United States v. Santos Dias
682 F. App'x 292
| 5th Cir. | 2017Background
- Santos Dias previously pleaded guilty (2014) to illegal reentry, received time served and 1 year supervised release.
- While on supervised release, Dias reentered the U.S. and was indicted in 2015; the Government moved to revoke his prior supervised release.
- Dias pleaded guilty to the new illegal-reentry charge and to the supervised-release violation.
- Guideline ranges: illegal reentry 15–21 months; supervised-release revocation 6–12 months. Dias sought below-range sentences or partial concurrency; Government sought consecutive high-end sentences.
- At sentencing the prosecutor (and the district court) mistakenly stated Fifth Circuit precedent required consecutive sentences; court imposed 16 months for new offense and 8 months consecutive for revocation (total 24 months).
- Dias appealed; he did not object below, so the Fifth Circuit reviewed for plain error and vacated and remanded for resentencing.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the district court erred by treating consecutive sentences as mandatory | Dias argued the court erred in imposing consecutive sentences because discretion existed to run them concurrently | Government argued Fifth Circuit precedent required consecutive sentences (prosecutor stated so at sentencing) | Error was plain: post-2003 Guidelines give district courts discretion; consecutive requirement is abrogated |
| Whether plain error standard applies | Dias conceded he did not object, so plain error review applies | Government relied on lack of objection to limit review | Court applied plain error review because issue was not preserved |
| Whether the plain error affected substantial rights | Dias argued the misstatement could have increased his sentence and undermined outcome confidence | Government implied no prejudice because sentence fell within ranges | Court found Dias met burden: sentencing misconception could have affected outcome (potential 8-month difference) |
| Whether resentencing is warranted under discretion for correcting plain error | Dias sought remand for resentencing | Government opposed or did not successfully rebut prejudice and fairness concerns | Court exercised discretion to vacate and remand for resentencing to preserve fairness and integrity |
Key Cases Cited
- United States v. Gonzales, 642 F.3d 504 (5th Cir. 2011) (plain-error review framework when issue not preserved)
- United States v. Castillo-Estevez, 597 F.3d 238 (5th Cir. 2010) (plain-error test and correction standard)
- United States v. Alexander, 100 F.3d 24 (5th Cir. 1996) (prior Fifth Circuit decision interpreting guideline note pre-2003)
- United States v. Huff, 370 F.3d 454 (5th Cir. 2004) (post-2003 Guidelines give district courts discretion to run sentences concurrently or consecutively)
- United States v. Mares, 402 F.3d 511 (5th Cir. 2005) (standard for showing substantial-rights prejudice under plain-error review)
- Molina-Martinez v. United States, 136 S. Ct. 1338 (2016) (benchmarks for when an incorrect Guidelines range affects substantial rights)
- United States v. Dominguez Benitez, 542 U.S. 74 (2004) (defendant bears burden to show plain-error prejudice)
