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United States v. Melvin Lawrence
1f4th40
| D.C. Cir. | 2021
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Background

  • In 2003 Lawrence was convicted of distributing 21.1 grams of crack cocaine; after remand he was resentenced in 2009 to 250 months imprisonment (career-offender treatment).
  • The 2010 Fair Sentencing Act reduced crack/powder sentencing disparities but applied only prospectively to sentences imposed after August 3, 2010.
  • The First Step Act §404 (2018) authorized district courts to reduce certain pre-2010 crack sentences by applying Fair Sentencing Act penalties retroactively.
  • In 2019 Lawrence moved under §404 for a reduction to time served; the government agreed only to a 10‑month reduction to meet the new statutory maximum (reducing the sentence to 240 months) and opposed further relief.
  • The district court granted the unopposed 10‑month reduction, denied additional reduction, and ruled that a defendant’s personal allocution at a §404 proceeding was not required.
  • On appeal Lawrence argued the district court should have allowed allocution; the D.C. Circuit held there is no categorical right to allocute in §404 proceedings and affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether defendants have a categorical right to allocution at a First Step Act §404 sentence‑reduction proceeding Lawrence: common law and Rule 32 require opportunity to speak before sentence is imposed; §404 proceedings are effectively resentencings Government: Rule 43(b)(4) excludes §3582(c) proceedings from the presence/allocution requirement; §404 is a sentence‑modification, not a new sentencing No categorical right to allocution in §404 proceedings.
Whether Rules 32/43 or the common law mandate presence/allocution at §404 proceedings Lawrence: Rule 32 and allocution tradition apply Government: Rule 43 expressly exempts proceedings under 18 U.S.C. §3582(c) (which covers §404 motions) from the presence requirement Rule 43 controls; Rule 32 allocution duty applies before initial sentencing, not to §3582(c)/§404 proceedings.
Whether denial of allocution here was reversible or requires harmless‑error analysis Lawrence: sought allocution (no specific as‑applied prejudice argued) Government: no categorical right and no showing allocution would have mattered Court did not reach harmless‑error framework because no categorical right existed and Lawrence made no as‑applied claim; affirmed.

Key Cases Cited

  • Dorsey v. United States, 567 U.S. 260 (2012) (Fair Sentencing Act applied prospectively to post‑Act sentences)
  • White v. United States, 984 F.3d 76 (D.C. Cir. 2020) (district‑court duties and remedial purpose in First Step Act §404 proceedings)
  • Dillon v. United States, 560 U.S. 817 (2010) (§3582 sentence‑reduction proceedings are not full resentencings)
  • Abney v. United States, 957 F.3d 241 (D.C. Cir. 2020) (discussion of allocution right)
  • Gall v. United States, 552 U.S. 38 (2007) (procedural and substantive reasonableness at sentencing)
  • Behrens v. United States, 375 U.S. 162 (1963) (recognition of allocution right)
  • Kimbrough v. United States, 552 U.S. 85 (2007) (crack/powder sentencing disparity critique)
  • Mannie v. United States, 971 F.3d 1145 (10th Cir. 2020) (no categorical allocution right in §3582 proceedings)
  • United States v. Lawrence, 662 F.3d 551 (D.C. Cir. 2011) (affirming Lawrence’s earlier sentence)
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Case Details

Case Name: United States v. Melvin Lawrence
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Jun 15, 2021
Citation: 1f4th40
Docket Number: 20-3061
Court Abbreviation: D.C. Cir.