Alan B. ADAMS, Plaintiff, v. The UNITED STATES of America, Defendant.
No. 11-418C
United States Court of Federal Claims.
(Filed: May 9, 2016)
126 Fed. Cl. 645
Kaplan, Judge.
Conclusion
Considering the entire administrative record, the Court vacates the Navy‘s administrative punishment of Mr. Wade as being arbitrary, capricious, an abuse of discretion, and not supported by substantial evidence. In particular, his involuntary discharge from the Navy on the record presented was unjustified. The Court directs the Navy to reinstate Mr. Wade with all appropriate back pay, benefits, and allowances, and to return to him the funds forfeited as a result of the August 8, 2007 non-judicial punishment. Mr. Wade may apply to the Court for the reimbursement of reasonable legal fees to the extent allowed by law. Costs are awarded to Plaintiff.
The Court GRANTS Plaintiff‘s cross-motion for judgment on the administrative record, and DENIES Defendant‘s motion for judgment on the administrative record. The Clerk shall enter judgment for Plaintiff. Pursuant to Rule 54(d), costs are awarded to Plaintiff.
IT IS SO ORDERED.
Eugene R. Fidell, Feldesman Tucker Leifer Fidell LLP, Washington, DC, for Plaintiff.
Eric Evan Laufgraben, Civil Division, United States Department of Justice, Washington, DC, for Defendant. With him on the briefs were Stuart F. Delery, Assistant Attorney General, Bryant G. Snee, Acting Director, Donald E. Kinner, Assistant Director, and Captain Bryce G. Poole, USAF AF-LOA/JACL Litigation Attorney, Military Personnel Branch, Of Counsel.
Keywords: Judgment on the Administrative Record; RCFC 52.1(c);
Kaplan, Judge.
This case is before the Court on the parties’ cross-motions for judgment on the administrative record. The plaintiff, Alan B. Adams (“Major Adams” or “Plaintiff“), challenges decisions of the Air Force Board of Corrections of Military Records (AFBCMR or “the Board“) denying his requests to have his record corrected to reflect that he retired from the Air Force with a disability that was “combat related” within the meaning of
For the reasons stated below, the government‘s motion for judgment upon the administrative record is GRANTED and Plaintiff‘s cross-motion is DENIED.
BACKGROUND
I. Statutory and Regulatory Framework
A. Statute
This case involves the interpretation and application of
(A) as a direct result of armed conflict;
(B) while engaged in hazardous service;
(C) in the performance of duty under conditions simulating war; or
B. DoD Implementing Regulations
As noted, the statute authorizes the Secretary of Defense to establish the criteria for determining whether an injury was incurred under one of the four circumstances identified in
In accordance with section E3.P5.2.2 of DoDI 1332.38, the “combat-related” standard “covers those injuries and diseases attributable to the special dangers associated with armed conflict or the preparation or training for armed conflict.” That section further provides that “[a] physical disability shall be considered combat-related if it makes the member unfit or contributes to unfitness and was incurred under any of the circumstances listed in paragraphs E3.P5.2.2.1 through E3.P5.2.2.4.” DoDI § 1332.38.
1. Disabilities Incurred as a Direct Result of Armed Conflict
First, under section E3.P5.2.2.1 of DoDI 1332.38, as well as under Attachment 1-1, physical disabilities are considered combat related if they are incurred “as a direct result of armed conflict.”
The fact that a member may have incurred a disability during a period of war or in an area of armed conflict, or while participating in combat operations is not sufficient to support [a] finding [that the physical disability is a disease or injury incurred in the line of duty as a direct result of armed conflict]. There must be a definite causal relationship between the armed conflict and the resulting unfitting disability.
DoDI § 1332.38; see also Attachment 1-1, AR at 809 (same).
Further guidance on the application of this criterion is set forth in Attachment 1-1. It provides that “[a]rmed conflict includes a war, expedition, occupation of an area or territory, battle, skirmish, raid, invasion, rebellion, insurrection, guerilla action, riot, or any other action in which Service members are engaged with a hostile or belligerent nation, faction, force or terrorists.” AR at 809. In addition, according to the Attachment, “[a]rmed conflict may also include such situations as incidents involving a member while interned as a prisoner of war or while detained against his or her will in custody of a hostile or belligerent force or while escaping or attempting to escape from such confinement, prisoner of war, or detained status.”
