United States v. Nelson
591 F. App'x 37
2d Cir.2015Background
- Defendant Dion Nelson convicted under 18 U.S.C. § 924(c)(1)(A)(iii) for unlawful use and discharge of a firearm in furtherance of a drug-trafficking crime.
- District court sentenced Nelson to 25 years' imprisonment, exceeding the Sentencing Guidelines recommendation of 10 years.
- Nelson appealed, arguing statutory, procedural, and substantive unreasonableness of the 25-year sentence.
- Key procedural issue: district court did not explicitly acknowledge in open court that it was imposing an above-Guidelines sentence.
- The written Statement of Reasons incorrectly indicated the sentence was within the Guidelines and failed to explain the above-Guidelines justification.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| 1. Whether "not less than 10 years" limits sentence to exactly 10 years | U.S.: Sentence within statutory range may exceed 10 years | Nelson: statutory text/legislative history and lenity require exactly 10 years | Held: 25 years is permissible because it is "not less than 10 years"; prior panel precedent controls |
| 2. Whether district court violated § 3553(c) by failing to explain an above-Guidelines sentence in open court | U.S.: court provided ample justification in proceedings | Nelson: court failed to state reasons on the record for above-Guidelines sentence | Held: Error was plain but harmless; no reversal because it did not seriously affect fairness |
| 3. Whether the Statement of Reasons' inaccuracies require vacatur | U.S.: inaccuracies can be corrected | Nelson: written form incorrectly states within-Guidelines and lacks justification | Held: Remand for limited purpose to correct the Statement of Reasons (government does not oppose) |
| 4. Whether 25-year sentence is substantively unreasonable | U.S.: sentence justified by Nelson's criminal history | Nelson: 25 years is excessive | Held: No abuse of discretion; sentence not substantively unreasonable given record |
Key Cases Cited
- United States v. Farmer, 583 F.3d 131 (2d Cir. 2009) (statutory "not less than" language permits sentences above the minimum)
- Gelman v. Ashcroft, 372 F.3d 495 (2d Cir. 2004) (panel precedent binds later panels)
- United States v. Villafuerte, 502 F.3d 204 (2d Cir. 2007) (plain-error review applies to unpreserved § 3553(c) claims)
- United States v. Marcus, 560 U.S. 258 (U.S. 2010) (four-part plain-error standard)
- United States v. Verkhoglyad, 516 F.3d 122 (2d Cir. 2008) (limited remand for corrected Statement of Reasons)
- Gall v. United States, 552 U.S. 38 (U.S. 2007) (abuse-of-discretion standard for substantive-reasonableness review)
- United States v. Rigas, 583 F.3d 108 (2d Cir. 2009) (substantive-reasonableness backstop concept)
