William Thorpe v. Harold Clarke
37 F.4th 926
| 4th Cir. | 2022Background
- Plaintiffs are long-term inmates (some up to 24 years) held in Virginia supermax prisons Red Onion and Wallens Ridge under the VDOC Step-Down solitary system.
- Step Down has two tracks (Special Management and Intensive Management); IM prisoners lack a direct path to general population unless reclassified as SM.
- Alleged conditions: 22–24 hours/day in small cells, solid metal doors, constant lights, minimal out-of-cell time, intrusive searches, scarce programming, limited mental-health care, and denial/reduction of good-time credits and parole opportunities.
- Review procedures: frequent informal status charts by line staff and Unit Manager/BMC (secret, not shared with prisoners); formal ICA reviews every 90 days (brief, rote); ERT reviews for IM prisoners only (rare, no written reasons).
- Plaintiffs allege these practices produce severe psychological and physical harms and that Step Down functions to warehouse prisoners for institutional/economic reasons.
- Procedural posture: District court denied defendants’ motion to dismiss (including qualified-immunity defense); Fourth Circuit affirmed the denial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Eighth Amendment conditions claim survives qualified-immunity dismissal (deliberate indifference) | Step-Down conditions cause severe, objectively serious harms and officials knew of and disregarded those harms. | Qualified immunity applies because, before Porter (2019), law did not clearly establish that solitary alone could meet the objective prong. | Denied immunity at dismissal: Plaintiffs plausibly allege deliberate indifference; qualified immunity cannot shield knowing violations. |
| Whether the objective Eighth Amendment prong must be clearly established before subjecting officials to liability | Plaintiffs: objective harm is a question of fact; subjective deliberate indifference is dispositive for qualified immunity. | Defendants: Porter was first to hold isolation alone could satisfy objective prong, so officers lacked fair notice pre-Porter. | Court rejects severing prongs for immunity; objective prong does not insulate officials where plaintiffs plausibly allege defendants knew of and ignored obvious harms. |
| Whether plaintiffs have a protected liberty interest under the Fourteenth Amendment to avoid these solitary conditions | Conditions are atypical and significant (comparable or worse than Wilkinson), creating a liberty interest in release from segregation. | Defendants argue conditions allow progression and are not as onerous as Wilkinson or that Wilkinson didn’t create a right to release. | Held: By 2012 law clearly recognized comparable conditions create a liberty interest; plaintiffs plausibly plead atypical, significant hardship. |
| Whether Step-Down review procedures satisfy due process and whether defendants have qualified immunity | Plaintiffs allege lack of basic due process (no notice of rating charts, secret informal reviews, perfunctory formal hearings, no meaningful opportunity to contest). | Defendants rely on Hewitt and argue periodic and multi-level reviews on paper are sufficient and not clearly defined by precedent. | Held: Plaintiffs plausibly allege absence of elementary due-process protections (notice and opportunity to be heard); denial of immunity appropriate at this stage. |
Key Cases Cited
- Wilkinson v. Austin, 545 U.S. 209 (2005) (solitary conditions can create a protected liberty interest and require meaningful review)
- Farmer v. Brennan, 511 U.S. 825 (1994) (Eighth Amendment deliberate indifference standard)
- Porter v. Clarke, 923 F.3d 348 (4th Cir. 2019) (recognized that prolonged solitary can create substantial psychological harm relevant to Eighth Amendment)
- Incumaa v. Stirling, 791 F.3d 517 (4th Cir. 2015) (periodic review may be inadequate if it is merely rubber-stamp and lacks meaningful process)
- Mathews v. Eldridge, 424 U.S. 319 (1976) (due process requires notice and opportunity to be heard; balancing test)
- Hewitt v. Helms, 459 U.S. 460 (1983) (administrative segregation requires only informal, nonadversary review—but not for indefinite, supermax-like confinement)
- Ashcroft v. al-Kidd, 563 U.S. 731 (2011) (qualified immunity does not protect officials who knowingly violate the law)
- Hope v. Pelzer, 536 U.S. 730 (2002) (officials are on notice where the risk is obvious or prior warnings/regulatory guidance exist)
- Wilson v. Seiter, 501 U.S. 294 (1991) (objective component of Eighth Amendment analysis)
- Ortiz v. Jordan, 562 U.S. 180 (2011) (no immunity where officers were adequately informed of risk and failed to act)
