United States v. Minor
19-50744
| 5th Cir. | Jul 2, 2021Background
- Minor was charged in a superseding indictment with: distributing heroin (Count 1); possession with intent to distribute ≥100g heroin (Count 2); felon in possession of a firearm (Count 3); and possession of a firearm in furtherance of a drug trafficking crime (Count 4).
- Minor pleaded guilty to the charged offenses and the district court accepted his pleas.
- The superseding indictment alleged October 30, 2017 as the offense date for the firearm counts, but Minor’s factual-basis statement referenced October 30, 2018 (a one-year discrepancy).
- Minor did not raise the factual-basis/date issue in the district court and therefore appealed under plain-error review.
- The district court also granted a motion to amend the indictment to remove the “at least 100 grams” language for the heroin count; the written judgment nonetheless misstated the statutory subsection for Count 2.
- The Fifth Circuit affirmed the convictions but remanded for correction of the clerical error in the written judgment under Fed. R. Crim. P. 36.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the factual basis for Minor’s guilty pleas to the firearm offenses was insufficient because the plea colloquy gave an offense date different from the indictment | The admitted factual conduct (including the 2018 date) provided a sufficient factual basis; time is not an element and the 2018 date was within the indictment return and statute of limitations | The one-year discrepancy between the indictment date (2017) and the factual-basis date (2018) rendered the factual basis insufficient to support the firearm convictions | No plain error: time of offense is not an element, the 2018 date was within the indictment period and limitations, and Minor failed to show his substantial rights were affected |
| Whether the written judgment must be corrected to reflect the accurate statutory subsection for Count 2 | The Government agreed the judgment should reflect the amended indictment/sentencing record | Minor asked the court to correct the clerical error (judgment cites subsection (b)(1)(B)(i) but should cite (b)(1)(C)) | Remand for correction under Fed. R. Crim. P. 36 to fix the clerical/statutory citation error |
Key Cases Cited
- United States v. Trejo, 610 F.3d 308 (5th Cir. 2010) (plain-error review and looking beyond plea colloquy for factual support)
- Puckett v. United States, 556 U.S. 129 (2009) (plain-error standard)
- United States v. Broussard, 669 F.3d 537 (5th Cir. 2012) (Rule 11/factual-basis requirements and substantial-rights inquiry)
- United States v. Angeles–Mascote, 206 F.3d 529 (5th Cir. 2000) (purpose of Rule 11(b)(3))
- United States v. Gobert, 139 F.3d 436 (5th Cir. 1998) (factual-basis specificity requirement)
- United States v. Lokey, 945 F.2d 825 (5th Cir. 1991) (time of offense is not an element if within indictment/limitations)
- United States v. Johnson, 990 F.3d 392 (5th Cir. 2021) (elements of §922(g)(1))
- United States v. Suarez, 879 F.3d 626 (5th Cir. 2018) (§924(c) possession furtherance requirement)
- United States v. Knowlton, 993 F.3d 354 (5th Cir. 2021) (plain-error context)
- United States v. Valdez, 453 F.3d 252 (5th Cir. 2006) (plain-error precedent)
- Rehaif v. United States, 139 S. Ct. 2191 (2019) (knowledge-of-status requirement under §922(g))
- United States v. Scroggins, 599 F.3d 433 (5th Cir. 2010) (issues not raised are waived)
