United States v. Salvador Vera
770 F.3d 1232
| 9th Cir. | 2014Background
- Salvador Reyes Vera and Armando Reyes Vera were convicted of conspiracy to distribute and possess with intent to distribute heroin, cocaine, cocaine base, and methamphetamine, and of using a minor in a drug offense.
- Wiretap surveillance intercepted thousands of calls; agents testified about drug jargon and interpreted calls for quantities and drugs.
- Detective Franks testified as both a gang expert and percipient witness; Agent Lavis testified about drug jargon interpretations of calls and drug quantities.
- Jurors heard extensive wiretap evidence; the defense conceded conspiracy but contested drug type/quantity evidence.
- The jury found the defendants liable for large quantities and the court imposed within-guidelines sentences at the low end.
- On appeal, the court vacated the special-drug-quantity verdict and related sentences due to plain error in Lavis’ dual-role testimony and its foundation.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Franks’ dual role violated Confrontation Clause | Mejia-like concerns about testimonial hearsay via case-agent expert. | Franks’ testimony was permissible expert opinion under Crawford and Dukagjini. | Franks’ dual-role testimony did not violate Confrontation Clause. |
| Whether Franks’ testimony violated Rule 403 | Franks’ testimony was prejudicial and improper. | Testimony was relevant and not unduly prejudicial. | Any Rule 403 error was harmless for overall verdict. |
| Whether Lavis’ testimony mixing lay/expert and foundation was plain error | Lavis’ dual role and foundation were adequately explained. | Lavis’ testimony was necessary to prove drug quantities. | Yes; plain error to fail to instruct and to lack adequate foundation for Lavis’ opinions. |
| Whether Lavis’ drug-quantity testimony was admissible under Rules 701/702 | Lavis’ interpretations were reliable expert opinions. | Foundations were insufficient; some opinions relied on hearsay or speculation. | Not admissible; quantity findings must be vacated. |
| What remedy is appropriate for drug-quantity defects | Retain conspiracy verdict; reframe sentencing to reflect corrected quantities. | Alternatively, retrial or resentence within proper ranges. | Vacate drug-quantity findings and sentences; remand for retrial of quantity or resentencing; conspiracy verdict preserved. |
Key Cases Cited
- Mejia, 545 F.3d 179 (2d Cir. 2008) (examines officer testimony as a conduit for testimonial hearsay in expert guise)
- Dukagjini, 326 F.3d 45 (2d Cir. 2003) (reliable methodology prerequisite for expert testimony)
- Gomez, 725 F.3d 1121 (9th Cir. 2013) (reaffirms Crawford-constrained analysis of expert testimony)
- Freeman, 498 F.3d 893 (9th Cir. 2007) (hybrid lay/expert testimony and need for clear demarcation and foundation)
- Gadson, 763 F.3d 1189 (9th Cir. 2014) (distinguishes foundation for officer drug-quantity opinions)
- Alleyne, 133 S. Ct. 2151 (2013) (mandatory-minimum enhancement facts must be jury-found)
- Toliver, 351 F.3d 423 (9th Cir. 2003) (drug quantity as non-element but sentencing-adjunctive)
- Thomas, 355 F.3d 1191 (9th Cir. 2004) (drug-type/quantity not elements of §841 offense)
