United States v. Shkambi
993 F.3d 388
| 5th Cir. | 2021Background
- Francesk Shkambi, incarcerated at FCI Elkton, contracted COVID-19 and later requested compassionate release citing fear of reinfection and immune suppression from prednisone.
- Shkambi fully exhausted administrative remedies after the warden denied his BOP request and then filed a defendant-initiated motion under 18 U.S.C. § 3582(c)(1)(A)(i) (First Step Act).
- The district court concluded it lacked jurisdiction because Shkambi’s motion was not tethered to the Sentencing Commission’s policy statement (U.S.S.G. § 1B1.13) and dismissed the motion.
- The Fifth Circuit reviewed whether § 3582’s limits are jurisdictional and whether § 1B1.13 binds courts considering defendant-filed motions after the FSA amendment.
- The Fifth Circuit held the district court had jurisdiction, and that U.S.S.G. § 1B1.13 (and its commentary) does not bind courts addressing prisoner-filed motions under § 3582(c)(1)(A)(i); the case was reversed and remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether § 3582(c)(1)(A)'s limits are jurisdictional | United States: §3582's procedural limits circumscribe jurisdiction; courts must dismiss when limits not met | Shkambi: §3582 motions are post-judgment motions filed in same docket and are adjudicated on the merits, not dismissed for lack of jurisdiction | Held: Limits are non-jurisdictional; district court had jurisdiction and should have adjudicated merits rather than dismissing. |
| Whether U.S.S.G. § 1B1.13 binds courts addressing defendant-filed § 3582 motions | United States: §1B1.13’s definition of "extraordinary and compelling" governs consistency requirement for all §3582 motions | Shkambi: §1B1.13 explicitly applies only to BOP-filed motions and thus does not bind defendant-filed motions | Held: §1B1.13 and its commentary apply only to motions by the Director of the BOP and do not bind courts considering defendant-filed motions. |
| Whether courts may rely on portions of §1B1.13 (e.g., application note 1) for defendant-filed motions | United States: Court may consult §1B1.13’s examples and commentary when assessing "extraordinary and compelling" reasons | Shkambi: Can't transplant parts of a BOP-specific policy statement divorced from its context | Held: Courts cannot selectively rely on inapplicable BOP-specific policy text; context matters—§1B1.13 is not binding for defendant motions. |
| Remedy and standard on remand | United States: (implicit) apply §3582(c)(1)(A)(i), §3553(a), and consult Commission guidance if appropriate | Shkambi: Courts should apply the statutory text (§3582 and §3553(a)) and exercise discretion without being bound by §1B1.13 | Held: On remand, district court must consider defendant's motion under §3582(c)(1)(A)(i) and §3553(a); free to determine what counts as "extraordinary and compelling" absent a binding Commission policy for defendant-filed motions. |
Key Cases Cited
- United States v. Brooker, 976 F.3d 228 (2d Cir. 2020) (explains §1B1.13 applies to BOP-filed motions and is not dispositive for defendant-filed motions)
- United States v. McCoy, 981 F.3d 271 (4th Cir. 2020) (refuses to read §1B1.13 as binding on defendant-filed First Step Act motions)
- United States v. Gunn, 980 F.3d 1178 (7th Cir. 2020) (holds sentencing commission policy statement not binding for defendant-initiated motions)
- United States v. Jones, 980 F.3d 1098 (6th Cir. 2020) (interprets compassionate-release framework post-FSA and limits of §1B1.13)
- United States v. Lightfoot, 724 F.3d 593 (5th Cir. 2013) (discusses pre-FSA compassionate-release framework and §3553(a) considerations)
- United States v. Graves, 908 F.3d 137 (5th Cir. 2018) (reminds that textual provisions must be read in context)
- Shrimpers & Fishermen of RGV v. Tex. Comm’n on Env’t Quality, 968 F.3d 419 (5th Cir. 2020) (articulates principle that Article III jurisdiction is considered first)
- Fort Bend County v. Davis, 139 S. Ct. 1843 (2019) (clarifies distinction between jurisdictional limits and procedural or substantive limits)