2. Disabilities Incurred While Engaged in Hazardous Service
As noted,
3. Disabilities Incurred Under Conditions Simulating War
Section E3.P5.2.2.3 of DoDI 1332.38, as well as Attachment 1-1, provide criteria for determining whether a disability was incurred under conditions simulating war. They state that, “[i]n general, this covers disabilities resulting from military training, such as war games, practice alerts, tactical exercises, airborne operations, leadership reaction courses; grenade and live fire weapons practice; bayonet training; hand-to-hand
4. Disabilities Incurred Through an Instrumentality of War
Section E3.P5.2.2.4 of DoDI 1332.38, as well as Attachment 1-1, provide criteria for determining whether a disability was caused by an instrumentality of war. The Instruction states that:
Incurrence during a period of war is not required. A favorable determination is made if the disability was incurred during any period of service as a result of such diverse causes as wounds caused by a military weapon, accidents involving a military combat vehicle, injury, or sickness caused by fumes, gases, or explosion of military ordnance, vehicles, or material. However, there must be a direct causal relationship between the instrumentality of war and the disability. For example, an injury resulting from a Service member falling on the deck of a ship while participating in a sports activity would not normally be considered an injury caused by an instrumentality of war (the ship) since the sports activity and not the ship caused the fall. The exception occurs if the operation of the ship caused the fall.
DoDI § 1332.38 at E3.P5.2.2.4.
Attachment 1-1 contains similar language and also explains that:
An instrumentality of war is a vehicle, vessel, or device designed primarily for Military Service and intended for use in such Service at the time of the occurrence or injury. It may also include such instrumentalities not designed primarily for Military Service if use of or occurrence involving such instrumentality subjects the individual to a hazard peculiar to Military Service. Such use or occurrence differs from the use or occurrence under similar circumstances in civilian pursuits.
AR at 810.
II. Major Adams‘s Service and Health Problems
Major Adams served as an officer in the United States Air Force from May 31, 1995 until his honorable discharge on July 1, 2006. AR at 87; Am. Compl. ¶¶ 3-4. Having completed his required service, Major Adams was separated pursuant to his own January 23, 2006 request. AR at 79.
As noted by the Board‘s medical consultant, Dr. Horace Carson, Major Adams‘s “record of performance from the start reflects nothing less than a stellar Air Force officer and KC-135 pilot destined for a bright career,” which was demonstrated in his performance reports “from day one until his final evaluation.”
Despite his reported pain, Major Adams continued to perform as a pilot after receiving a series of medical waivers from his flight surgeon, beginning on October 27, 1999, and renewed on periodic basis, with the last one granted for a three-year period beginning on October 13, 2005.
III. Major Adams‘s First Request for Correction of His Records
On November 9, 2007, Major Adams submitted an application to the AFBCMR for the correction of his military records to reflect a disability retirement.
The Air Force Separation Branch, as well the Board‘s medical consultant, Dr. Carson, initially recommended that Major Adams‘s request for correction of his military records be denied.
Thereafter, Dr. Carson reconsidered his opinion and recommended that Major Adams receive a disability retirement with a combined disability rating of thirty percent to account for neck, back, and ischial pain.
IV. The Air Force Corrects Major Adams‘s Military Record to Reflect a Disability Retirement
On April 15, 2010, the AFBCMR issued a decision finding that Major Adams was the victim of an error or injustice and recommending that corrections be made to Major Adams‘s military record to reflect a disability retirement, with a thirty percent combined disability rating as had been recommended by Dr. Carson.
In his June 10, 2010 letter, the Director explained that “[a]fter correction, the records will be reviewed to determine if you are entitled to any monetary benefits as a result of the correction of records.”
V. Request for Reconsideration and the Filing of This Suit
By letter of February 25, 2011, Major Adams sought clarification and/or reconsideration from the Board of several items that were not encompassed in the “final settlement” payment that had been forwarded to him by DFAS in the wake of the Board‘s decision on his initial claim.
In his request for reconsideration, Major Adams stated that he would not cash the back-pay check that DFAS had sent to him “until these items are addressed.”
