United States v. Pablo
2012 U.S. App. LEXIS 20629
| 10th Cir. | 2012Background
- Jonathan Pablo was convicted by a jury of rape, kidnapping, assault resulting in serious bodily injury, and carjacking on Indian reservation land; codefendant Isaac Gordo was convicted on similar counts.
- DNA and serology analyses linked Pablo to DNA found on the victim and a condom; Snider testified as the DNA/serology expert, not the original analysts.
- Pablo challenged the Confrontation Clause, arguing Snider’s testimony conveyed out-of-court statements from Dick and Boyd without cross-examination of those analysts.
- Pablo also challenged alleged government and court interference that allegedly pressured defense witnesses to refrain from testifying, due to self-incrimination concerns.
- Pablo contended that the district court erred by excluding certain evidence under Rule 412 (evidence of victim’s past sexual behavior and alleged advances by the victim toward co-defendant Isaac).
- The panel reaffirmed affirmance, applying Williams v. Illinois to address Confrontation Clause issues and concluding no reversible error.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Confrontation Clause testimony | Snider parroted Dick/Boyd reports, violating Crawford/Melendez-Diaz. | Rule 703 allows expert reliance on others’ reports; Williams limits on parrotting and Confrontation concerns vary. | No plain error; admission not reversible given the record and Williams framework. |
| Plain-error analysis applicability | Errors were plain and affected substantial rights. | Any error did not affect substantial rights; other testimony supported conviction. | Error did not affect substantial rights; no reversal on this basis. |
| Interference with defense witnesses | Prosecution and court coerced witnesses to avoid testifying due to self-incrimination. | There was improper interference depriving him of a defense. | No substantial interference; independent counsel and careful colloquy mitigated risk; defendants’ rights preserved. |
| Rule 412 evidence excluding prior sexual behavior | Exclusion of evidence about victim’s state of undress and sexual advances violated Rule 412 and the defense. | Evidence should have been admissible under Rule 412(b) to support consent or alternative theories. | No reversible error; district court properly exercised discretion under Rule 412. |
Key Cases Cited
- Williams v. Illinois, 132 S. Ct. 2221 (2012) (addressed whether lab-report data are offered for truth or to aid evaluation of expert testimony)
- Melendez-Diaz v. Massachusetts, 557 U.S. 305 (2009) (forensic affidavits as testimonial statements under Confrontation Clause)
- Bullcoming v. New Mexico, 131 S. Ct. 2705 (2011) (forensic report admitted but held not conforming to confrontation requirements depending on record)
- Crawford v. Washington, 541 U.S. 36 (2004) (foundation for confronting out-of-court testimonial statements)
- Pursley, 577 F.3d 1204 (10th Cir. 2009) (definition of testimonial statement and admissibility standards)
- Serrano, 406 F.3d 1208 (10th Cir. 2005) (prosecution must not coerce defense witnesses; independent counsel reduces risk)
- Johnson v. United States, 587 F.3d 635 (10th Cir. 2009) (expert may rely on others’ notes; degree of parrotting matters)
- United States v. Davis, 40 F.3d 1069 (10th Cir. 1994) (expert reliance on inadmissible data)
- Rose, 587 F.3d 695 (5th Cir. 2009) (fact-specific plain-error analysis; ambiguity can foreclose reversal)
