United States v. Rios-Hernandez
645 F.3d 456
| 1st Cir. | 2011Background
- Ríos-Hernández pled guilty to taking a motor vehicle by force in interstate commerce under 18 U.S.C. § 2119, pursuant to a Rule 11(c)(1) plea agreement with a recommended lower-end guideline sentence.
- The plea agreement contained a waiver-of-appeal clause conditioned on the court sentencing according to the agreement's terms and recommendations.
- The PSI classified Ríos-Hernández as a career offender under U.S.S.G. § 4B1.1 based on two Puerto Rico violence convictions (Abuse by Threat and Abuse).
- At sentencing, the court sentenced to 120 months (mid-range) rather than the lower-end range contemplated by the parties, and explicitly allowed appellate review notwithstanding the waiver.
- Ríos-Hernández appealed, arguing the waiver was not knowing/voluntary due to allegedly misleading court statements, and challenging the career-offender classification.
- The First Circuit upheld the sentence, applying plain-error review to the career-offender challenge and affirming the district court’s ruling.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Validity of appellate waiver given sentencing deviation | Ríos-Hernández argues waiver was not knowing/voluntary due to misleading statements. | Waiver clause valid if sentence complies with plea terms; district court misled, so waiver should not bar appeal. | Waiver analyzed but court proceeds to merits; waiver not binding on undisputed merits given sentencing deviation. |
| Career-offender classification under § 4B1.1 | Two Puerto Rico convictions for mutual combat are not crimes of violence; should not trigger career offender status. | The two priors qualify as crimes of violence or were properly used to support career offender status. | Court applies plain-error review and affirms career-offender designation; no plain error in failure to use categorical approach clearly established. |
Key Cases Cited
- Fernández-Cabrera v. United States, 625 F.3d 48 (1st Cir. 2010) (waiver may be ineffective if court fails to follow plea agreement recommendations)
- Teeter, 257 F.3d 14 (1st Cir. 2001) (validity of appellate waivers requires knowing and voluntary waiver with informed consent)
- Acosta-Roman, 549 F.3d 1 (1st Cir. 2008) (contractual interpretation of plea agreements; resolve ambiguities in defendant's favor)
- Ahrendt, 560 F.3d 69 (1st Cir. 2009) (plain-error review for sentencing arguments when not properly raised in district court)
- Almenas, 553 F.3d 27 (1st Cir. 2009) (categorical approach to crimes of violence in § 4B1.2/4B1.1 analysis)
- Shepard v. United States, 544 U.S. 13 (2005) (allowing use of sentencing record (plea colloquy, plea agreement) for § 4B1.2 matters)
- Taylor v. United States, 495 U.S. 575 (1990) (definition and application of the crime-of-violence concept under categorical approach)
- Williams, 529 F.3d 1 (1st Cir. 2008) (second-step analysis for crimes of violence under § 4B1.2)
- Jimenez, 512 F.3d 1 (1st Cir. 2007) (acquiescence to PSI characterizations can affect need for categorical approach)
