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628 F. App'x 774
1st Cir.
2015
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Background

  • Melvin was retried for selling ~11.5 grams of cocaine base in Feb 2010 and convicted on March 27, 2014.
  • PSR calculated a base offense level 20 (by quantity) but classified Melvin as a career offender under U.S.S.G. § 4B1.1(a) based on two prior felony drug convictions, raising his offense level to 34.
  • Melvin conceded one predicate (a 2005 SDNY conviction) but disputed that a 1998 New York conviction for "Criminal Sale of a Controlled Substance in the 3rd Degree" (N.Y. Penal Law § 220.39) qualified as a predicate controlled substance offense.
  • At sentencing the district court overruled the objection, applied the career-offender guideline, and imposed a below-guideline sentence of 168 months (range 262–327 months under career-offender calculation).
  • On appeal Melvin argued the § 220.39 conviction did not qualify as a "controlled substance offense" under U.S.S.G. § 4B1.2(b); he also raised additional pro se trial- and sentencing-related claims (jury exposure to shackles, admission of a 2007 drug conviction, double jeopardy challenge to the guideline).
  • The First Circuit affirmed: (1) Bryant panel precedent compelled treating § 220.39 as a predicate; (2) independently, § 220.39 categorically fits the distribution prong of § 4B1.2(b); and (3) Melvin’s pro se claims fail on the merits.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether N.Y. Penal Law § 220.39 is a "controlled substance offense" for career-offender purposes under U.S.S.G. § 4B1.2(b) § 220.39 does not qualify as a predicate under the relevant prong Melvin invokes; Bryant was wrongly decided as to reasoning Bryant and other authority treat § 220.39 as a controlled-substance offense (possession/attempt or distribution/attempt) Affirmed: Bryant binds the panel; independently § 220.39 categorically fits the distribution prong (and attempt/offer qualifies as substantial step)
Whether the jury saw Melvin in handcuffs such that denial of mistrial was reversible Melvin: jury exposure to shackles (and eye contact) prejudiced trial, requiring mistrial Government: no such event; even if it occurred, record does not show clear prejudice Denial of mistrial not an abuse of discretion; juror recalled nothing extraordinary
Whether admission of Melvin's 2007 drug conviction on cross-examination was improper under Fed. R. Evid. 609 Melvin: admission was unduly prejudicial Government: conviction was probative of credibility; district court balanced probative vs. prejudicial Admission proper; no abuse of discretion
Whether applying career-offender guideline violates double jeopardy Melvin: guideline application constitutes double punishment Government: precedent rejects double jeopardy challenge to sentencing enhancements Rejected; double jeopardy challenge previously decided against Melvin (Witte)

Key Cases Cited

  • United States v. Bryant, 571 F.3d 147 (1st Cir.) (held New York Penal Law § 220.39 qualifies as a controlled substance offense under § 4B1.2(b))
  • United States v. Mouscardy, 722 F.3d 68 (1st Cir.) (law-of-the-circuit binding of prior panel decisions)
  • United States v. Holloway, 499 F.3d 114 (1st Cir.) (only Supreme Court or en banc panel can overturn panel precedent)
  • United States v. Pina, 844 F.2d 1 (1st Cir.) (shackling exposure does not automatically require mistrial; prejudice must be shown)
  • Witte v. United States, 515 U.S. 389 (1995) (rejecting double jeopardy challenge to sentencing enhancements)
  • Taylor v. United States, 495 U.S. 575 (1990) (categorical approach for determining whether prior convictions qualify as predicate offenses)
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Case Details

Case Name: United States v. Melvin
Court Name: Court of Appeals for the First Circuit
Date Published: Oct 23, 2015
Citations: 628 F. App'x 774; 14-1783P
Docket Number: 14-1783P
Court Abbreviation: 1st Cir.
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    United States v. Melvin, 628 F. App'x 774