On June 23, 2011, Major Adams filed this suit. ECF No. 1. Thereafter, on August 3, 2011, the case was stayed at Major Adams‘s request pending the AFBCMR‘s decision on his request for reconsideration. ECF Nos. 5-6.
VI. Board Decisions Rejecting Requests for Reconsideration
A. The First Addendum
After Major Adams requested reconsideration, Dr. Carson reviewed the records Major Adams submitted to determine whether his disability was “the direct result of armed conflict or was caused by an instrumentality of war.” AR at 506; see also
Dr. Carson stated that, in his opinion, “an exacerbation of pain upon sitting in the cockpit does not necessarily infer that a permanent worsening of the underlying defect has occurred; in this case the applicant‘s ischial
Dr. Carson then turned to a review of the radiographic evidence, which he characterized as insufficient to show that the “underlying defect[s]“—i.e., Major Adams‘s ischial bursitis and degenerative disc disease—were accelerated by or resulted from his combat flying missions, “as may be implicated in high performance aircraft and the effect of associated sustained high-gravitational forces over a several year period upon the cervical, thoracic, and lumbar spine.”
On April 2, 2012, Major Adams submitted a response to the Board in which he expressed disagreement with Dr. Carson‘s opinion.
On May 21, 2012, the AFBCMR issued a decision on Major Adams‘s request for reconsideration in its Addendum to the Record of Proceedings (First Addendum).
First, with respect to Major Adams‘s claim for CRSC, the Board referred to Dr. Carson‘s comments and his rationale as the basis for its conclusion that Major Adams had not been a victim of an error or injustice.
The AFBCMR further denied Major Adams‘s continued request for reimbursement of certain expenses and for benefits, ruling again that its power was limited to correcting Major Adams‘s military records, and reiterating that “[d]etermining the bene-
B. The Second Addendum
On June 21, 2012, Major Adams again applied for reconsideration of the Board‘s decision.
In light of the additional documentation provided by Major Adams, the AFBCMR requested that Dr. Carson reconsider his opinion.
Accordingly, on December 28, 2012, the AFBCMR issued its Second Addendum to the Record of Proceedings (Second Addendum) denying Major Adams‘s second request for reconsideration.
C. The Third Addendum
On January 23, 2013, Major Adams requested reconsideration by the Board for the third time, primarily to seek a modification of its decision that he must seek any relief concerning reimbursements or benefits from DFAS or TRICARE. Am. Compl. ¶ 30. The AFBCMR issued a decision finding that Major Adams‘s request did not meet the criteria for reconsideration by the Board. AR at 131. After receiving this decision, Major Adams moved this Court to remand the case back to the AFBCMR, directing the Board to address the issues raised in his January 23, 2013 request for reconsideration. ECF No. 32. On May 6, 2013, the Court granted Major Adams‘s motion and remanded the case to the AFBCMR for further development of the administrative record. ECF No. 35.
In accordance with the Court‘s Order, on August 1, 2013, the AFBCMR considered the points raised in Major Adams‘s January 23, 2013 letter and issued a Third Addendum to its Record of Proceedings (Third Addendum). AR at 559-63. In the Third Addendum, the Board reaffirmed its prior determination that Major Adams had already received all of the relief that the Board is authorized by statute to provide and clarified certain prior points made in the First Addendum and Second Addendum to the extent that they were unclear.
[T]he Board cannot enter an order to direct TRICARE (or DFAS for that matter) to pay the applicant a specific amount. The Board is a creature of statute. Under Title 10, Section 1552, the Board is empow-
ered only to correct military records for the removal of error or injustice. The Board has no authority to issue orders to enforce its own corrections. On the other hand, Section 1552(a)(4) of Title 10 states, “[e]xcept when procured by fraud, a correction under this section is final and conclusive on all officers of the United States.” So, to the extent the Board has already granted relief to the applicant, other federal agencies have a duty to provide that relief.
Pursuant to the Court‘s remand order, the AFBCMR also evaluated its previous finding that “there was insufficient evidence to warrant corrective action in regard to the applicant‘s request that his injuries be rated as combat-related.”
