Abduvakhob Abdukakharovich ALIMBAEV, Petitioner v. ATTORNEY GENERAL OF the UNITED STATES of America, Respondent
No. 16-4313
United States Court of Appeals, Third Circuit.
Argued: June 12, 2017 (Opinion Filed: September 25, 2017)
872 F.3d 188
Chad A. Readler, Acting Assistant Attorney General Civil Division, Ethan B. Kanter, Deputy Chief, National Security Unit, Melissa K. Lott, Jefferson B. Sessions, III., Daniel I. Smulow (Argued), United States Department of Justice, Office of Immigration Litigation, P.O. Box 878, Ben Franklin Station, Washington, DC 20044, Counsel for Respondent
Ryan Houldin, Council on American-Islamic Relations, 1501 Cherry Street, Suite 330, Philadelphia, PA 19102, Counsel for Amicus Petitioner
Before: JORDAN and KRAUSE, Circuit Judges, and STEARNS, District Judge.*
KRAUSE, Circuit Judge.
This disconcerting case, before our Court for the second time, has a lengthy procedural history marked by conflict between the Board of Immigrations Appeals (BIA) and the Immigration Judge (IJ) and fueled by troubling allegations that Petitioner, an Uzbek national, relished watching violent terroristic videos, while apparently harboring anti-American sympathies. The issue on appeal, however, is whether the BIA correctly applied the clear error standard of review, as required, when reviewing the IJ‘s factfinding in this case—an inquiry that highlights the role of faithful adherence to applicable standards of review in preserving the rule of law, safeguarding the impartiality of our adjudicatory processes, and ensuring that fairness and objectivity are not usurped by emotion, regardless of the nature of the allegations. Because we conclude that the BIA misapplied the clear error standard when reversing the IJ‘s finding that Petitioner‘s testimony was credible, we will grant the petition for review of the BIA‘s removal order, vacate the denial of Petitioner‘s applications for adjustment of status, withholding of removal, and protection under the Convention Against Torture (CAT), and remand once more to the BIA.
I. Factual and Procedural Background
Petitioner Abduvakhob A. Alimbaev is a native and citizen of Uzbekistan. According to his testimony before the IJ,1 when he was a young teenager in the early-to-mid 1990‘s, Alimbaev attended a handful of services led by Obidkhon Qori Nazarov, an imam who was accused by the Uzbek government—reputed for religious intolerance—of preaching violence and plotting a government takeover. During that time period, Uzbek authorities rescinded Nazarov‘s license to lead religious services, making it illegal for citizens to attend religious gatherings he hosted. According to Alimbaev, on a day Uzbek authorities came to Nazarov‘s apartment, Alimbaev was among a crowd of two to three-hundred followers and reporters, all gathered to seek religious guidance and to prevent the government from surreptitiously ar-
Alimbaev testified that in February 2001, when he was nineteen, he traveled to the United States as a nonimmigrant visitor, planning to perform with an Uzbek band at a music festival in Los Angeles. Although Alimbaev was with some of his fellow band members in the Tashkent airport, he did not see them on his flight to New York City or upon arriving at the airport. Instead, according to Alimbaev, a girl from another Uzbek band informed him that his band members would not arrive until the following week. Afraid he would not have enough money to survive on his own for that week, Alimbaev decided to travel to Orlando, Florida to visit a friend from Uzbekistan whose name and phone number his father had given him to use in case of emergency, rather than continuing as planned to Los Angeles.
After a few months in Orlando and a brief stay in Dayton, Ohio, Alimbaev settled in Philadelphia, Pennsylvania. There, Alimbaev testified, he shared an apartment with six or seven Uzbek Muslim men, all of whom were supporters and former students of Nazarov. He also testified that not long after he moved into the apartment, Uzbek authorities came to Alimbaev‘s parents’ house in Uzbekistan to inquire after Alimbaev‘s whereabouts and to pressure his parents to facilitate his return, displaying pictures of him with his new roommates in Philadelphia and accusing him of being “involved with these bad guys.” AR 1297.
