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945 F.3d 340
5th Cir.
2019
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Background

  • Thompson sold heroin repeatedly to Bobby Mason, who acted as a middleman; on Oct. 6, 2017 Mason purchased heroin from Thompson and later used/injected it (directly or via Mason) with April Myers, who immediately collapsed and overdosed.
  • Paramedics administered Narcan and resuscitated Myers; hospital toxicology showed multiple drugs; ER physician Dr. Dizon testified that but for Myers’s use of heroin she would not have sustained serious bodily injury and that the heroin created a substantial risk of death.
  • A jury convicted Thompson of (1) distribution and possession with intent to distribute heroin resulting in serious bodily injury (21 U.S.C. § 841(b)(1)(C)) and (2) conspiracy; because of prior felony drug convictions Thompson received a mandatory life sentence on Count One.
  • Thompson moved for judgment of acquittal and a new trial; both motions were denied; he appealed arguing (a) insufficient evidence of but‑for causation, (b) § 841(b)(1)(C) requires proximate causation, and (c) the denial of a new trial based on witness credibility was erroneous.
  • The Fifth Circuit reviewed sufficiency de novo (with deference), reviewed the omitted instruction under plain‑error doctrine, and reviewed denial of a Rule 33 new trial for abuse of discretion.
  • Court affirmed: evidence supported but‑for causation; no plain error in failing to require/provide a proximate‑cause instruction; denial of new trial for credibility reasons was not an abuse of discretion.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Sufficiency of evidence for but‑for causation Thompson: gov't failed to prove the heroin he supplied was the but‑for cause of Myers’s serious injury Gov't: timeline, Narcan response, and Dr. Dizon’s opinion show heroin supplied by Thompson was a but‑for cause Held: Evidence sufficient; reasonable juror could find but‑for causation
Whether § 841(b)(1)(C) requires proximate causation Thompson: statute requires legal/proximate causation in addition to but‑for Gov't: Burrage and subsequent authority require only but‑for/actual causation for the enhancement Held: No proximate‑cause element; but‑for instruction was proper; circuits uniformly reject proximate‑cause requirement
Failure to instruct jury on proximate causation (plain‑error) Thompson: omission was error affecting substantial rights Gov't: omission not plainly erroneous given prevailing authority Held: Plain‑error relief not available—error was not clear/obvious
Denial of new trial based on Mason’s credibility Thompson: Mason was incredible/unreliable; warrants new trial Gov't: credibility issues were explored at trial; jury is the fact‑finder; no basis to disturb verdict Held: District court did not abuse discretion in denying Rule 33 motion

Key Cases Cited

  • Burrage v. United States, 571 U.S. 204 (2014) (but‑for causation required where defendant’s drug was not independently sufficient to cause death)
  • United States v. Salinas, 918 F.3d 463 (5th Cir. 2019) (explains but‑for/actual causation standard)
  • United States v. Scott, 892 F.3d 791 (5th Cir. 2018) (standard for reviewing sufficiency of evidence)
  • United States v. Carbajal, 290 F.3d 277 (5th Cir. 2002) (treats §841 enhancement / analogous guideline as not imposing proximate‑cause requirement)
  • United States v. Harden, 893 F.3d 434 (7th Cir. 2018) (collects authority rejecting proximate‑cause element under §841(b))
  • United States v. Webb, 655 F.3d 1238 (11th Cir. 2011) (rejects proximate causation requirement for §841(b))
  • United States v. Cotton, 535 U.S. 625 (2002) (sets plain‑error review framework for unpreserved trial objections)
  • United States v. Robertson, 110 F.3d 1113 (5th Cir. 1997) (standard for appellate review of district court denial of Rule 33 new trial)
  • United States v. Ramos‑Delgado, 763 F.3d 398 (5th Cir. 2014) (interprets "resulted from" language as requiring actual/but‑for causation)
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Case Details

Case Name: United States v. Michael Thompson
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Dec 18, 2019
Citations: 945 F.3d 340; 18-11224
Docket Number: 18-11224
Court Abbreviation: 5th Cir.
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    United States v. Michael Thompson, 945 F.3d 340