824 F. Supp. 2d 176
D. Me.2011Background
- Stone pled guilty to transporting and shipping child pornography in interstate commerce on January 9, 2008.
- Stone was sentenced on April 9, 2008 to 210 months' imprisonment, five years' supervised release, and a $100 special assessment.
- Stone appealed the sentence; the First Circuit affirmed the sentence in 2009.
- On January 6, 2011, Stone filed a § 2255 petition alleging ineffective assistance of counsel for not obtaining mitigating evidence, including a psychological evaluation.
- The Government sought to obtain Stone’s attorney Villa's records and to depose Villa to respond to the § 2255 petition; Stone objected and urged discovery under Rule 6.
- Magistrate Judge Kravchuk ordered a deposition of Villa with Stone’s counsel present, limited to issues material to the § 2255 claim; the Government appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the magistrate properly ordered Villa's deposition under Rule 6 | Stone: Rule 6 governs discovery; deposition appropriate and limited to § 2255 issues. | Government: Order errs; inappropriate scope and privilege issues not properly addressed. | Order proper; deposition within Rule 6 discretion |
| Whether the discovery order improperly expands attorney-client privilege | Stone: Waiver should be narrow to protect Sixth Amendment rights; information limited to § 2255 issues. | Government: Waiver extends to communications and materials regarding ineffective assistance; broader access permissible. | Waiver narrowly tailored; privilege appropriately bounded |
| Whether the order conflicts with Maine Rules of Professional Conduct | Stone: Maine rules govern voluntary disclosures; Rule 6 controls discovery in § 2255 cases. | Government: Maine rules authorize voluntary disclosures; conflict with Rule 6 should be resolved in favor of Maine rules. | No conflict; Rule 6 controls discovery |
| Whether the magistrate properly tailored discovery to the case facts | Stone: Discovery limited to areas central to ineffectiveness claim; avoids generalized intrusion. | Government: Formal deposition is onerous and inefficient; broader disclosure would aid defense. | Discovery appropriately tailored to Stone's § 2255 petition |
Key Cases Cited
- Pinson, 584 F.3d 972 (10th Cir. 2009) (implied waiver of attorney-client privilege in § 2255 cases)
- In re Lott, 424 F.3d 446 (6th Cir. 2005) (limits on waivers in habeas proceedings)
- Bittaker, 331 F.3d 718 (9th Cir. 2003) (narrow waiver to protect fairness and Sixth Amendment rights)
- Johnson, 256 F.3d 1156 (11th Cir. 2001) (waiver implications in ineffective assistance claims)
- XYZ Corp., 348 F.3d 22 (1st Cir. 2003) (limits and scope of implied waivers in attorney communications)
- United States v. Kinsella, 545 F. Supp. 2d 148 (D. Me. 2008) (district court approach to waivers and discovery in § 2255)
