United States v. Van McDuffy
890 F.3d 796
9th Cir.2018Background
- On Oct. 16, 2013, Van McDuffy robbed a Bank of America in Reno, Nevada, brandished a handgun, shot customer Charles Sperry during an attempted disarm, and Sperry died; McDuffy then completed the robbery and was arrested.
- McDuffy was charged under 18 U.S.C. § 2113 (bank robbery provisions) including the death-result enhancement in § 2113(e), which prescribes life or death if "death results" during the commission of the offense.
- § 2113(e) contains no express mens rea for the death-result clause; the district court instructed the jury that the enhancement applies even to accidental killings and convicted McDuffy; he was sentenced to life imprisonment.
- On appeal McDuffy argued the court should read a separate mens rea (e.g., "knowingly" caused death) into § 2113(e); the government argued no separate intent element is required beyond the mens rea for the underlying bank robbery.
- The Ninth Circuit reviewed the jury instruction de novo and analyzed statutory text/structure and Supreme Court precedent (notably Dean v. United States) to decide whether § 2113(e) requires a separate intent to kill.
- The court held § 2113(e) does not require a separate mens rea for the killing; the enhancement applies if death results during the underlying bank robbery, even if accidental. The only required mens rea is that for committing the underlying bank robbery.
Issues
| Issue | McDuffy's Argument | Government's Argument | Held |
|---|---|---|---|
| Whether § 2113(e)'s "if death results" clause requires a separate mens rea (intent to kill or knowledge of death) | § 2113(e) must be read to require a specific mens rea (e.g., knowingly caused death) | No separate mens rea is required; the enhancement applies based on the fact of death during the felony | No separate mens rea is required; the enhancement applies even to accidental killings when committed during the bank robbery |
Key Cases Cited
- Dean v. United States, 556 U.S. 568 (2009) (holding a § 924(c) discharge enhancement applies even if firearm discharge was accidental)
- Carter v. United States, 530 U.S. 255 (2000) (interpreting mens rea for § 2113(a) as general intent)
- Staples v. United States, 511 U.S. 600 (1994) (courts must infer scienter when necessary to avoid punishing otherwise innocent conduct)
- Elonis v. United States, 135 S. Ct. 2001 (2015) (presumption of scienter applies to elements that criminalize otherwise innocent conduct)
- X-Citement Video, Inc. v. Federal Trade Comm’n, 513 U.S. 64 (1994) (scienter requirement prevents criminalizing innocent acts)
- Russello v. United States, 464 U.S. 16 (1983) (omission/inclusion in statutory text indicates congressional intent)
- Alleyne v. United States, 570 U.S. 99 (2013) (facts increasing mandatory minimums must be submitted to a jury)
- United States v. Watson, 881 F.3d 782 (9th Cir. 2018) (describing § 2113(a) as generic bank robbery)
- United States v. Odom, 329 F.3d 1032 (9th Cir. 2003) (interpreting "use" of a weapon under § 2113(d) to require awareness by victims)
