United States v. Moreno
821 F.3d 223
| 2d Cir. | 2016Background
- Moreno pled guilty in Connecticut to attempted second-degree assault under Conn. Gen. Stat. § 53a-60; record lacks a specific subsection identified.
- District court imposed 33 months for illegal reentry and 18 months consecutive for supervised release violation.
- The district court used § 2L1.2(b)(1)(C) eight-level increase based on treating the prior conviction as an aggravated felony.
- Plea colloquy did not specify the exact subsection Moreno pled to, and no explicit admission tied to a divisible substatute.
- The government relied on the prosecutor’s account in the plea colloquy to classify the offense, but Moreno did not adopt that account; the court remanded for vacatur and resentencing.
- The appellate court held the district court erred in applying the eight-level enhancement since the record did not establish that Moreno’s conviction was an aggravated felony under the modified categorical approach.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the eight-level enhancement applies based on Moreno’s prior Connecticut conviction. | Moreno argues the record cannot show an aggravated felony. | The government contends the conviction counts as an aggravated felony under the modified categorical approach. | Remanded for vacatur and resentencing; enhancement cannot be upheld on the record. |
| Whether the district court could rely on prosecutor’s plea-colloquy statements to apply the modified categorical approach. | Moreno did not adopt the prosecutor’s factual basis. | Colloquy constitutes a comparable record. | Reversed; prosecutor’s statements cannot be used absent defendant’s assent. |
| Whether the underlying Connecticut offense is a crime of violence under 18 U.S.C. § 16(a) or (b). | The offense may not be a crime of violence if only § 53a-60(a)(3) is non-violent. | The government treats the conviction as an aggravated felony. | Insufficient record to determine; cannot classify as aggravated felony; remand for resentencing. |
Key Cases Cited
- Beardsley, 691 F.3d 252 (2d Cir. 2012) (framework for determining predicate offenses via categorical/modified approach)
- Brown, 629 F.3d 290 (2d Cir. 2011) (distinguishes factual findings from legal questions about prior offenses)
- Savage, 542 F.3d 959 (2d Cir. 2008) (burden on government to show prior conviction counts as predicate offense)
- Rosa, 507 F.3d 142 (2d Cir. 2007) (limits use of prosecutor’s statements in modified categorical approach unless defendant assents)
- Shepard, 544 U.S. 13 (2005) (defines admissible ‘adequate judicial record evidence’ for modified approach; requires defendant assent to factual basis)
