United States v. Marshyia Ligon
937 F.3d 714
| 6th Cir. | 2019Background
- Ligon bought a Smith & Wesson rifle using a friend’s identification (a straw purchase); the rifle was later used in an attempted robbery.
- She pleaded guilty to making a false statement in the acquisition of a firearm; the plea agreement contemplated a Guidelines range of 21–27 months and said neither party would recommend a departure or variance.
- The PSR applied a four-level enhancement under U.S.S.G. § 2K2.1(b)(6)(B) (transfer with reason to believe gun would be used in another felony), producing a Guidelines range of 30–37 months; Ligon objected to that enhancement.
- At sentencing the district court adopted the enhancement and the government—contrary to the plea agreement—argued for a 30–37 month sentence; the court sentenced Ligon to 35 months.
- The government later attempted an equivocal retraction; the Sixth Circuit held the government breached the plea agreement, that any attempted retraction was not an unequivocal cure, vacated the sentence, and remanded for resentencing before a different district judge; the court did not decide the enhancement merits on appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether government breached plea by arguing for sentence outside the agreed Guidelines | Ligon: government agreed to recommend or limit itself to 21–27 months and abstain from recommending outside that range | Government: its argument for 30–37 months was a mistake and later (equivocally) retracted | Yes. Government breached by arguing for 30–37 months; breach not cured |
| Whether an equivocal retraction by the government cures the breach | Ligon: retraction was equivocal and insufficient to cure breach | Government: attempted retraction cures the breach | No. Retraction was not unequivocal and did not cure the breach |
| Remedy for breach—whether resentencing must be before a different judge | Ligon: seeks specific performance—resentencing by a different judge per Santobello | Government: argued resentencing by same judge not necessary | Remand for resentencing before a different district judge required |
| Whether the §2K2.1(b)(6)(B) four-level enhancement was clearly erroneous | Ligon: lacked knowledge/reason to believe the gun would be used in a felony | Government/District Court: found she had reason to believe and applied enhancement | Not decided on appeal (court vacated sentence and remanded; enhancement remains unreviewed) |
Key Cases Cited
- Santobello v. New York, 404 U.S. 257 (prosecutor must fulfill plea promises; breach requires remedy)
- United States v. Barnes, 278 F.3d 644 (6th Cir.) (government breach of plea agreement reversible)
- United States v. Lukse, 286 F.3d 906 (6th Cir.) (plea agreements treated as contracts; ambiguities construed against government)
- United States v. Fitch, 282 F.3d 364 (6th Cir.) (remedy for breached plea can include vacatur and resentencing before a different judge)
- United States v. Moncivais, 492 F.3d 652 (6th Cir.) (prosecutors held to meticulous performance standards in plea bargains)
- United States v. Diaz-Jimenez, 622 F.3d 692 (7th Cir.) (equivocal retraction insufficient to cure breach)
- United States v. Purser, 747 F.3d 284 (5th Cir.) (discussing possibility of curing a breach but requiring unequivocal retraction)