During this time, according to Alimbaev, he heeded warnings from his parents to stay in the United States by submitting applications to the then-called Immigration and Naturalization Service (INS)2 to extend and change the status of his visa—applications that, it turned out, contained numerous misrepresentations. Initially, with the help of a friend, Alimbaev filed for and received an extension on his tourist visa through January 2002. That application falsely represented that Alimbaev was a computer scientist, that he had been invited to the United States by other computer scientists, and that his parents were wealthy and could support him for the duration of his stay. Alimbaev testified that he was unaware of the false statements in the application when it was submitted, though he acknowledged that it did contain his signature.
Later, when his visa was soon to expire in December 2001, Alimbaev applied to have his nonimmigrant status changed from tourist to student, representing in that application that he had been admitted to the Concord English Language Center in California and attaching a false tuition invoice as proof. Alimbaev testified that he was, once again, assisted by a friend in assembling this second application, but that he had no recollection of its contents or of actually submitting it to the INS. Although the application was denied as untimely, he remained in the country without authorization, continuing to live in the same apartment in Philadelphia.
In this communal residence, Alimbaev and his roommates occupied close quarters and shared just one computer, which, ac-
In 2003, Alimbaev married Shaketa Chapman, a United States citizen whom he divorced in 2005. That December, he married his current wife, Kia Crawford, also a United States citizen, with whom, by the time of the hearing, he had had two children. Alimbaev supports his family financially through the construction business he owns and operates, and Crawford takes care of their children full time. Alimbaev also owns a house, and provides financial support to his mother-in-law.
In 2008, based on his marriage to Crawford, Alimbaev applied to adjust his status to lawful permanent resident, a request the Attorney General may grant or deny in his or her discretion by balancing the positive and negative factors relevant to a petitioner‘s application.
Following the hearing, the IJ granted Alimbaev‘s application to adjust status. The Department of Homeland Security (DHS) appealed to the BIA, which vacated the IJ‘s decision, concluding the adverse factors present in Alimbaev‘s case outweighed the favorable equities. The BIA remanded, however, to afford Alimbaev the opportunity to apply for asylum—a form of discretionary relief, see Guo v. Ashcroft, 386 F.3d 556, 561 (3d Cir. 2004)—and withholding of removal and
On remand, in addition to seeking these forms of relief, Alimbaev submitted a new application for adjustment of status. The IJ held a second hearing in 2014, at which Alimbaev repudiated Gonzalez‘s earlier testimony that he had watched violent videos of terrorist activity while they were married, testifying that her statements were untrue and speculating that she was motivated by jealousy over his second marriage. After the hearing, the IJ granted Alimbaev‘s second application for adjustment of status, and, in the alternative, granted each additional form of relief he sought. The IJ credited Alimbaev‘s testimony both generally and specifically as to the violent videos, and found that in balancing the equities to adjudicate adjustment of status, Alimbaev, as well as his wife, children and mother-in-law (each of whom would remain in the United States),4 would face hardship if he were deported.
At the outset of his second opinion, the IJ recounted in great detail Alimbaev‘s testimony at the second hearing, which he found credible overall “based on the totality of the circumstances,” determining it to be “internally consistent, generally believable, and sufficiently detailed.” AR 232. Specifically, the IJ highlighted as “candid” Alimbaev‘s “testimony that Shaketa Gonzalez said things about him that were not true” and his testimony that “he never watched Al Qaeda videos or videos advocating violence against the United States.” AR 229. On that basis, the IJ concluded that Gonzalez was “bias[ed],” that her testimony deserved little weight because it was uncorroborated by the DHS,5 and that overall, “the veracity and reliability of her testimony remain[ed] subject to doubt.” AR 229. The DHS appealed again, and the BIA, reviewing the IJ‘s second decision, vacated that decision in its entirety, ordering Alimbaev‘s removal from the United States to Uzbekistan.
