975 F.3d 327
3rd Cir.2020Background
- On July 2, 2013 Pittsburgh officers stopped brothers Will and Beyshaud El after a lieutenant suspected a tobacco/synthetic-marijuana purchase; the brothers were unarmed, did not flee, and were eventually handcuffed and arrested.
- Lieutenant Reyne Kacsuta approached and had the brothers sit; Will showed ID and both emptied pockets; multiple officers arrived within minutes and a squad dashcam recorded the encounter.
- A brief, ~10-second escalation occurred: Will stood and took a step or two; Officer Frank Welling grabbed Will (wrist/neck), shoved him into a storefront and to the ground; Officer Ryan Warnock deployed a taser on Beyshaud after Beyshaud swung.
- The brothers were convicted in state court of summary disorderly conduct/harassment; those convictions were not appealed.
- The Els sued under 42 U.S.C. § 1983 (excessive force) and state assault/battery claims. The district court granted summary judgment in part and denied it in part; the officers appealed.
- The Third Circuit: (1) reversed denial of summary judgment for Kacsuta on the failure-to-intervene claim as to Welling’s takedown (no realistic opportunity to intervene given the seconds-long event), (2) affirmed denial of qualified immunity for Welling on the excessive-force claim (jury issue and clearly-established right), and (3) dismissed the appeal as to Warnock’s state-law claim for lack of appellate jurisdiction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Failure-to-intervene (Kacsuta) for Welling’s takedown | Kacsuta stood nearby and failed to stop Welling from slamming Will | The takedown was momentary; Kacsuta had no realistic opportunity to intervene | Reversed denial; Kacsuta entitled to summary judgment (video shows ~5-second event) |
| Failure-to-intervene (Kacsuta) for Warnock’s tasing of Beyshaud | Kacsuta could have prevented the taser deployment | Event was sudden and ~5 seconds long; no time to intervene | District court had granted summary judgment for Kacsuta on the tasing claim; appellate review agreed no realistic opportunity to intervene |
| Excessive force (Welling) — taking Will down | Welling grabbed/slammed Will into wall and to ground; force was unreasonable given minor suspicion and lack of threat | Force was reasonable in context, and any right was not clearly established | Affirmed denial of qualified immunity as to Welling; jury could find constitutional violation and right was clearly established by persuasive case law; remand for further proceedings |
| Jurisdiction over Warnock state-law claim on appeal | Els maintain state-law assault/battery claim should be reviewed | Warnock (and others) did not invoke federal or state immunity in district court | Appeal dismissed in part for lack of jurisdiction because no immunity denial was reviewable on collateral order doctrine |
Key Cases Cited
- Scott v. Harris, 550 U.S. 372 (video that blatantly contradicts district-court factual findings may control appellate review)
- Graham v. Connor, 490 U.S. 386 (objective-reasonableness standard and factors for excessive-force claims)
- Saucier v. Katz, 533 U.S. 194 (qualified-immunity two-step framework)
- Pearson v. Callahan, 555 U.S. 223 (courts may address qualified-immunity steps in either order)
- Kisela v. Hughes, 138 S. Ct. 1148 (clearly-established inquiry focuses on whether officer had fair notice)
- Ashcroft v. al-Kidd, 563 U.S. 731 (right is clearly established only if precedent places the constitutional question beyond debate)
- Brosseau v. Haugen, 543 U.S. 194 (general standards clearly establish rights only in obvious cases)
- Smith v. Mensinger, 293 F.3d 641 (Third Circuit duty-to-intervene requires realistic opportunity to act)
- Ricks v. Shover, 891 F.3d 468 (brevity of force can defeat failure-to-intervene claim)
- Sharrar v. Felsing, 128 F.3d 810 (additional factors for assessing excessive force)
- Deville v. Marcantel, 567 F.3d 156 (Fifth Circuit persuasive authority finding takedown at stop could defeat qualified immunity)
- Shreve v. Jessamine Cty. Fiscal Ct., 453 F.3d 681 (Sixth Circuit persuasive authority)
- Montoya v. City of Flandreau, 669 F.3d 867 (Eighth Circuit persuasive authority)
- Thornton v. City of Macon, 132 F.3d 1395 (Eleventh Circuit persuasive authority)