D. The Fourth Addendum
On January 16, 2015, after briefing on cross-motions for judgment on the administrative record was complete and oral argument was scheduled, the government filed a consent motion to remand the matter back to the Board yet again. ECF No. 72. The remand was requested to allow the Board to obtain an advisory opinion from the Director of Compensation, Office of the Deputy Under Secretary of Defense (Military Personnel Policy) (hereinafter ODUSD) as provided in Department of Defense Directive 1332.41 ¶ 3.3 for cases involving combat-related special compensation.
Because the Air Force Personnel Center (AFPC) is the Air Force‘s office of primary responsibility regarding claims for combat-related special compensation, the Board initiated its request for an advisory opinion through the AFPC. After noting that Major Adams had not previously submitted an application for combat-related special compensation, the AFPC directed the Board to request that Major Adams submit such an application, which he did on February 21, 2015, along with a detailed memorandum for the ODUSD. AR at 765-85.
AFPC‘s Combat-Related Special Compensation Board (CRSC Board) then conducted a review of Major Adams‘s application and, on April 15, 2015, determined that Major Adams was entitled to combat-related special compensation for tinnitus and fibromyalgia at a rating of ten percent, but was not entitled to such compensation for the disabilities reflected in his corrected military record.
The CRSC Board explained its conclusion as follows:
To be approvable for compensation, clear documentation must be provided to indicate that an injury/disability occurred and/or was caused by a specific combat-related factor rather than from routine causes or your particular physical make-up. Your claim and documentation received contained no definitive evidence to confirm these disabilities were the direct result of a combat-related event. Additionally, the fact that a member incurred a disability in an area of armed conflict or while participating in combat operations is not sufficient by itself to support a combat related determination. There must be a definite, documented, causal relationship between the armed conflict and the resulting disability. After reviewing your documentation we were unable to identify a combat-related event as the cause of your disabilities.
The CRSC Board‘s determination, Major Adams‘s application and memorandum, along with the entire record of proceedings, were then transmitted to the ODUSD for an advisory opinion concerning Major Adams‘s
Major Adams was provided with a copy of the advisory opinion and submitted a response to the Board on June 9, 2015.
DISCUSSION
I. Jurisdiction of the Court
The Tucker Act empowers this court to hear “any claim against the United States founded either upon the Constitution, or any Act of Congress or any regulation of an executive department, or upon any express or implied contract with the United States, or for liquidated or unliquidated damages in cases not sounding in tort.”
A statute may serve as an independent source of a substantive right to money damages where it “can fairly be interpreted as mandating compensation by the Federal Government for the damage sustained.” Roberts v. United States, 745 F.3d 1158, 1162 (Fed. Cir. 2014) (quoting United States v. White Mountain Apache Tribe, 537 U.S. 465, 472 (2003)). In that regard, “[i]t is enough ‘that a statute creating a Tucker Act right be reasonably amenable to the reading that it mandates a right of recovery in damages.‘” Id. (quoting White Mountain Apache Tribe, 537 U.S. at 473).
It is well established that Section 1201 of title 10 of the United States Code, which governs military disability retirement, is a money-mandating statute because the Secretary of Defense “has no discretion whether to pay out retirement funds once a disability is found qualifying.” Fisher v. United States, 402 F.3d 1167, 1174 (Fed. Cir. 2005) (citing Sawyer v. United States, 930 F.2d 1577 (Fed. Cir. 1991)). The same lack of
II. Standard of Review for Motion for Judgment on the Administrative Record
RCFC 52.1 governs motions for judgment on the administrative record. See RCFC 52.1(c). Therefore, the standard of review for a motion for judgment on the administrative record differs from that for a motion for summary judgment. Bannum, Inc. v. United States, 404 F.3d 1346, 1354-55 (Fed. Cir. 2005). Unlike summary judgment, for instance, “a genuine dispute of material fact does not preclude a judgment on the administrative record.” Sierra Nevada Corp. v. United States, 107 Fed. Cl. 735, 751 (2012) (citing Bannum, Inc., 404 F.3d at 1355-56). To the contrary, “[t]o review a motion or cross-motions under RCFC 52.1(c), the court asks whether, given all the disputed and undisputed facts, a party has met its burden of proof based on the evidence in the record.” Jordan Pond Co., LLC v. United States, 115 Fed. Cl. 623, 630 (2014) (citing Bannum, Inc., 404 F.3d at 1356-57); see also RCFC 52.1 Rules Committee Note (2006) (“Summary judgment standards are not pertinent to judicial review upon an administrative record.“). “The existence of a question of fact thus neither precludes the granting of a motion for judgment on the administrative record nor requires this court to conduct a full blown evidentiary proceeding.” CRAssociates, Inc. v. United States, 102 Fed. Cl. 698, 710 (2011) (citing, inter alia, Bannum, Inc., 404 F.3d at 1356).