After Alimbaev petitioned our Court for review of that BIA decision and removal order, the Government promptly filed an unopposed motion to remand, seeking to allow the BIA to reconsider its decision in multiple respects, including the effect of the IJ‘s credibility findings on Alimbaev‘s applications for relief. We granted the motion, returning Alimbaev‘s case to the BIA for the third time.
In 2016, the BIA vacated its prior decision and re-adjudicated Alimbaev‘s claims. First, it reversed the IJ‘s positive credibility determination regarding Alimbaev‘s testimony as clearly erroneous and credited Gonzalez‘s testimony regarding the violent videos. In addition, the BIA held that Alimbaev‘s application for asylum was time-barred,6 and his applications for withhold-
Alimbaev now petitions this Court for review of the November 18, 2016 removal order of the BIA, asserting that the BIA erred in rejecting the IJ‘s credibility determination. For the reasons that follow, we conclude the BIA failed to properly apply the clear error standard of review when it overruled the IJ‘s credibility finding, necessitating yet another remand for reconsideration of Alimbaev‘s applications for adjustment of status, withholding of removal, and CAT protection.
II. Jurisdiction and Standard of Review
Although we have jurisdiction over removal orders of the BIA under
As for what standard we apply, we review the BIA‘s legal determinations de novo, including whether the BIA properly applied clear error review to the IJ‘s findings of fact. Mendoza-Ordonez v. Att‘y Gen., No. 16-3333, 2017 WL 3611991, at *4 (3d Cir. Aug. 23, 2017); Pieschacon-Villegas, 671 F.3d at 310, 314; see Lin v. Lynch, 813 F.3d 122, 129 (2d Cir. 2016); Kabba v. Mukasey, 530 F.3d 1239, 1245 (10th Cir. 2008). Where, as here, the BIA issues its own opinion on the merits, we review that decision, not the IJ‘s. Cadapan v. Att‘y Gen., 749 F.3d 157, 159 (3d Cir. 2014).
III. Discussion
The central question in this case is whether the BIA misapplied the clearly erroneous standard in rejecting the IJ‘s finding that Alimbaev‘s testimony was credible. We conclude that it did err and that this error necessitates remand to the BIA of Alimbaev‘s applications for adjustment of status, withholding of removal, and CAT protection because the BIA‘s analysis of the merits of each form of relief was affected by its reversal of the IJ‘s credibility determination. To explain how we arrive at this conclusion, we begin by situating the clearly erroneous standard in the context of credibility determinations; we then address how the BIA misapplied this standard by reversing the IJ‘s credibility finding; and we close by explaining the implications of our holding in order to define with clarity the BIA‘s task on remand. We start with the clearly erroneous standard.
A. The Clearly Erroneous Standard of Review of Credibility Determinations
The Supreme Court explicated the concept of clear error review in United States v. U.S. Gypsum Co., 333 U.S. 364, 395 (1948), the seminal case for defining this standard, including in the immigration context. See, e.g., Lin, 813 F.3d at 126; Kabba, 530 F.3d at 1245. In Gypsum, the Court held that “[a] find-
These teachings apply with particular force when the BIA reviews an IJ‘s credibility finding in immigration proceedings because a petitioner‘s testimony, in many cases, is the singular evidence that establishes, or, conversely, disproves that peti-
In view of that broad latitude and factfinding authority, the BIA‘s review of an IJ‘s factfinding is highly deferential. See In Re S-H-, 23 I. & N. Dec. 462, 464-65 (BIA 2002). The BIA is prohibited from “engag[ing] in de novo review of findings of fact determined by an immigration judge,” and instead, “[f]acts determined by the immigration judge, including findings as to the credibility of testimony, shall be reviewed [by the BIA] only to determine whether the findings of the immigration judge are clearly erroneous.”
