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824 F. Supp. 2d 176
D. Me.
2011
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Background

  • Stone pled guilty to transporting and shipping child pornography in interstate commerce on January 9, 2008.
  • Stone was sentenced on April 9, 2008 to 210 months' imprisonment, five years' supervised release, and a $100 special assessment.
  • Stone appealed the sentence; the First Circuit affirmed the sentence in 2009.
  • On January 6, 2011, Stone filed a § 2255 petition alleging ineffective assistance of counsel for not obtaining mitigating evidence, including a psychological evaluation.
  • The Government sought to obtain Stone’s attorney Villa's records and to depose Villa to respond to the § 2255 petition; Stone objected and urged discovery under Rule 6.
  • Magistrate Judge Kravchuk ordered a deposition of Villa with Stone’s counsel present, limited to issues material to the § 2255 claim; the Government appealed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the magistrate properly ordered Villa's deposition under Rule 6 Stone: Rule 6 governs discovery; deposition appropriate and limited to § 2255 issues. Government: Order errs; inappropriate scope and privilege issues not properly addressed. Order proper; deposition within Rule 6 discretion
Whether the discovery order improperly expands attorney-client privilege Stone: Waiver should be narrow to protect Sixth Amendment rights; information limited to § 2255 issues. Government: Waiver extends to communications and materials regarding ineffective assistance; broader access permissible. Waiver narrowly tailored; privilege appropriately bounded
Whether the order conflicts with Maine Rules of Professional Conduct Stone: Maine rules govern voluntary disclosures; Rule 6 controls discovery in § 2255 cases. Government: Maine rules authorize voluntary disclosures; conflict with Rule 6 should be resolved in favor of Maine rules. No conflict; Rule 6 controls discovery
Whether the magistrate properly tailored discovery to the case facts Stone: Discovery limited to areas central to ineffectiveness claim; avoids generalized intrusion. Government: Formal deposition is onerous and inefficient; broader disclosure would aid defense. Discovery appropriately tailored to Stone's § 2255 petition

Key Cases Cited

  • Pinson, 584 F.3d 972 (10th Cir. 2009) (implied waiver of attorney-client privilege in § 2255 cases)
  • In re Lott, 424 F.3d 446 (6th Cir. 2005) (limits on waivers in habeas proceedings)
  • Bittaker, 331 F.3d 718 (9th Cir. 2003) (narrow waiver to protect fairness and Sixth Amendment rights)
  • Johnson, 256 F.3d 1156 (11th Cir. 2001) (waiver implications in ineffective assistance claims)
  • XYZ Corp., 348 F.3d 22 (1st Cir. 2003) (limits and scope of implied waivers in attorney communications)
  • United States v. Kinsella, 545 F. Supp. 2d 148 (D. Me. 2008) (district court approach to waivers and discovery in § 2255)
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Case Details

Case Name: United States v. Stone
Court Name: District Court, D. Maine
Date Published: Sep 12, 2011
Citations: 824 F. Supp. 2d 176; 2011 U.S. Dist. LEXIS 103250; 2011 WL 4102809; 1:08-mj-00006
Docket Number: 1:08-mj-00006
Court Abbreviation: D. Me.
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    United States v. Stone, 824 F. Supp. 2d 176