United States v. Vernon Wood
741 F.3d 417
| 4th Cir. | 2013Background
- Wood, born July 1953, was convicted of multiple offenses including child molestation and firearm possession; his federal prison sentence led to a certification as a sexually dangerous person under 18 U.S.C. § 4248(a).
- The district court conducted a civil commitment hearing under the Adam Walsh Act, determining Wood satisfied all three elements by clear and convincing evidence.
- A Standing Order governing examiner appointments in the Eastern District of North Carolina restricted ex parte communications with examiners, and set procedures for non-testifying examiners under Rule 26(b)(4)(D).
- Wood sought to have substantive ex parte communications with his selected examiner Dr. Saleh; the magistrate and then district court upheld the Standing Order as compliant with the Act.
- During the hearing, multiple examiners testified regarding Wood’s mental disorders and risk of reoffending; the district court credited Cunic and Hoberman over Saleh and concluded Wood would have serious difficulty refraining from child molestation if released.
- Wood challenged (1) the Standing Order’s propriety, (2) admissibility of certain reports as hearsay, and (3) the adequacy of due process given his access to experts.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Standing Order violates due process | Wood contends it deprives ex parte substantive contact with his examiner. | The Order provides fair process with counsel, evidence, and independent decisionmaker. | No due process violation; Standing Order satisfies minimum safeguards. |
| Whether Wood was denied necessary pretrial/ex parte expert access | improperly restrained access to a pretrial/ex parte expert would hamper defense. | Rule 26(b)(4)(D) non-testifying examiner and existing examiner options suffice for a fair defense. | Due process satisfied; not required to have the same pretrial expert as the testifying one. |
| Whether the admission of hearsay reports was proper | Reports contain inadmissible hearsay and should not underpin experts’ opinions. | Experts may rely on hearsay under Rule 703 if reasonably relied upon; PSR supports reliability. | No abuse of discretion; reports admissible through Rule 703 and cumulative evidence is harmless. |
Key Cases Cited
- Addington v. Texas, 441 U.S. 418 (U.S. 1979) (due process in civil commitment requires safeguards)
- Vitek v. Jones, 445 U.S. 480 (U.S. 1980) (liberty interest in civil commitment; safeguards)
- Baker, 45 F.3d 837 (4th Cir. 1995) (civil commitment due process standards; independent decisionmaker)
- Mathews v. Eldridge, 424 U.S. 319 (U.S. 1976) (due process balancing test)
- United States v. Timms, 664 F.3d 436 (4th Cir. 2012) (constitutional challenge to federal statute; de novo review)
- United States v. Delfino, 510 F.3d 468 (4th Cir. 2007) (evidentiary rulings; abuse of discretion standard)
- United States v. Clarke, 2 F.3d 81 (4th Cir. 1993) (harmless error and cumulative evidence; Rule 803(8))
- In re Salem, 465 F.3d 767 (7th Cir. 2006) (gatekeeping in expert testimony; reliability under Rule 702)
- Connorton v. Harbor Towing Corp., 352 F.2d 518 (4th Cir. 1965) (appellate deference in evaluating expert testimony)
- Addington v. Texas, 441 U.S. 418 (U.S. 1979) (see above)
