38 F.4th 892
11th Cir.2022Background:
- Harner applied for Social Security disability benefits in April 2017, alleging spine disorders, fibromyalgia, migraines, fatigue, asthma, and related limitations.
- Treating providers (rheumatologist Chindalore, neurosurgeon Johnson, NP Pettry) opined Harner could sit/stand <2 hours/day and was disabled as of August 5, 2016.
- The ALJ held a 2019 hearing, reviewed medical records, heard testimony from Harner and a vocational expert, and found Harner had the RFC for light work with some restrictions.
- The ALJ declined to give treating opinions controlling weight and evaluated medical opinions under 20 C.F.R. § 404.1520c, finding the treating opinions unpersuasive and state-agency opinions persuasive.
- The Appeals Council denied review; the district court affirmed. On appeal, the Eleventh Circuit considered whether § 404.1520c validly abrogated the treating-physician rule and whether it applied to Harner’s claim.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of 20 C.F.R. § 404.1520c (did it lawfully replace the treating-physician rule?) | Harner contends prior Eleventh Circuit treating-physician precedent remains controlling. | Commissioner argues § 404.1520c is within delegated authority and rationally replaces the rule. | Regulation is within authority and not arbitrary or capricious; it validly abrogates the treating-physician rule. |
| Whether § 404.1520c applies to Harner’s claim and whether the ALJ erred by not giving treating physicians deference | Harner argues the ALJ should have applied the treating-physician rule/deferred to treating opinions. | Commissioner/ALJ applied § 404.1520c (claims filed after Mar. 27, 2017) and evaluated opinions for persuasiveness rather than giving controlling weight. | § 404.1520c applies (claim filed Apr. 28, 2017); ALJ did not err by declining to give treating-source controlling weight. |
| Other challenges (substantial evidence, fibromyalgia analysis, daily activities) | Harner raises additional attacks on ALJ findings and evidence weighing. | Agency contends issues are inadequately briefed. | Court finds Harner forfeited these arguments for lack of developed briefing; affirmance stands. |
Key Cases Cited
- Heckler v. Campbell, 461 U.S. 458 (U.S. 1983) (agency regulations implementing Social Security provisions entitled to deference when within statutory authority)
- Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837 (U.S. 1984) (framework for judicial deference to reasonable agency interpretations)
- National Cable & Telecommunications Ass'n v. Brand X Internet Services, 545 U.S. 967 (U.S. 2005) (agency interpretations can displace prior judicial constructions unless the statute is unambiguous)
- Black & Decker Disability Plan v. Nord, 538 U.S. 822 (U.S. 2003) (discussing the treating-physician rule and agency regulation history)
- Walden v. Schweiker, 672 F.2d 835 (11th Cir. 1982) (Eleventh Circuit decision adopting the treating-physician rule)
- Doughty v. Apfel, 245 F.3d 1274 (11th Cir. 2001) (procedural note on when an ALJ decision becomes final agency action)
- Buckwalter v. Acting Comm'r of Soc. Sec., 5 F.4th 1315 (11th Cir. 2021) (standard of review: ALJ’s legal conclusions reviewed de novo)
- Sapuppo v. Allstate Floridian Ins. Co., 739 F.3d 678 (11th Cir. 2014) (issues inadequately briefed are forfeited)