III. Scope of Review of Military Correction Board Decisions
The scope of judicial review of military correction board decisions is a narrow one. Thus, this Court is “limited to determining whether a decision of the Correction Board is arbitrary, capricious, unsupported by substantial evidence, or contrary to applicable statutes and regulations.” Melendez Camilo v. United States, 642 F.3d 1040, 1044 (Fed. Cir. 2011) (quoting Heisig v. United States, 719 F.2d 1153, 1156 (Fed. Cir. 1983)). The arbitrary and capricious standard of review “does not require a reweighing of the evidence, but a determination whether the conclusion being reviewed is supported by substantial evidence.” Heisig, 719 F.2d at 1157 (emphasis in original). “Substantial evidence” is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting Consol. Edison Co. v. N.L.R.B., 305 U.S. 197, 229 (1938)). The court is limited to a review of the record that was before the corrections board. Metz v. United States, 466 F.3d 991, 998 (Fed. Cir. 2006); see also Walls v. United States, 582 F.3d 1358, 1368 (Fed. Cir. 2009). Finally, it may not “substitute [its] judgment for that of the military departments when reasonable minds could reach differing conclusions on the same evidence.” Heisig, 719 F.2d at 1156.
IV. Merits
A. Board‘s Conclusion that Major Adams‘s Disability Was Not Combat-Related
As explained above, Major Adams‘s corrected records reflect that, at the time he was separated, he was unfit to perform the duties of his position as a result of the combination of several disabling conditions: cervical degenerative disc disease, associated with bilateral upper extremity radiculopathy; lumbar intervertebral disc syndrome; and left sciatic nerve neuritis. AR at 11. It is undisputed that all of these conditions originated from causes unrelated to combat. See
In finding that Major Adams had failed to establish that his disability was combat related, the Board relied upon Dr. Carson‘s opinion that “an exacerbation of pain upon sitting in the cockpit does not necessarily infer that a permanent worsening of the underlying defect has occurred, such as the applicant‘s ischial bursitis and degenerative disc disease,” and that “the radiographic evidence alone is insufficient to show that [Major Adams‘s degenerative disc disease] was accelerated by or resulted from the applicant‘s combat flying missions.”
As described above, the statute and the relevant provisions of DoDI 1332.38 specify that “a physical disability shall be considered combat-related if it makes the member unfit or contributes to unfitness and was incurred ... [w]hile engaged in hazardous service,” including while engaged in “aerial flight duty.” DoDI 1332.38 §§ E3.P5.2.2, E3.P5.2.2.2; see also
In this case, as noted, it is undisputed that Major Adams was not fit for duty at the time of his discharge. The Board found, however, that the underlying conditions/disabilities that caused or contributed to his unfitness were not “incurred” as a result of Major Adams‘s flight duty. Instead, the Board concluded that the medical conditions that caused Major Adams‘s pain and discomfort were incurred years earlier as a result of the bicycle accident that took place in 1997. See AR at 623-31.
The Board‘s conclusion in this regard was supported by substantial evidence and, in fact, as noted above, Major Adams does not dispute that his underlying conditions were not combat related. Thus, the real point of contention between the parties is not whether Major Adams‘s underlying medical conditions were caused in the first instance by his flight duties. Rather, the issue before the Court is whether substantial evidence supports the Board‘s decision that Major Adams‘s flight duties did not aggravate his non-combat-related medical conditions.4
Having reviewed the medical evidence, Dr. Carson stated that he was “of the opinion that an exacerbation of pain upon sitting in the cockpit does not necessarily infer ... a permanent worsening of the underlying defect.”
Major Adams contends nonetheless that his disabilities should be considered combat related because the medical records showed (and Dr. Carson concurred) that Major Adams experienced an “exacerbation” of pain during and after flying. Pl.‘s Resp. and Cross-Mot. for J. on the Admin. R. (Pl.‘s Cross-Mot.) at 28, ECF No. 58. He argues that “exacerbation is obviously within the scope of the ‘contributes to’ clause of the regulation.”
