Wertz v. State
2014 Ark. 240
| Ark. | 2014Background
- Wertz was convicted of two counts of capital murder and sentenced to death in Sharp County, Arkansas (2007).
- The direct appeal referenced Wertz v. State (Arkansas Supreme Court, 2008) and summarized the Watts murders from December 31, 1986 in Ash Flat; Kathy and Terry Watts were the victims, with their nearly one-year-old son surviving.
- Investigative timeline: Huffmaster reopened the Watts file in 2001-2002, interviews were conducted over subsequent years, and an arrest warrant issued for Wertz on April 27, 2006; information filed April 28, 2006.
- Wertz filed a Rule 37.5 postconviction petition on January 16, 2009 alleging ineffective assistance of counsel in both guilt and sentencing phases; a hearing occurred April 9-10, 2012, and the circuit court denied relief on May 17, 2012.
- The Court applied Strickland v. Washington two-prong analysis for ineffective assistance and affirmed the circuit court’s denial of Wertz’s Rule 37 petition for guilt-phase claims and for sentencing-phase mitigation claims; a concurrence/dissent discussed waiver of mitigation.
- The record includes a noted waiver discussion where Wertz allegedly instructed counsel not to pursue mitigation, but the majority treated the waiver issue as not clearly established on the record.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Guilt-phase ineffective assistance claim based on counsel's workload and trial decisions | Wertz claims Bryant should have had co-counsel and hired forensic help | Bryant acted within professional judgment; claims are conclusory | No reversible error; claims lack factual substantiation |
| Guilt-phase mitigation/pretrial investigation adequacy (time and distance, footprints, etc.) | Bryant failed to investigate and present mitigating/preemptive evidence | Record shows some mitigation and reasonable cross-examination; claims lack prejudice | No reversible error; no showing of prejudice under Strickland |
| Guilt-phase failure to interview witnesses | Bryant did not interview key witnesses who could help Wertz | Counsel’s strategic decisions; witnesses not shown to be admissible or beneficial | No reversible error; lack of substantiating proof of prejudice |
| Guilt-phase failure to prepare Wertz to testify | Bryant failed to properly prepare Wertz for trial testimony | Decision to testify is strategic and Wertz chose not to testify | Denied; no error shown under Strickland |
| Sentencing-phase ineffective assistance regarding mitigation investigation and waiver | Bryant failed to investigate/present mitigating evidence; Wertz never knowingly waived mitigation | Wertz purportedly waived mitigation; Bryant presented some mitigation; record unclear | Affirmed; no prejudice shown; concurrence disputes waiver analysis |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (establishes two-prong standard for ineffective assistance)
- Burton v. State, 367 Ark. 109 (2006) (standard for reviewing postconviction ineffectiveness)
- Fernandez v. State, 2011 Ark. 418 (2011) (requires showing prejudice with more than conclusory assertions)
- Shipman v. State, 2010 Ark. 499 (2010) (prescribes need for factual substantiation in ineffectiveness claims)
- Sparkman v. State, 373 Ark. 45 (2008) (conclusory allegations without proof cannot support relief)
- Sanford v. State, 342 Ark. 22 (2000) (mitigation investigation duties; comparing to Sanford)
- Williams v. State, 347 Ark. 371 (2002) (discusses substantial mitigating evidence at sentencing)
- Wiggins v. Smith, 539 U.S. 510 (2003) (mitigating evidence must be reasonably investigated)
- Hill v. Lockhart, 474 U.S. 52 (1985) (standard related to prejudice in guilty plea contexts (relevance to Strickland analysis))
- Schriro v. Landrigan, 550 U.S. 465 (2007) (discusses waiver/informed decision aspects in mitigation context)
- Zagorski v. State, 983 S.W.2d 654 (1998) (three-prong process for waiver of mitigation (Tenn.))
- Woodson v. North Carolina, 428 U.S. 280 (1976) (death penalty requires heightened reliability)
- Lockett v. Ohio, 438 U.S. 586 (1978) (mitigation considerations in capital sentencing)
- Eddings v. Oklahoma, 455 U.S. 104 (1982) (importance of mitigating evidence in sentencing)
- Sanford v. State, 342 Ark. 22 (2000) (recurring discussion on mitigation investigation)
