United States v. Troy Woodruff
735 F.3d 445
6th Cir.2013Background
- Defendant Troy Woodruff pled guilty to being a felon in possession of a firearm under 18 U.S.C. § 922(g) and was sentenced to 120 months’ imprisonment.
- The PSR treated two prior Tennessee felony convictions (aggravated burglary and facilitation of sale of cocaine) as predicates, yielding a base offense level of 24 under USSG § 2K2.1(a)(2).
- The district court sustained an objection to the Armed Career Criminal classification but counted the Tennessee facilitation conviction as a “controlled-substance offense” for Guidelines purposes and applied the higher base level.
- Woodruff did not object at sentencing to the PSR’s characterization of facilitation as a controlled-substance offense, so plain-error review applies on appeal.
- The Sixth Circuit majority held that Tennessee facilitation (Tenn. Code Ann. § 39-11-403) is not a controlled-substance offense under USSG § 4B1.2(b), but the district court’s error was not "plain" under Fed. R. Crim. P. 52(b), so Woodruff’s sentence was affirmed.
- The concurrence (Judge Stranch) agreed facilitation is not a controlled-substance offense but would have found the error plain and would remand for resentencing; she noted prior circuit authority (Wicks, Spikes) supporting that view.
Issues
| Issue | Plaintiff's Argument (Woodruff) | Defendant's Argument (Government) | Held |
|---|---|---|---|
| Whether Tennessee facilitation of drug sale is a “controlled-substance offense” under USSG § 4B1.2(b) | Facilitation lacks the intent elements of aiding/abetting, conspiracy, or attempt and thus is not a controlled-substance offense | Facilitation can be treated as a controlled-substance offense for guideline enhancement | The Sixth Circuit: facilitation under Tennessee law is not a controlled-substance offense |
| Standard of review for unpreserved objection to PSR classification | Plain-error review applies; Woodruff argues the error affected his sentence | Government argues error was not plain or preserved | Court: plain-error review applies; error was not plain at sentencing or on appeal, so no relief |
| Whether counsel was ineffective for failing to object to PSR | Woodruff contends counsel should have objected | Government: no developed record on counsel’s reasons; general rule disfavors raising effectiveness on direct appeal | Court declined to address ineffective-assistance claim on direct appeal due to undeveloped record |
| Remedy if error established | Woodruff seeks resentencing because Guidelines misapplied | Government opposes resentencing absent plain error or preserved objection | Majority affirmed sentence; concurrence would remand for resentencing |
Key Cases Cited
- Johnson v. United States, 520 U.S. 461 (explaining plain-error four-part test)
- United States v. Galloway, 439 F.3d 320 (6th Cir. 2006) (categorical approach application)
- United States v. Rodriguez, 664 F.3d 1032 (6th Cir. 2011) (categorical approach: focus on statutory elements)
- James v. United States, 550 U.S. 192 (considering element-based inclusion for statutory definitions)
- United States v. Dolt, 27 F.3d 235 (6th Cir. 1994) (solicitation differs from aiding/abetting, conspiracy, attempt)
- United States v. Montanez, 442 F.3d 485 (6th Cir. 2006) (possession conviction lacked distribution intent element for enhancement)
- United States v. Liranzo, 944 F.2d 73 (2d Cir. 1991) (New York facilitation not equivalent to aiding/abetting)
- United States v. Pazzanese, 982 F.2d 251 (8th Cir. 1992) (criminal facilitation does not prove requisite mental culpability)
- Abuelhawa v. United States, 556 U.S. 816 (clarifying meaning of “facilitate” in 21 U.S.C. § 843(b))
- Olano v. United States, 507 U.S. 725 (describing plain-error doctrine)