When we, in turn, are called upon to review the BIA‘s acceptance of an IJ‘s factfinding, we carefully consider whether the BIA has adhered to its obligation to apply the clear error standard and whether it has applied that standard consistently. When the BIA has adopted the IJ‘s findings as being supported by substantial evidence, we will likewise uphold those findings “to the extent that they are ‘supported by reasonable, substantial, and probative evidence on the record considered as a whole.‘” Abdulrahman v. Ashcroft, 330 F.3d 587, 597 (3d Cir. 2003); see also Mendoza-Ordonez, 2017 WL 3611991, at *5. And when our Court is called to evaluate an IJ‘s credibility determination that has been adopted by the BIA, we do so with exceptional deference, recognizing that the IJ “alone is in a position to observe an alien‘s tone and demeanor, to explore inconsistencies in testimony, and to apply workable and consistent standards in the evaluation of testimonial evi-
Where the BIA rejects an IJ‘s findings, however, we carefully scrutinize its reasoning to determine whether the BIA has overstepped these bounds and misapplied the clear error standard by “ignoring evidence relevant to determining” the merits of a petitioner‘s claim, Pieschacon-Villegas, 671 F.3d at 310, failing “to supply cogent reasons for its rulings,” Lin, 813 F.3d at 129, “substitut[ing] its own judgment for that of the IJ,” Kabba, 530 F.3d at 1247, or failing to “defer to the IJ‘s findings,” id. In those circumstances, we will grant a petition for review and remand for appropriate proceedings.
Such is the case here. Below, we identify each of the BIA‘s missteps, explaining why its reversal of the IJ‘s credibility finding reflects legal error.
B. BIA Review of Alimbaev‘s Testimony
In this case, the IJ found that Alimbaev‘s testimony was “candid[ ],” AR 232, “internally consistent, generally believable and sufficiently detailed to provide [the IJ] with a ‘plausible and coherent account.‘” AR 232 (quoting Matter of Dass, 20 I. & N. Dec. 120, 124 (BIA 1989)). On the basis of that credible testimony, much of which was otherwise uncorroborated, the IJ concluded that Alimbaev was entitled to an adjustment of status, or in the alternative, withholding of removal or CAT protection. The BIA, however, reversed that credibility finding, purporting to apply the clearly erroneous standard and finding clear error based on three aspects of Alimbaev‘s testimony: (1) two inconsistencies; (2) the circumstances of his entry to the United States; and (3) Alimbaev‘s alleged failure to rebut his ex-wife‘s testimony that he watched terroristic videos. We consider these three issues below.
1. Inconsistencies
We have observed that it would be improper for an IJ, much less the BIA, to discount entirely otherwise-credible testimony based solely on an “excessive focus on insignificant testimonial inconsistencies to support a finding of lack of credibility,” Chen v. Gonzales, 434 F.3d 212, 220 (3d Cir. 2005), and that the credibility of a witness must be considered in toto because the IJ‘s “overall credibility determination does not necessarily rise or fall on each element of the witness‘s testimony, but rather is more properly decided on the cumulative effect of the entirety of all such elements,” Jishiashvili v. Att‘y Gen., 402 F.3d 386, 396 (3d Cir. 2005). “Where there are two permissible views of the evidence, the factfinder‘s choice between them cannot be clearly erroneous,” Anderson, 470 U.S. at 574, and the BIA‘s review of any inconsistencies must be based on “meaningful consideration of the record as a whole,” Huang, 620 F.3d at 387.
