Yancy D. Cook v. Steven R. Bayle
16-1579-pr
| 2d Cir. | Dec 27, 2017Background
- On May 3, 2011, NYSP Trooper Kevin Manion stopped Yancy Cook after observing an ATV turn without signaling; Manion detected signs of intoxication, Cook failed field sobriety tests, and a portable breath screen was positive.
- At the barracks Cook submitted to a breathalyzer (Draeger Alcotest 9510) that registered a BAC of .12%; Cook was indicted for Aggravated DWI (with a child) and two DWI counts.
- At trial the prosecution introduced calibration and maintenance records for the breathalyzer (Exhibits 5, 6, 12) and a record testing the reference gas; Cook objected under the Sixth Amendment Confrontation Clause, relying on Melendez-Diaz and Bullcoming.
- The trial court admitted the records as non-testimonial; the jury convicted Cook on all counts. The Appellate Division affirmed, holding the records were maintenance/administrative and non-testimonial; the New York Court of Appeals denied leave.
- Cook sought federal habeas relief under 28 U.S.C. § 2254, arguing the admission of those records violated his confrontation rights; the district court denied the petition and this Court affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether breathalyzer calibration/maintenance and reference-gas records are "testimonial" under the Confrontation Clause | Records are equivalent to lab reports in Melendez-Diaz/Bullcoming, prepared by analysts, signed, sealed, and intended for use in prosecutions; thus testimonial | Records are non-testimonial maintenance/administrative documents created to ensure equipment accuracy, not to create an out-of-court substitute for trial testimony | Affirmed: records were non-testimonial under AEDPA deference; a reasonable court could find their primary purpose was equipment maintenance/accuracy, not trial substitute |
| Whether the state court unreasonably applied Supreme Court precedent for § 2254(d)(1) purposes | The state court misapplied Crawford/Melendez-Diaz/Bullcoming and violated clearly established law | The state court’s decision fell within reasonable application because Supreme Court precedent does not categorically render such maintenance records testimonial | Affirmed: no unreasonable application of clearly established Supreme Court law; fairminded disagreement possible |
Key Cases Cited
- Melendez-Diaz v. Massachusetts, 557 U.S. 305 (2009) (laboratory certificates as testimonial statements subject to Confrontation Clause)
- Bullcoming v. New Mexico, 564 U.S. 647 (2011) (scientist’s report and need for testimonial declarant for Confrontation Clause purposes)
- Crawford v. Washington, 541 U.S. 36 (2004) (Confrontation Clause bars admission of testimonial out-of-court statements absent declarant unavailability and prior cross-examination)
- Michigan v. Bryant, 562 U.S. 344 (2011) (test for primary purpose determines whether statements are testimonial)
- Williams v. Illinois, 567 U.S. 50 (2012) (plurality on use of out-of-court forensic results and primary-purpose analysis)
- Harrington v. Richter, 562 U.S. 86 (2011) (AEDPA deferential standard; state-court decisions not unreasonable merely because federal court would reach different result)
- Bell v. Cone, 535 U.S. 685 (2002) (definition of unreasonable application under AEDPA)
- Thaler v. Haynes, 559 U.S. 43 (2010) ("clearly established Federal law" means holdings of the Supreme Court must supply the rule)
- Nevada v. Jackson, 569 U.S. 505 (2013) (framing of Supreme Court precedent at appropriate level of generality for AEDPA purposes)
