61 F.4th 194
1st Cir.2023Background
- Tucker operated a heroin distribution and prostitution enterprise (via Backpage) from 2013–2014, recruiting and supplying women with heroin in exchange for sex; several women testified at trial.
- Jasmine, the minor underlying the §1591 count, worked for Tucker and turned 17 during the charged period; multiple witnesses testified Tucker knew her age.
- After a four‑day jury trial (defense rested, instructions and closings given), juror comments before deliberations prompted the judge to interview jurors, dismiss two jurors, refuse a defense mistrial motion, and substitute an alternate; the jury convicted on all counts.
- Months after conviction the government disclosed it had inadvertently failed to disclose that witness Morgan had been arrested on a state drug charge and that the U.S. Attorney had considered federal prosecution; Morgan had testified under an immunity grant.
- Tucker moved for a mistrial (based on juror misconduct) and for a new trial under Rule 33 / Brady–Giglio (based on the undisclosed impeachment material); the district court denied both motions.
- On appeal the First Circuit affirmed, holding the district judge did not abuse his discretion on either the mistrial or the suppressed‑evidence claims.
Issues
| Issue | Plaintiff's Argument (United States) | Defendant's Argument (Tucker) | Held |
|---|---|---|---|
| Whether denial of mistrial after judge dismissed two jurors for comments was an abuse of discretion | District court properly investigated, excused implicated jurors, questioned panel, found no pervasive taint; remedial steps adequate | Judge applied wrong standard (invoked "manifest necessity") and failed to cure juror predeliberation/bias; jury tainted | Affirmed — no abuse of discretion: judge conducted a careful inquiry, dismissed jurors, found remaining jurors impartial; any invocation of "manifest necessity" was invited and harmless |
| Whether suppression of impeachment evidence (Morgan's state arrest and possible federal referral) required a new trial under Brady/Giglio | Nondisclosure was inadvertent but cumulative and of marginal impeachment value; Morgan already testified to pending charge and immunity; her testimony was corroborated | Suppressed evidence showed ongoing motive to curry favor (strong impeachment) and was material — reasonable probability of different result | Affirmed — no Brady/Giglio prejudice: evidence was weak/cumulative and Morgan's testimony was corroborated; no reasonable probability of a different outcome |
Key Cases Cited
- Dinitz v. United States, 424 U.S. 600 (Sup. Ct. 1976) (different considerations apply when defendant requests a mistrial)
- McIntosh v. United States, 380 F.3d 548 (1st Cir. 2004) (manifest necessity and retrial analysis)
- Maldonado‑Peña v. United States, 4 F.4th 1 (1st Cir. 2021) (importance of prompt, adequate inquiry into juror taint and appellate review standard)
- Therrien v. United States, 847 F.3d 9 (1st Cir. 2017) (framework for investigating juror misconduct and remedies)
- Peake v. United States, 874 F.3d 65 (1st Cir. 2017) (deference to trial judge on materiality/prejudice of belatedly disclosed evidence)
- Paladin Associates, Inc. v. United States, 748 F.3d 438 (1st Cir. 2014) (factors for assessing materiality of suppressed impeachment evidence)
- Giglio v. United States, 405 U.S. 150 (Sup. Ct. 1972) (Brady obligation extends to impeachment information)
- Strickler v. Greene, 527 U.S. 263 (Sup. Ct. 1999) (Brady standard and prejudice inquiry)
