43 F.4th 64
2d Cir.2022Background
- Hyuk Kee Yoo ("Yoo"), a South Korean national residing in New York, faced seven South Korean embezzlement charges based on alleged conduct from 2008–2014; an Incheon court issued an arrest warrant in 2014.
- South Korea requested extradition under the U.S.–Korea Extradition Treaty; U.S. prosecutors sought a warrant and certification under 18 U.S.C. § 3184 in 2020; Yoo was arrested and detained.
- The Treaty’s Article 6 Lapse of Time provision states: “Extradition may be denied ... when the prosecution ... would have been barred because of the statute of limitations of the Requested State …”
- A magistrate judge found probable cause and issued a Certificate of Extraditability, ruling that whether the statute of limitations bars extradition is a discretionary determination for the Secretary of State, not a mandatory judicial issue.
- The district court denied Yoo’s habeas petition; Yoo appealed only the statute-of-limitations/timeliness question.
- The Second Circuit affirmed, holding the Treaty’s use of “may” is permissive and that the determination whether to deny extradition on lapse-of-time grounds is for the relevant executive authority (here, the Secretary of State).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the word “may” in Article 6’s Lapse of Time provision is discretionary or mandatory | Yoo: “may” should be read as mandatory here; courts must decide timeliness and deny extradition if limitations have run | Government: “may” is permissive; Article 6 creates an executive discretion to deny extradition, not a court-imposed bar | Held: “may” is permissive; Article 6 is discretionary rather than mandatory |
| Who decides whether the statute of limitations bars extradition (court or executive)? | Yoo: Courts must make the timeliness determination and refuse extradition if time-barred | Government: That determination is a discretionary function of the Requested State’s executive (U.S. Secretary of State when U.S. is Requested State) | Held: That decision is for the Secretary of State (executive), not the extradition court; district court’s denial of habeas affirmed |
Key Cases Cited
- Sacirbey v. Guccione, 589 F.3d 52 (2d Cir. 2009) (limits of habeas review in extradition proceedings)
- Cheung v. United States, 213 F.3d 82 (2d Cir. 2000) (scope of judicial inquiry in extradition hearings)
- Lo Duca v. United States, 93 F.3d 1100 (2d Cir. 1996) (judiciary interposes between executive and individual in extradition)
- Skaftouros v. United States, 667 F.3d 144 (2d Cir. 2011) (court issues certificate; Secretary of State has final discretionary authority)
- Patterson v. Wagner, 785 F.3d 1277 (9th Cir. 2015) (interpreting similar Article 6 language as permissive)
- Martinez v. United States, 828 F.3d 451 (6th Cir. 2016) (survey of lapse-of-time treaty language; permissive vs mandatory provisions)
- Jhirad v. Ferrandina, 536 F.2d 478 (2d Cir. 1976) (extradition orders treated as preliminary; habeas review appropriate)
- Fernandez v. Phillips, 268 U.S. 311 (U.S. 1925) (habeas scope: jurisdiction, treaty coverage, and reasonable grounds)
- United States v. Kin-Hong, 110 F.3d 103 (1st Cir. 1997) (Secretary may decline surrender on discretionary grounds)
- Sumitomo Shoji Am., Inc. v. Avagliano, 457 U.S. 176 (U.S. 1982) (Executive interpretation of treaties entitled to great weight)
