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Waldron v. Roark
298 Neb. 26
| Neb. | 2017
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Background

  • Waldron sued Roark under 42 U.S.C. § 1983 for Fourth Amendment violations arising from Roark and May entering Waldron’s home on February 22, 2012 to serve an arrest warrant on Copple.
  • Waldron alleged knock-and-announce violations, unlawful arrest, and excessive force during handcuffing and restraint.
  • The district court granted Roark summary judgment on qualified immunity and Waldron appealed; this court previously remanded for further development on qualified immunity.
  • On remand, the district court again granted summary judgment concluding Roark possessed qualified immunity on knock-and-announce and excessive-force claims, and that Waldron’s official-capacity claim failed.
  • The Nebraska Supreme Court analyzes the case under the qualified-immunity framework, addressing whether Waldron’s rights were clearly established in the particular circumstances.
  • The court ultimately held Roark entitled to qualified immunity on both the knock-and-announce claim and the excessive-force claim, and found no evidence of a Lancaster County policy or custom causing Waldron’s damages.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Roark entitled to qualified immunity on knock-and-announce? Waldron contends Roark violated clearly established knock-and-announce rights. Roark acted under exigent circumstances; no-knock entry was reasonable. Roark entitled to qualified immunity.
Arrest of Waldron without probable cause or warrant was unlawful? Waldron argues lack of probable cause; arrest improper. Roark had probable cause to arrest for obstructing government operations; fault lies in mistaken belief of legality, not clearly established rights. Roark entitled to qualified immunity.
Was there evidence of a Lancaster County policy or custom causing Waldron's damages? County policy or unofficial custom permitted such actions. No admissible evidence showing an official county policy or custom; speculation not enough. No evidence of policy or custom; Waldron's claim fails.
Roark entitled to summary judgment in official capacity? Roark’s official-capacity claim should proceed to trial. District court correctly granted summary judgment in Roark’s official capacity. Affirmed; not argued on appeal by Waldron.

Key Cases Cited

  • Ashcroft v. al-Kidd, 563 U.S. 731 (2011) (clearly established standard; breathing room for officials)
  • Pearson v. Callahan, 555 U.S. 223 (2009) (unlawful-not-unavoidable; modify two-prong approach)
  • Anderson v. Creighton, 483 U.S. 635 (1987) (contextualized, not broad, clearly established inquiry)
  • Monell v. New York City Dept. of Social Services, 436 U.S. 658 (1978) (municipal liability; policy/custom requirement)
  • White v. Pauly, 137 S. Ct. 548 (2017) (reaffirmed need for fact-specific, not general, clearly established law)
  • Messerschmidt v. Millender, 565 U.S. 535 (2012) (contextual factors for reasonable force; on-point framework)
Read the full case

Case Details

Case Name: Waldron v. Roark
Court Name: Nebraska Supreme Court
Date Published: Oct 13, 2017
Citation: 298 Neb. 26
Docket Number: S-16-676
Court Abbreviation: Neb.