Wu v. Haaland
20-2067
| 10th Cir. | Jul 8, 2021Background
- Ms. Liming Wu, a DOI geologist, sued the Department of the Interior for race, national-origin, age discrimination, retaliation, and negligence; she later entered a settlement requiring her retirement in exchange for $200,000 and a neutral letter of recommendation.
- The settlement allowed revocation only by written notice received at a specified DOI address within seven days; Wu sent notice by FedEx standard overnight but it arrived on the eighth day (a different DOI office received it on day six).
- After briefly returning to work Wu fainted and suffered a traumatic brain injury; the DOI moved to enforce the settlement, Wu consented, accepted $200,000, and the case was dismissed with prejudice.
- About three years later Wu filed a Rule 60(b) motion (her third) seeking to set aside the stipulated dismissal and related orders based on newly discovered evidence (a 2019 doctor’s after‑visit note and a contemporaneous text message) and alleged docket tampering/redaction.
- The district court treated the filing as a Rule 60(b) motion, rejected the new‑evidence and coercion claims, found no improper deletion of docketed materials, held statutory OWBPA timing requirements did not apply to settlement of a court action, and denied relief.
- The Tenth Circuit limited review to the denial of the third Rule 60(b) motion and affirmed, concluding the district court did not abuse its discretion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Appellate jurisdiction/scope | Wu sought review of prior orders via appeal from denial of third Rule 60(b) motion | Only the denial order identified in the notice of appeal is reviewable; timely filing governs scope | Appeal limited to denial of the March 16/17, 2020 order; jurisdiction confined to that order |
| Standard for Rule 60(b) relief | New evidence (doctor's note, text) and redaction/coercion justify setting aside settlement and dismissal | Rule 60(b) relief is extraordinary; new materials do not show coercion or justify relief | Denial of Rule 60(b) motion affirmed; district court did not abuse discretion |
| OWBPA timing requirements | The 21‑day consideration and 7‑day revocation rules apply and were not met, rendering waiver involuntary | OWBPA subsections (F) and (G) timing do not apply to waivers made in settlement of a court action | Held that subsections (F) and (G) timing provisions do not apply to settlement of a court action; agreement valid |
| Failure to provide neutral letter | Lack of the promised neutral letter voids or invalidates the settlement | Prior appellate ruling and district court findings foreclose relief; failure does not justify setting aside dismissal | Rejected under law‑of‑the‑case; prior decision forecloses reopening settlement |
Key Cases Cited
- Williams v. Akers, 837 F.3d 1075 (10th Cir. 2016) (designation of the order appealed is jurisdictional)
- Bowles v. Russell, 551 U.S. 205 (2007) (timely filing of a notice of appeal is jurisdictional)
- Servants of the Paraclete v. Does, 204 F.3d 1005 (10th Cir. 2000) (appeal of Rule 60(b) denial reviews only the denial, not the underlying decision)
- Lebahn v. Owens, 813 F.3d 1300 (10th Cir. 2016) (Rule 60(b) relief is extraordinary and reviewed for abuse of discretion)
- Walters v. Wal‑Mart Stores, Inc., 703 F.3d 1167 (10th Cir. 2013) (OWBPA interpretation regarding settlement of court claims)
- Oubre v. Entergy Operations, Inc., 522 U.S. 422 (1998) (distinguished — concerned waiver in termination agreement, not settlement of a court action)
- Dobbs v. Anthem Blue Cross & Blue Shield, 600 F.3d 1275 (10th Cir. 2010) (application of law‑of‑the‑case doctrine)
