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Yuan v. Johns Hopkins University
157 A.3d 254
| Md. | 2017
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Background

  • Dr. Daniel S. Yuan was a researcher at Johns Hopkins University (JHU) working on the NIH-funded SLAM project; he raised repeated internal concerns (2004–2011) that data were flawed and reported alleged research misconduct.
  • Yuan’s faculty/employee contract expired Dec. 31, 2011; he alleges he was effectively terminated in retaliation for reporting research misconduct and later was denied access to frozen cell lines he had collected.
  • Yuan filed suit (Dec. 2013) asserting: wrongful termination in violation of public policy grounded in federal research-misconduct law/regulations (42 U.S.C. § 289b; 42 C.F.R. Part 93), conversion of research materials, and related tort claims.
  • JHU moved to dismiss (or for summary judgment), arguing the federal research-misconduct scheme delegates investigation and remedial authority to institutions (no private damages remedy), and JHU’s policies establish institutional ownership of research materials.
  • Trial court and Court of Special Appeals dismissed Yuan’s wrongful-termination and conversion claims; Maryland Court of Appeals granted certiorari and affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether federal research-misconduct statutes/regulations supply a clearly discernible Maryland public policy to support wrongful termination tort damages Yuan: reporting violations of 42 U.S.C. § 289b and 42 C.F.R. Part 93 is protected public-policy conduct; he was retaliated against and seeks tort damages JHU: the federal scheme defers to institutions for investigation and remedy, lacks a private damages remedy, and is too vague to define state public policy for tort relief Court: No — the regulations create an institutional, self‑regulatory scheme not a clear, judicially manageable public policy to support wrongful discharge damages; claim dismissed
Whether JHU’s denial of access to cell lines constituted conversion Yuan: JHU first indicated he could access materials then denied access, depriving him of property JHU: its written Access and Retention policy vests ownership and control of research data/materials in the University (subject to limited exceptions) Court: No conversion — as a matter of law JHU owned the materials under its policy, so it could control access; conversion claim fails

Key Cases Cited

  • Adler v. Am. Standard Corp., 291 Md. 31 (establishing Maryland’s public-policy exception to at-will employment)
  • Parks v. Alpharma, Inc., 421 Md. 59 (federal regulations lacked sufficient specificity to create Maryland public policy for wrongful discharge)
  • Wholey v. Sears Roebuck, 370 Md. 38 (elements for wrongful discharge and limits on recognizing new public-policy mandates)
  • Makovi v. Sherwin–Williams Co., 316 Md. 603 (statutory remedies may preclude tort damages to vindicate same public policy)
  • Insignia Residential Corp. v. Ashton, 359 Md. 560 (refusal to commit illegal act as clear public-policy basis for wrongful discharge)
  • Darcars Motors of Silver Spring, Inc. v. Borzym, 379 Md. 249 (definition and elements of conversion)
  • Solomons v. United States, 137 U.S. 342 (employee-created work done within employment becomes employer property)
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Case Details

Case Name: Yuan v. Johns Hopkins University
Court Name: Court of Appeals of Maryland
Date Published: Mar 29, 2017
Citation: 157 A.3d 254
Docket Number: 35/16
Court Abbreviation: Md.