United States v. Lazaro Lobaton-Andrade
861 F.3d 538
5th Cir.2017Background
- Lobaton‑Andrade pleaded guilty in Arkansas (2007) to manslaughter and was later deported; he was convicted in Texas of illegal reentry and sentenced to 46 months.
- The PSR applied a 16‑level § 2L1.2(b)(1)(A)(ii) enhancement, treating the Arkansas manslaughter as a "crime of violence," yielding an advisory range of 46–57 months.
- Lobaton‑Andrade objected, arguing Arkansas § 5‑10‑104(a) is broader than the Guidelines’ enumerated "manslaughter" because it includes negligence‑based (and other) mental states.
- The Government argued the statute is divisible (separate alternative elements) and that Shepard documents showed Lobaton‑Andrade was convicted for reckless manslaughter.
- The Fifth Circuit analyzed divisibility under the categorical/modified categorical framework and Mathis, concluding Arkansas treats the statute’s mental‑state subsections as alternative means, not separate elements.
- Court vacated the sentence and remanded for resentencing because the Government failed to prove the prior conviction qualified as a "crime of violence."
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Arkansas manslaughter § 5‑10‑104(a) is divisible so the modified categorical approach can identify a qualifying "manslaughter" alternative | Lobaton‑Andrade: statute is indivisible; it covers broader conduct (including negligence) so conviction cannot qualify | Government: subsections set out distinct elements (different culpable mental states); Shepard docs show reckless manslaughter | Statute is indivisible; subsections are alternative means, not separate elements; Shepard materials do not conclusively show divisibility |
| Whether the prior Arkansas conviction qualifies as an enumerated "manslaughter" crime of violence under U.S.S.G. § 2L1.2 | Lobaton‑Andrade: prior conviction does not categorically match Guideline "manslaughter" because statute covers more conduct | Government: modified categorical approach narrows to reckless subsection, making it a categorical match | Prior conviction does not qualify; 16‑level enhancement improperly applied |
Key Cases Cited
- Mathis v. United States, 136 S. Ct. 2243 (2016) (statute is divisible only if it lists alternative elements rather than alternative means)
- Shepard v. United States, 544 U.S. 13 (2005) (limited set of documents may be consulted to determine what offense a defendant was convicted of)
- Taylor v. United States, 495 U.S. 575 (1990) (categorical approach compares statutory elements to generic offense)
- United States v. Hinkle, 832 F.3d 569 (5th Cir. 2016) (review of categorical/modified categorical approaches)
- United States v. Howell, 838 F.3d 489 (5th Cir. 2016) (applying Mathis divisibility analysis)
- Gomez‑Perez v. Lynch, 829 F.3d 323 (5th Cir. 2016) (distinguishing elements from means under categorical approach)
