United States v. Tavarez Guzman
1:10-cr-01179
S.D.N.Y.May 23, 2017Background
- Between 2007 and Nov. 2010 Minaya participated in a conspiracy to distribute cocaine and heroin; he was arrested in Nov. 2010 during an undercover heroin sale.
- A superseding indictment charged Minaya with (1) conspiring to distribute ≥5 kg cocaine and ≥100 g heroin, (2) distributing/possessing with intent to distribute heroin, and (3) distributing/possessing with intent to distribute ≥100 g heroin.
- Co-defendant/witness Lisandro Guzman pleaded guilty, entered a cooperation agreement, and testified for the Government at Minaya’s 2012 trial; Guzman acknowledged prior inconsistent statements to prosecutors during proffers.
- The jury convicted Minaya on all three counts; he was sentenced to 132 months’ imprisonment; the Second Circuit affirmed on direct appeal.
- Minaya filed a pro se § 2255 motion alleging (1) ineffective assistance of appellate counsel for failing to consult and raise certain claims on appeal, and (2) prosecutorial misconduct based on alleged use of perjured testimony; the district court denied relief.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ineffective assistance of appellate counsel | Minaya: counsel failed to consult, did not raise the prosecutorial-misconduct/perjury claim, and did not provide transcripts | Gov’t: counsel’s conduct falls within reasonable professional judgment; not obligated to raise every issue or to consult on all points; no prejudice shown | Denied — counsel’s performance not deficient and no prejudice under Strickland |
| Prosecutorial misconduct / use of perjured testimony | Minaya: Government knowingly presented false testimony (Guzman lied/inconsistencies) and presented a witness who violated his cooperation agreement | Gov’t: Guzman’s inconsistent proffer statements do not show perjury at trial; no evidence Government knew of false trial testimony; alleged cooperation‑agreement issues either irrelevant or factually unsupported | Denied — no false testimony proven, no Government knowledge, no reasonable likelihood of affecting the jury verdict |
| Failure to provide appellate transcript | Minaya: not given transcript to review, hampered his ability to participate in appeal | Gov’t: even if transcript not provided, no showing of resulting prejudice | Denied — lack of transcript does not show prejudice or different outcome |
| Certificate of appealability / good-faith appeal | Minaya seeks leave to appeal §2255 denial | Gov’t: denial appropriate; no substantial showing of constitutional violation | Denied — COA not issued; appeal would not be taken in good faith |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishes two‑prong ineffective assistance test: deficiency and prejudice)
- Napue v. Illinois, 360 U.S. 264 (prosecutor may not knowingly use false testimony)
- Agurs v. United States, 427 U.S. 97 (standard for assessing the effect of false testimony on conviction)
- Helmsley, United States v., 985 F.2d 1202 (sets elements for Napue/Agurs claim in Second Circuit)
- Lynch v. Dolce, 789 F.3d 303 (appellate counsel not required to raise every nonfrivolous issue; Strickland applies to appeals)
- Sellan v. Kuhlman, 261 F.3d 303 (winnowing weaker arguments is hallmark of effective appellate advocacy)
- Triestman v. Fed. Bureau of Prisons, 470 F.3d 471 (pro se filings construed liberally)
- Morris v. Slappy, 461 U.S. 1 (Sixth Amendment does not guarantee a meaningful relationship or client satisfaction)
- Cronic, United States v., 466 U.S. 648 (standards for counsel effectiveness and when prejudice may be presumed)
