United States v. Marchena-Silvestre
2015 U.S. App. LEXIS 17514
| 1st Cir. | 2015Background
- On Oct. 24, 2013, police seized an AR-15 (converted to full auto), a Glock (converted to full auto and stolen), and 127 rounds from Marchena‑Silvestre's apartment; he confessed ownership and modification.
- Federal indictment charged possession of a machine gun (18 U.S.C. § 922(o)) and possession of a stolen firearm (18 U.S.C. § 922(j)); defendant pleaded guilty to the machine‑gun count under a written plea agreement that dismissed the stolen‑gun count.
- The plea agreement included a chart stipulating Guidelines calculations (total offense level 17) and a sentence‑recommendation clause stating the government would seek the high end and defendant the low end of the “applicable guidelines range.”
- The PSR deviated from the agreement, calculating a higher base offense level (20 → total offense level 19) because defendant was a “prohibited person” due to illegal drug use, yielding a 30–37 month range (Crim. Hist. I); defendant told the court he had no PSR objections.
- At sentencing the district court miscalculated and announced a non‑existent Guidelines range (variously 31–41 and later 33–41 months), stated the case warranted an upward variance, and imposed a 72‑month sentence; neither counsel nor the prosecutor corrected the court.
- The First Circuit vacated the sentence for plain procedural error, ordered resentencing before a different judge, and declined to finally resolve the parties’ dispute over the plea‑agreement term meaning at this stage.
Issues
| Issue | Plaintiff's Argument (Govt) | Defendant's Argument (Marchena‑Silvestre) | Held |
|---|---|---|---|
| Did the court commit reversible procedural error by failing to calculate the correct Guidelines range? | The court’s misstatements were immaterial because it declared the case was not a Guidelines case and intended a variance. | The court plainly erred in misstating base level, failing to calculate total offense level, and using a non‑existent range, which likely affected the sentence. | Yes. Plain error: court failed to correctly calculate Guidelines, affecting substantial rights; remand for resentencing ordered. |
| Was the 72‑month sentence substantively reasonable? | The government argued the court properly considered §3553(a) factors and justified an upward variance. | Defendant argued the sentence was excessive and based on incorrect facts and calculations. | Not reached on merits—court vacated sentence for procedural error, so substantive reasonableness was not decided. |
| Did the government breach the plea agreement by recommending above the agreement’s stipulated range? | "Applicable guidelines range" refers to the range determined at sentencing (per the government). | The phrase refers to the chart in the plea agreement (the parties’ stipulated range); recommending above that was a breach. | Court declined to decide finally; agreement language favors defendant’s reading but issue left open for resentencing. |
| Should resentencing occur before a different judge? | Not specifically opposed on appeal. | Due to possible breach and the original judge’s apparent commitment to a six‑year term without correct calculations, resentencing should be before a new judge. | Yes. The Court ordered resentencing before a different judge. |
Key Cases Cited
- Gall v. United States, 552 U.S. 38 (2007) (district court must correctly calculate Guidelines before varying)
- Freeman v. United States, 131 S. Ct. 2685 (2011) (Guidelines provide framework/starting point)
- United States v. Millán‑Isaac, 749 F.3d 57 (1st Cir. 2014) (respectful consideration of advisory Guidelines required)
- United States v. Almonte‑Nuñez, 771 F.3d 84 (1st Cir. 2014) (interpreting plea agreement chart as locking in offense level)
- United States v. Ortiz, 741 F.3d 288 (1st Cir. 2014) (error in Guidelines calculation likely affects sentence; anchoring effect)
- Puckett v. United States, 556 U.S. 129 (2009) (plain‑error review has bite in plea‑agreement cases)
- United States v. Duarte, 246 F.3d 56 (1st Cir. 2001) (four‑part plain‑error test)
