945 F.3d 340
5th Cir.2019Background
- Thompson sold heroin repeatedly to Bobby Mason, who acted as a middleman; on Oct. 6, 2017 Mason purchased heroin from Thompson and later used/injected it (directly or via Mason) with April Myers, who immediately collapsed and overdosed.
- Paramedics administered Narcan and resuscitated Myers; hospital toxicology showed multiple drugs; ER physician Dr. Dizon testified that but for Myers’s use of heroin she would not have sustained serious bodily injury and that the heroin created a substantial risk of death.
- A jury convicted Thompson of (1) distribution and possession with intent to distribute heroin resulting in serious bodily injury (21 U.S.C. § 841(b)(1)(C)) and (2) conspiracy; because of prior felony drug convictions Thompson received a mandatory life sentence on Count One.
- Thompson moved for judgment of acquittal and a new trial; both motions were denied; he appealed arguing (a) insufficient evidence of but‑for causation, (b) § 841(b)(1)(C) requires proximate causation, and (c) the denial of a new trial based on witness credibility was erroneous.
- The Fifth Circuit reviewed sufficiency de novo (with deference), reviewed the omitted instruction under plain‑error doctrine, and reviewed denial of a Rule 33 new trial for abuse of discretion.
- Court affirmed: evidence supported but‑for causation; no plain error in failing to require/provide a proximate‑cause instruction; denial of new trial for credibility reasons was not an abuse of discretion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Sufficiency of evidence for but‑for causation | Thompson: gov't failed to prove the heroin he supplied was the but‑for cause of Myers’s serious injury | Gov't: timeline, Narcan response, and Dr. Dizon’s opinion show heroin supplied by Thompson was a but‑for cause | Held: Evidence sufficient; reasonable juror could find but‑for causation |
| Whether § 841(b)(1)(C) requires proximate causation | Thompson: statute requires legal/proximate causation in addition to but‑for | Gov't: Burrage and subsequent authority require only but‑for/actual causation for the enhancement | Held: No proximate‑cause element; but‑for instruction was proper; circuits uniformly reject proximate‑cause requirement |
| Failure to instruct jury on proximate causation (plain‑error) | Thompson: omission was error affecting substantial rights | Gov't: omission not plainly erroneous given prevailing authority | Held: Plain‑error relief not available—error was not clear/obvious |
| Denial of new trial based on Mason’s credibility | Thompson: Mason was incredible/unreliable; warrants new trial | Gov't: credibility issues were explored at trial; jury is the fact‑finder; no basis to disturb verdict | Held: District court did not abuse discretion in denying Rule 33 motion |
Key Cases Cited
- Burrage v. United States, 571 U.S. 204 (2014) (but‑for causation required where defendant’s drug was not independently sufficient to cause death)
- United States v. Salinas, 918 F.3d 463 (5th Cir. 2019) (explains but‑for/actual causation standard)
- United States v. Scott, 892 F.3d 791 (5th Cir. 2018) (standard for reviewing sufficiency of evidence)
- United States v. Carbajal, 290 F.3d 277 (5th Cir. 2002) (treats §841 enhancement / analogous guideline as not imposing proximate‑cause requirement)
- United States v. Harden, 893 F.3d 434 (7th Cir. 2018) (collects authority rejecting proximate‑cause element under §841(b))
- United States v. Webb, 655 F.3d 1238 (11th Cir. 2011) (rejects proximate causation requirement for §841(b))
- United States v. Cotton, 535 U.S. 625 (2002) (sets plain‑error review framework for unpreserved trial objections)
- United States v. Robertson, 110 F.3d 1113 (5th Cir. 1997) (standard for appellate review of district court denial of Rule 33 new trial)
- United States v. Ramos‑Delgado, 763 F.3d 398 (5th Cir. 2014) (interprets "resulted from" language as requiring actual/but‑for causation)
