Yomi v. Becerra
23-3003
10th Cir.Mar 14, 2024Background
- Francis Yomi, a former FDA employee, filed a pro se employment discrimination lawsuit in Kansas, alleging race, national origin, and sex discrimination.
- Early in litigation, Yomi had disputes with the court and opposing counsel over discovery, protective orders, and the location of his deposition, asserting financial hardship and health issues.
- The district court and magistrate judge repeatedly overruled Yomi’s objections and ordered him to appear in Kansas for his deposition and comply with written discovery requests.
- Yomi failed to appear for his noticed deposition, did not produce court-ordered discovery, and moved for stays based partially on a car accident, but provided insufficient medical evidence of incapacity.
- The government moved to dismiss for discovery misconduct. The magistrate and later the district court recommended and ordered dismissal, finding Yomi intransigent and noncompliant after warnings.
- On appeal, Yomi also moved to recuse the judges, claiming bias, which the appellate panel liberally construed as part of his challenge to the dismissal sanction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Dismissal as discovery sanction | Filed discovery objections and motions that should have suspended obligations; claimed incapacity from car accident | Yomi’s repeated failure to comply with court orders and show for deposition justified dismissal | Dismissal was not an abuse of discretion; sanction affirmed |
| Location of plaintiff’s deposition | Rules required deposition location near residence (Maryland); unable to travel to Kansas | Plaintiffs must generally appear in the district of suit; Yomi had no good cause and was inconsistent | Plaintiff must appear in Kansas; court had discretion on location |
| Motions to recuse judges | Judges were biased, retaliatory, and racist due to adverse rulings | No evidence of bias; adverse rulings not valid grounds for recusal | Denied; no hint of bias, courts acted appropriately |
| Requirement for Rule 37(d) certification and conferral | Government did not properly confer before moving for sanctions | Sufficient efforts to resolve discovery disputes; certification included | Government complied with Rule 37(d); no basis for reversal |
Key Cases Cited
- Ehrenhaus v. Reynolds, 965 F.2d 916 (10th Cir. 1992) (sets forth five factors courts should consider before dismissing a case as a discovery sanction)
- Green v. Branson, 108 F.3d 1296 (10th Cir. 1997) (adverse rulings alone not grounds for recusal of a judge)
- Lee v. Max Int'l, LLC, 638 F.3d 1318 (10th Cir. 2011) (review of sanctions orders for abuse of discretion)
- Robison v. Transamerica Ins. Co., 368 F.2d 37 (10th Cir. 1966) (sanctions for failing to attend deposition apply regardless of whether court ordered attendance)
- United States v. United Mine Workers of Am., 330 U.S. 258 (1947) (court orders must be obeyed until reversed)
