United States v. Pizarro
2014 U.S. App. LEXIS 21630
| 1st Cir. | 2014Background
- Pizarro-Morales was convicted of conspiracy to distribute cocaine and heroin and possession with intent to distribute cocaine; district court applied §841(b)(1)(A) triggering life/mandatory-minimum ranges based on drug quantity without jury findings; Alleyne v. United States announced that drug-quantity triggering minimums must be jury-found; appellate remands in Casas and Correy required credibility assessments and consideration of weapon enhancement; at third sentencing (2012) the court imposed 23 1/3 years on each count, but the panel remanded to address Alleyne errors and credibility findings; evidence showed conspiracy quantities exceeding 150 kg with 81 kg seized; multiple witnesses and PSRs were part of the quantity calculations; the court ultimately vacated the sentence and remanded for a fourth sentencing with explicit instructions to conduct credibility assessments and reconsider firearm enhancement; the opinion affirms convictions but vacates the sentence and remands.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Alleyne error in conspiracy quantity finding | Pizarro contends jury-alone finding required | Casas/Correy guidance required individualized quantity finding by jury | Harmless error; convictions affirmed despite instructional error |
| Alleyne error in possession quantity finding | Jury must find quantity triggering minimum | Previously instructed quantity irrelevant in pre-Alleyne trial | Harmless error; convictions affirmed with enhanced quantities |
| Remand duty on credibility and firearm enhancement | District court failed to conduct credibility assessments and to consider firearm enhancement | Remand instructions were binding and must be followed | Sentence vacated and remanded for fourth sentencing with credibility assessments and consideration of firearm enhancement |
| Preservation and harmlessness standard for instructional Alleyne errors | Alleyne claim preserved at sentencing despite appellate timing | Harmlessness should be reviewed under Neder/Chapman framework | Harmlessness reviewed under Chapman framework; appellate preservation discussed; overall outcome unaffected by errors |
Key Cases Cited
- Neder v. United States, 527 U.S. 1 (U.S. 1999) (harmless-error test for omitted element; uncontested and overwhelming evidence rule discussed)
- Alleyne v. United States, 133 S. Ct. 2151 (U.S. 2013) (mandatory minimums for drug quantities to be jury-found)
- Burrage v. United States, 134 S. Ct. 881 (U.S. 2014) (drug quantity creates aggravated offenses; jury findings required)
- Recuenco v. United States, 548 U.S. 212 (U.S. 2006) (non-structural error; harmless-error analysis applies to sentencing-factor errors)
- Casas v. United States, 425 F.3d 23 (1st Cir. 2005) (remand for individualized quantity determinations; credibility assessments required on remand)
- Correy v. United States, 570 F.3d 373 (1st Cir. 2009) (remand lasting credibility assessments for drug-quantity findings; leadership/weapon issues on remand)
- Ramírez-Negrón v. United States, 751 F.3d 42 (1st Cir. 2014) (Alleyne error harmless beyond a reasonable doubt where no reasonable jury could find below threshold quantity)
- Pérez-Ruiz v. United States, 353 F.3d 1 (1st Cir. 2003) (non-structural Apprendi error; government bears burden to show harmlessness beyond a reasonable doubt)
- Newell v. United States, 658 F.3d 1 (1st Cir. 2011) (Apprendi error harmless when evidence of materiality overwhelming)
- McDonough v. United States, 727 F.3d 143 (1st Cir. 2013) (unanimous panel; erroneous instruction may be harmless if evidence supports convictions)