Here, however, the BIA homed in on two small inconsistencies in Alimbaev‘s testimony. First, the BIA deemed Alimbaev‘s testimony to be “internally inconsistent” because, although he testified that his parents informed him in August 2001 that Uzbek authorities had come to their house and questioned them about his relationship with his roommates in Philadelphia, he testified at another point that he did not move to Philadelphia until October 2001. AR 5. When asked about the discrepancy in dates, Alimbaev testified that it was merely a mistake, reiterating that the conversation between Uzbek authorities and his parents did take place and that it
Although identified by the BIA as central reasons for its rejection of the IJ‘s credibility finding, the two statements at issue appear to be no more than “insignificant testimonial inconsistencies,” Chen, 434 F.3d at 220, that would probably not, standing alone, justify an IJ in making a general adverse credibility finding, much less justify the BIA in rejecting a positive credibility finding under a clear error standard. Thus, the BIA substituted its view for the IJ‘s “permissible” view that Alimbaev‘s overall credibility was not thereby undermined. Anderson, 470 U.S. at 574. While Alimbaev‘s ability to recall specific numbers and dates may have been imperfect—and the number of times he attended Nazarov‘s mosque does bear on his affiliation with Nazarov, with potential implications for Alimbaev‘s likelihood of persecution and torture relevant to his claims for withholding of removal and CAT protection, see Kaita, 522 F.3d at 296, 300—the IJ could reasonably credit Alimbaev‘s explanations and allow some leeway in his estimates of how many times he attended the mosque as a teenager nearly a decade earlier. In holding otherwise, the BIA jettisoned “consideration of the record as a whole,” Huang, 620 F.3d at 387, demonstrated “excessive focus on insignificant testimonial inconsistencies to support a finding of lack of credibility,” Chen, 434 F.3d at 220, and substituted its own view of the facts in place of the IJ‘s “permissible” view, Anderson, 470 U.S. at 574.
2. Circumstances of Alimbaev‘s Entry to United States
The BIA‘s second ground for rejecting the IJ‘s credibility finding was its determination that Alimbaev‘s “testimony concerning the basis and circumstances of his entry into the United States” was “implausible” and his explanations “inherently improbable.” AR 6. The IJ did not expound on this issue, merely stating as a part of his review of Alimbaev‘s application for adjustment of status: “As previously noted, the Court considers the circumstances surrounding Respondent‘s admission and I-539 applications and the testimony of his ex-wife disturbing and negative, but not sufficient to cumulatively outweigh the positive equities in his case.” AR 228-29.
As noted by both the IJ and the BIA, Alimbaev‘s explanation for his entry into the United States—that he lost his bandmates somewhere between the Tashkent airport and New York City and then abandoned his travel plans to Los Angeles in favor of visiting a friend in Orlando—appears implausible. Likewise, Alimbaev‘s false statements on his applications to extend and change his status are disturbing, notwithstanding his explanations that he relied on others to complete those applications. But the question is not whether these circumstances were problematic negative factors; the IJ acknowledged that they were and counted them as “disturbing and negative” in reaching his conclusion. AR 229.
The question, instead, is whether the BIA, reviewing only for clear error, was entitled to set aside the IJ‘s credibility findings and, hence, to disregard the testi-
3. Rebuttal Testimony
The third basis that the BIA identified for rejecting the IJ‘s credibility determination was that because “the respondent did not specifically rebut [Gonzalez‘s] testimony in either 2010, or on remand in 2014, the [IJ] clearly erred in questioning the reliability of [Gonzalez‘s] account of the events and assigning her testimony limited weight.” AR 11. In addition, the BIA asserted that the IJ “did not make an adverse credibility finding with respect to [Gonzalez],” AR 10, and because the IJ did not make that finding—instead stating only that Gonzalez‘s testimony “deserved limited weight” because it was “biased” and uncorroborated, AR 229, and that “the veracity and reliability of her testimony remains subject to doubt,” AR 229—the BIA could simply consider the contradictory testimony as one factor in its discretionary determination of adjustment of status—a determination this Court lacks jurisdiction to review.
The BIA‘s reasoning, however, rests entirely on a false premise. Alimbaev did, in fact, rebut Gonzalez‘s testimony that he watched “homemade” videos depicting violence against U.S. military members several times a week, AR 1469-70, by testifying in 2014 that he accessed websites to watch news videos but “never saw” videos depicting violence against U.S. forces, AR 335. Moreover, the IJ, after carefully considering the divergent accounts of the two witnesses, explicitly found that Alimbaev‘s testimony refuting Gonzalez‘s account was “candid,” AR 229, and his testimony was overall “credible,” AR 232. By necessary implication, the IJ made an adverse credibility finding as to Gonzalez‘s testimony, and the Government points to no authority suggesting either that an IJ must pronounce particular “magic words” in making its credibility findings or that an implicit credibility finding is entitled to any less deference than an explicit one.
