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936 F.3d 1014
9th Cir.
2019
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Background

  • Robert Waggy, a veteran barred from VA premises, repeatedly called the Mann-Grandstaff VA Medical Center demanding payment and threatening to seize property; calls were routed to staff who testified about threats and extensive profanity.
  • Waggy was charged under Washington Rev. Code § 9.61.230(1) (telephone harassment) on multiple counts alleging use of obscene/profane language, threats, and repeated calls; some counts were dismissed pre-trial or voluntarily.
  • A jury convicted Waggy of two counts (one count involving repeated obscene calls where he yelled obscenities and threats); one multi-call count where calls went unanswered resulted in acquittal.
  • Waggy challenged § 9.61.230(1)(a) on an as-applied First Amendment theory, arguing his calls were protected speech (complaints about government action).
  • The Ninth Circuit majority affirmed: it treated the statute as regulating conduct (placing calls with a specific intent to harass) rather than speech, relying on Washington court constructions and the statute’s specific-intent mens rea.
  • Judge Tashima dissented: he argued the statute, as applied, reached political/public complaints and therefore violated the First Amendment (following the D.C. Circuit’s Popa decision).

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Wash. Rev. Code § 9.61.230(1)(a) is unconstitutional as-applied under the First Amendment Government: statute targets nonexpressive conduct (placing calls with specific intent to harass); valid restriction on conduct with incidental speech burden Waggy: his calls were complaints about VA actions—protected speech; statute criminalizes obscene/profane political/public discourse Held: statute constitutional as-applied. Court treats statute as regulating conduct (calls made with specific intent to harass), not protected speech; conviction affirmed.
Whether a general jury verdict dooms conviction if one statutory theory is potentially invalid Government: Washington courts’ interpretation limits statute’s reach; the jury’s finding of specific intent supports conviction Waggy: general verdict could rest on invalid subsection (a), requiring reversal Held: Court acknowledges general verdict risk but upholds conviction because (a) is constitutional as-applied and the intent finding confines the statute to conduct.
Relevance of precedent finding similar statutes sweep political speech (Popa) Government: Popa distinguishable; Waggy’s calls were primarily harassing, not political persuasion Waggy (and dissent): Popa shows statute can criminalize public/political discourse and fail intermediate scrutiny Held: Majority rejects Popa’s applicability; dissent would follow Popa and reverse.

Key Cases Cited

  • R.A.V. v. City of St. Paul, 505 U.S. 377 (1992) (federal courts defer to state courts' statutory constructions when assessing constitutional challenges)
  • State v. Dyson, 872 P.2d 1115 (Wash. Ct. App. 1994) (construing § 9.61.230(1) as regulating conduct—telephone calls made with intent to harass—rather than pure speech)
  • United States v. Popa, 187 F.3d 672 (D.C. Cir. 1999) (reversing harassment conviction where statute swept public/political complaints; held statute failed intermediate scrutiny as applied)
  • United States v. Osinger, 753 F.3d 939 (9th Cir. 2014) (upholding cyberstalking statute as targeting harassing conduct, not protected speech)
  • United States v. O’Brien, 391 U.S. 367 (1968) (conduct-vs.-speech framework: not all expressive conduct is protected speech)
  • Virginia v. Hicks, 539 U.S. 113 (2003) (laws that target conduct with only incidental burdens on speech may be valid)
  • Hedgpeth v. Pulido, 555 U.S. 57 (2008) (general verdicts based on alternative theories may be invalid if one theory is unconstitutional)
  • Ashcroft v. Free Speech Coalition, 535 U.S. 234 (2002) (criminal penalties on protected speech are a severe restriction; some carve-outs exist)
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Case Details

Case Name: United States v. Robert Waggy
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Sep 5, 2019
Citations: 936 F.3d 1014; 18-30171
Docket Number: 18-30171
Court Abbreviation: 9th Cir.
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    United States v. Robert Waggy, 936 F.3d 1014