United States v. Melvin Lawrence
1f4th40
| D.C. Cir. | 2021Background
- In 2003 Lawrence was convicted of distributing 21.1 grams of crack cocaine; after remand he was resentenced in 2009 to 250 months imprisonment (career-offender treatment).
- The 2010 Fair Sentencing Act reduced crack/powder sentencing disparities but applied only prospectively to sentences imposed after August 3, 2010.
- The First Step Act §404 (2018) authorized district courts to reduce certain pre-2010 crack sentences by applying Fair Sentencing Act penalties retroactively.
- In 2019 Lawrence moved under §404 for a reduction to time served; the government agreed only to a 10‑month reduction to meet the new statutory maximum (reducing the sentence to 240 months) and opposed further relief.
- The district court granted the unopposed 10‑month reduction, denied additional reduction, and ruled that a defendant’s personal allocution at a §404 proceeding was not required.
- On appeal Lawrence argued the district court should have allowed allocution; the D.C. Circuit held there is no categorical right to allocute in §404 proceedings and affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether defendants have a categorical right to allocution at a First Step Act §404 sentence‑reduction proceeding | Lawrence: common law and Rule 32 require opportunity to speak before sentence is imposed; §404 proceedings are effectively resentencings | Government: Rule 43(b)(4) excludes §3582(c) proceedings from the presence/allocution requirement; §404 is a sentence‑modification, not a new sentencing | No categorical right to allocution in §404 proceedings. |
| Whether Rules 32/43 or the common law mandate presence/allocution at §404 proceedings | Lawrence: Rule 32 and allocution tradition apply | Government: Rule 43 expressly exempts proceedings under 18 U.S.C. §3582(c) (which covers §404 motions) from the presence requirement | Rule 43 controls; Rule 32 allocution duty applies before initial sentencing, not to §3582(c)/§404 proceedings. |
| Whether denial of allocution here was reversible or requires harmless‑error analysis | Lawrence: sought allocution (no specific as‑applied prejudice argued) | Government: no categorical right and no showing allocution would have mattered | Court did not reach harmless‑error framework because no categorical right existed and Lawrence made no as‑applied claim; affirmed. |
Key Cases Cited
- Dorsey v. United States, 567 U.S. 260 (2012) (Fair Sentencing Act applied prospectively to post‑Act sentences)
- White v. United States, 984 F.3d 76 (D.C. Cir. 2020) (district‑court duties and remedial purpose in First Step Act §404 proceedings)
- Dillon v. United States, 560 U.S. 817 (2010) (§3582 sentence‑reduction proceedings are not full resentencings)
- Abney v. United States, 957 F.3d 241 (D.C. Cir. 2020) (discussion of allocution right)
- Gall v. United States, 552 U.S. 38 (2007) (procedural and substantive reasonableness at sentencing)
- Behrens v. United States, 375 U.S. 162 (1963) (recognition of allocution right)
- Kimbrough v. United States, 552 U.S. 85 (2007) (crack/powder sentencing disparity critique)
- Mannie v. United States, 971 F.3d 1145 (10th Cir. 2020) (no categorical allocution right in §3582 proceedings)
- United States v. Lawrence, 662 F.3d 551 (D.C. Cir. 2011) (affirming Lawrence’s earlier sentence)
