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438 F. App'x 7
2d Cir.
2011
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Background

  • Vargas, a Hispanic male of Puerto Rican descent, joined Morgan Stanley in 2004 as a research associate and was transferred to the IGSG in 2005.
  • Robinson became head of the IGSG in May 2006; Vargas alleges discrimination began under Robinson’s leadership.
  • Vargas was the only Hispanic credit sales associate in the IGSG during relevant periods.
  • Vargas was terminated on October 17, 2007 as part of a company-wide Reduction in Force.
  • District court granted summary judgment to Morgan Stanley and Robinson, ruling pre-termination conduct and some claims time-barred and holding NYCHRL claims analyzed the same as federal/state claims.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Vargas established a prima facie case of discrimination for termination. Vargas argues disparate treatment based on race/national origin. Defendants contend no evidence of discriminatory motive; reasons were legitimate and non-discriminatory. Not actionable; insufficient evidence of discriminatory pretext.
Whether Vargas's pre-termination conduct constitutes adverse action and timeliness of claims. Pre-termination actions were adverse and timely claims should not be barred. Court should treat pre-termination actions as non-adverse for Title VII and time-bar analysis. Pre-termination actions did not create actionable discrimination; some claims time-barred.
Whether NYCHRL claims require independent analysis and remand was proper. NYCHRL must be analyzed independently and more liberally. Claims should be analyzed under federal/state standards. Remand to consider NYCHRL independently and whether supplemental jurisdiction is appropriate.

Key Cases Cited

  • Weinstock v. Columbia Univ., 224 F.3d 33 (2d Cir. 2000) (summary judgment standard; view record in non-movant's favor)
  • St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502 (Supreme Court 1993) (pretext must be proven; prima facie case insufficient to establish discrimination absent evidence of intent)
  • Greenway v. Buffalo Hilton Hotel, 143 F.3d 47 (2d Cir. 1998) (reconciliation of employer's reasons with discriminatory motive)
  • Alfano v. Costello, 294 F.3d 365 (2d Cir. 2002) (requirement of some circumstantial basis for inference of discrimination)
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Case Details

Case Name: Vargas v. Morgan Stanley
Court Name: Court of Appeals for the Second Circuit
Date Published: Sep 9, 2011
Citations: 438 F. App'x 7; 10-4043-cv
Docket Number: 10-4043-cv
Court Abbreviation: 2d Cir.
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