior court to order removal of his DNA sample. On this record, we cannot determine whether there is another statutory basis to retain Alejandro‘s DNA apart from his Proposition 47 reclassified misdemeanor offense. Accordingly, we shall direct the superior court to reconsider his expungement request and make this dеtermination.
C. Fine
Alejandro contends the $50 fine ordered by the court at the time of his felony adjudication should be reduced to a misdemeanor level amount. Rejecting his request, the trial court stated the $50 fine was appropriate for a misdemeanor.
DISPOSITION
Let a peremptory writ of mandate issue directing the superior court to vacate the portions of its January 14, 2015 order that ruled on Alejаndro‘s requests for offense reclassification and DNA expungement. The superior court shall issue a new order changing Alejandro‘s commercial burglary felony offense (§§ 459, 460) to a misdemeanor shoplifting offense (§ 459.5). The superior court is also directed to reconsider Alejandro‘s request for removal of his DNA sample from the state database and to order removal unless there is another statutory basis for retention of the DNA apart from the reclassified misdemeanor offense alone.
Huffman, Acting P. J., and Nares, J., concurred.
The petition of real party in interest for review by the Supreme Court was denied October 14, 2015, S229003.
Notes
“(a) A person currently serving a sentence for a conviction, whether by trial or plea, of a felony or felonies who would have been guilty of a misdemeanor under the act that added this section (‘this act‘) had this act been in effect at the time of the offense may petition for a recall of sentence before the trial court that entered the judgment of conviction in his or her case to request resentencing in accordance with
“(b) Upon receiving a petition under subdivision (a), the court shall determine whether the petitioner sаtisfies the criteria in subdivision (a). If the petitioner satisfies the criteria in subdivision (a), the petitioner‘s felony sentence shall be recalled and the petitioner resentenced to a misdemeanor pursuant to
“(f) A person who has completed his or her sentence for a conviction, whether by trial or plea, of a felony or felonies who would have been guilty of a misdemeanor under this act had this act been in effect at the time of the offense, may file an application before the trial court that entered the judgment of conviction in his or her case to have the felony conviction or convictions designated as misdemeanors.
“(g) If the application satisfies the criteria in subdivision (f), the court shall designate the felony offense or offenses as a misdemeanor.
“(h) Unless requested by the applicant, no hearing is necessary to grant or deny an application filed under subsection (f).”
“(a) A person whose DNA profile has been included in the data bank pursuant to this chapter shall have his or her DNA specimen and sample destroyed and searchable database profile expunged from the data bank program pursuant to the procedures set forth in subdivisiоn (b) if the person has no past or present offense or pending charge which qualifies that person for inclusion within the state‘s DNA and Forensic Identification Database and Data Bank Program and there otherwise is no legal basis for retaining the specimen or sample or searchable profile.
“(b) Pursuant to subdivision (a), a person who has no past or present qualifying offense, and for whom there otherwise is no legal basis for retaining the specimen or sample or searchable profile, may make a written request to have his or her specimen and sample destroyed and searchable database profile expunged from the data bank program if:
“(1) Following arrest, no accusatory pleading has been filed within the applicable period allowed by lаw charging the person with a qualifying offense as set forth in subdivision (a) of
“(2) The underlying conviction or disposition serving as the basis for including the DNA profile has been reversed and the case dismissed;
“(3) The person has been found factually innocent of the underlying offense pursuant to
“(4) The defendant has been found not guilty or the defendant has been acquitted of the underlying offense.” (Italics added.)
