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United States v. Nelson
591 F. App'x 37
2d Cir.
2015
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Background

  • Defendant Dion Nelson convicted under 18 U.S.C. § 924(c)(1)(A)(iii) for unlawful use and discharge of a firearm in furtherance of a drug-trafficking crime.
  • District court sentenced Nelson to 25 years' imprisonment, exceeding the Sentencing Guidelines recommendation of 10 years.
  • Nelson appealed, arguing statutory, procedural, and substantive unreasonableness of the 25-year sentence.
  • Key procedural issue: district court did not explicitly acknowledge in open court that it was imposing an above-Guidelines sentence.
  • The written Statement of Reasons incorrectly indicated the sentence was within the Guidelines and failed to explain the above-Guidelines justification.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
1. Whether "not less than 10 years" limits sentence to exactly 10 years U.S.: Sentence within statutory range may exceed 10 years Nelson: statutory text/legislative history and lenity require exactly 10 years Held: 25 years is permissible because it is "not less than 10 years"; prior panel precedent controls
2. Whether district court violated § 3553(c) by failing to explain an above-Guidelines sentence in open court U.S.: court provided ample justification in proceedings Nelson: court failed to state reasons on the record for above-Guidelines sentence Held: Error was plain but harmless; no reversal because it did not seriously affect fairness
3. Whether the Statement of Reasons' inaccuracies require vacatur U.S.: inaccuracies can be corrected Nelson: written form incorrectly states within-Guidelines and lacks justification Held: Remand for limited purpose to correct the Statement of Reasons (government does not oppose)
4. Whether 25-year sentence is substantively unreasonable U.S.: sentence justified by Nelson's criminal history Nelson: 25 years is excessive Held: No abuse of discretion; sentence not substantively unreasonable given record

Key Cases Cited

  • United States v. Farmer, 583 F.3d 131 (2d Cir. 2009) (statutory "not less than" language permits sentences above the minimum)
  • Gelman v. Ashcroft, 372 F.3d 495 (2d Cir. 2004) (panel precedent binds later panels)
  • United States v. Villafuerte, 502 F.3d 204 (2d Cir. 2007) (plain-error review applies to unpreserved § 3553(c) claims)
  • United States v. Marcus, 560 U.S. 258 (U.S. 2010) (four-part plain-error standard)
  • United States v. Verkhoglyad, 516 F.3d 122 (2d Cir. 2008) (limited remand for corrected Statement of Reasons)
  • Gall v. United States, 552 U.S. 38 (U.S. 2007) (abuse-of-discretion standard for substantive-reasonableness review)
  • United States v. Rigas, 583 F.3d 108 (2d Cir. 2009) (substantive-reasonableness backstop concept)
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Case Details

Case Name: United States v. Nelson
Court Name: Court of Appeals for the Second Circuit
Date Published: Feb 4, 2015
Citation: 591 F. App'x 37
Docket Number: 13-3025
Court Abbreviation: 2d Cir.