Also troubling, the BIA described the IJ as discounting “evidence from the respondent‘s ex-wife establishing that the respondent regularly used a computer to watch videos of terrorist activity ... as well as evidence that a computer was recovered at the residence containing such material.” AR 10. Notwithstanding the BIA‘s insinuation, however, the videos in question were not found on any computer in the marital residence and thus did not provide any corroboration for Gonzalez‘s testimony. Rather, the videos were found on the communal apartment computer that Alimbaev shared with his roommates prior to his
In sum, the BIA‘s characterization of the record appears inaccurate and reflects a decision to “ignor[e]” evidence crucial to Alimbaev‘s case and contrary to the BIA‘s preferred outcome, Kabba, 530 F.3d at 1247, effectively reweighing the testimony and engaging in the very “de novo review of findings of fact determined by an immigration judge” that is prohibited by regulation,
C. Implications on Remand
We turn, next, to the scope of remand and, specifically, to how reinstatement of the IJ‘s credibility findings may affect Alimbaev‘s claims for adjustment of status, withholding of removal, and CAT protection.
1. Adjustment of Status
As we lack jurisdiction to review the BIA‘s discretionary decision whether to grant Alimbaev‘s adjustment application and the balancing of the positive and negative factors that underlie it, we only review the BIA‘s application of the clear error standard to the IJ‘s factual findings. Based on that review, we will remand as to Alimbaev‘s application for adjustment of status only for the BIA to accept the IJ‘s credibility determination to which it should have deferred when performing that balancing. See Jarbough, 483 F.3d at 188; Matter of Edwards, 20 I. & N. Dec. at 195.10
Alimbaev‘s credibility informs two factors that the BIA considered in its discre-
Second, as discussed at length above, while the IJ did not consider Alimbaev‘s alleged viewing of terroristic videos to be a negative factor because he credited Alimbaev‘s testimony over that of Gonzalez, the BIA, as a result of its rejection of the IJ‘s explicit credibility finding as to Alimbaev and implicit credibility finding as to Gonzalez, did consider it a negative factor.
On remand, the BIA must reconsider those factors with due deference to the IJ‘s factfinding before weighing the various positive and negative factors to make its ultimate discretionary decision on adjustment of status.
2. Withholding of Removal and CAT Protection
The BIA‘s error in its standard of review also affected Alimbaev‘s applications for withholding of removal and CAT protection. The IJ determined that Alimbaev made the required showing for withholding of removal—i.e., that it was “‘more likely than not’ that [Alimbaev‘s] life or freedom would be threatened if returned to” Uzbekistan because of his religion or membership in a particular social group, Kaita, 522 F.3d at 296—and for CAT protection—i.e., that it was more likely than not that he would be tortured in Uzbekistan “with the consent or acquiescence of a public official or other person acting in an official capacity,” id. at 300—through his testimony that he feared “being arrested, detained, and tortured in Uzbekistan based upon his appearance, his ties to ... Nazarov, and his association with his former roommates.” AR 232-33. Additionally, the IJ determined that Alimbaev‘s explanation for his failure to offer any corroboration from friends and family, while credible only in part and resulting in an “evidentiary gap“—was not so troubling as to overcome the strength of Alimbaev‘s other testimony, AR 235, ruling that his testimony that he feared “being arrested, detained, and tortured in Uzbekistan based upon his appearance, his ties to ... Nazarov, and his association with his former roommates,” was credible. AR 232-33.
But having discredited the only evidence supporting those rulings—Alimbaev‘s testimony—the BIA necessarily reached a different outcome. Accordingly, remand is required to allow the BIA, adopting the IJ‘s credibility finding and considering both Alimbaev‘s testimony and the “evidentiary gap” the IJ acknowledged in the lack of corroboration,11 to reassess Alim-
IV. Conclusion
For the foregoing reasons, we will grant Alimbaev‘s petition for review of the BIA‘s order of removal, vacate that order to the extent that it denied Alimbaev‘s applications for adjustment of status, withholding of removal, and protection under CAT, and remand to the BIA for proceedings consistent with this opinion.