First, there is no merit to Major Adams‘s contention that he has met the statutory criteria for establishing the existence of a combat-related disability because an exacerbation of pain resulting from his flight duty contributed to his unfitness. Pl.‘s Cross-Mot. at 26 (observing that the “only question” concerning his entitlement to CRSC is whether his flight duty “either made him unfit or contributed to his unfitness“); see also
Critically, there is a legally recognized distinction between the exacerbation of pain caused by the requirement that Major Adams sit for extended periods of time in the cockpit and the aggravation or increase of his underlying disability as a result of his confinement to the cockpit. See Davis v. Principi, 276 F.3d 1341, 1346-47 (Fed. Cir. 2002) (holding that “evidence of temporary flare-ups symptomatic of an underlying preexisting condition, alone, is not sufficient ... to show increased disability under
Finally, Major Adams‘s argument that the statute does not require a causal relationship between a service member‘s hazardous service and his disability is inherently implausible. The entire purpose of CRSC is to provide service members who incur their disability as a result of combat with benefits above and beyond those which they would receive in any event for other service-connected disabilities. And it seems inconsistent with that statutory purpose to suppose that Congress would have intended a service member to receive enhanced benefits for disabilities that were not the direct result of actions taken in conditions of combat set forth in the statute.
Indeed, Major Adams‘s argument is inconsistent with the instructions and guidance issued by the Secretary of Defense, to whom Congress delegated the authority to prescribe criteria for determining whether a disability has been “incurred” under one of the four conditions set forth in
As described above, the scope of this Court‘s review of the Board‘s decision regarding whether Major Adams‘s disability was combat related is a narrow one. The Federal Circuit has held that a service member “who has sought relief from a correction board is bound by its decision unless he can demonstrate by ‘cogent and clearly convincing evidence that the correction board acted arbitrarily, capriciously, contrary to law, or that its determination was unsupported by substantial evidence.‘” Dodson v. U.S. Gov‘t, Dep‘t of Army, 988 F.2d 1199, 1204-05 (Fed. Cir. 1993) (quoting Arens v. United States, 969 F.2d 1034, 1037 (Fed. Cir. 1992)). Further, questions of medical causation are uniquely within the competence of medical professionals. Here, the Board relied upon the opinion of its consulting physician, Dr. Carson, when it concluded that Major Adams‘s conditions were not incurred (i.e., acquired or aggravated) as a result of his flight duty, even if the symptoms of those conditions were exacerbated by such flight duty. Its reliance was not unreasonable. The Court, therefore, must affirm the Board‘s ruling denying Major Adams‘s request for combat-related special compensation.
B. The AFBCMR‘s Determination That It Was Not Authorized to Provide Major Adams With Additional Relief Beyond the Correction of His Records
Major Adams next contends that the requirement that the Board grant “full and fitting relief” or “thorough and fitting relief,” empowers it to issue an order to TRICARE
Major Adams‘s contentions lack merit. First, the Board‘s authority is, in fact, limited to directing the correction of a service member‘s records. See
In this case, in response to the AFBCMR‘s correction of Major Adams‘s record, DFAS has sent him the back retirement pay he was due. Am. Compl. ¶ 21. It has also sent him reimbursement for his insurance premiums.
Further, there is no merit to Major Adams‘s argument that the AFBCMR should have directed that he receive reimbursement for medical expenses incurred for his back surgery and other procedures, because he would have received free medical care as a matter of right pursuant to
Moreover,
Similarly, with respect to Major Adams‘s claims for reimbursement of medical ex-
For these reasons, the Board‘s decision that it provided Major Adams with all the relief it is authorized to provide was neither arbitrary and capricious, an abuse of discretion, nor unsupported by substantial evidence on the whole record.6
CONCLUSION
For the reasons discussed above, the government‘s motion for judgment on the administrative record is GRANTED and Plaintiff‘s motion for judgment on the administrative record is DENIED. The Clerk shall enter judgment accordingly.
IT IS SO ORDERED.
Kaplan, Judge.
UNITED STATES COURT OF FEDERAL CLAIMS JUDGE
