United States v. Mark Johnson
20-3394
| 8th Cir. | Dec 10, 2021Background
- Mark A. Johnson pled guilty to wire fraud and was sentenced to 41 months' imprisonment and 3 years' supervised release.
- The district court announced and imposed an upward departure from criminal history category IV to VI under U.S.S.G. § 4A1.3, increasing the guidelines range from 24–30 to 33–41 months.
- The court relied on Johnson’s three-decade history of dishonesty and found a likelihood of future dishonest crimes; the court gave written notice it was considering an upward departure.
- Johnson challenged the sentence on three grounds: (1) inadequate explanation for the upward departure, (2) reliance on speculative suspicions about a friend/co-defendant (Anthony Bertino), and (3) substantive unreasonableness of the 41‑month term.
- The district court also stated it would have imposed the same sentence by varying under 18 U.S.C. § 3553(a); the Eighth Circuit affirmed the judgment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Adequacy of explanation for upward departure under U.S.S.G. §4A1.3 | Johnson: court failed to adequately explain rejecting CHC IV (and V) when departing to VI | Gov./court: explanation was adequate; court need not mechanically discuss every category; any error harmless because sentence also rests on a §3553(a) variance | Affirmed — explanation adequate as to IV and V; any procedural error harmless given §3553(a) variance |
| Reliance on speculative suspicions about Anthony Bertino | Johnson: court relied on an unsupported “sweetheart deal” theory and impermissible speculation about Bertino | Gov.: Johnson did not preserve a specific objection; even if mentioned, remarks were not the principal basis for the sentence | Affirmed — no reversible error; remarks were suspicious but not a principal basis for sentencing |
| Substantive reasonableness of 41‑month sentence | Johnson: court gave insufficient weight to mitigating factors and over-weighted unsupported considerations | Gov./court: court considered §3553(a) factors and mitigators; within Guidelines and presumptively reasonable | Affirmed — sentence substantively reasonable and within the Guidelines |
Key Cases Cited
- United States v. Feemster, 572 F.3d 455 (8th Cir. 2009) (en banc) (abuse‑of‑discretion standard for reviewing sentencing decisions)
- United States v. Azure, 536 F.3d 922 (8th Cir. 2008) (district court must adequately explain why intermediate criminal history categories fail under §4A1.3, but need not mechanically discuss each category)
- United States v. Timberlake, 679 F.3d 1008 (8th Cir. 2012) (procedural error in upward departure is harmless when the district court also bases sentence on a §3553(a) variance)
- United States v. Herr, 202 F.3d 1014 (8th Cir. 2000) (courts may consider incorrigibility and past leniency’s ineffectiveness when assessing likelihood of reoffense)
- United States v. Robinson, 662 F.3d 1028 (8th Cir. 2011) (plain‑error review applies when defendant fails to object at sentencing)
- United States v. Eagle Pipe, 911 F.3d 1245 (8th Cir. 2019) (comments about possible other wrongdoing are not reversible absent showing they were a principal basis for the sentence)
- United States v. Meadows, 866 F.3d 913 (8th Cir. 2017) (within‑Guidelines sentences are presumptively substantively reasonable)
