United States v. Lavelle Phillips
827 F.3d 1171
9th Cir.2016Background
- Phillips was arrested after police smelled marijuana and found drugs and, later, after fleeing from officers he dropped a .45 handgun, a high-capacity magazine, and his wallet which contained ID and a bail receipt.
- He pleaded guilty to being a felon in possession of a firearm (18 U.S.C. § 922(g)(1)) and separately pleaded guilty to drug distribution charges; the cases were consolidated for sentencing.
- The district court calculated a Guidelines range of 37–46 months, considered the § 3553(a) factors, and varied upward to impose concurrent 57‑month sentences.
- On appeal Phillips raised (1) an unpreserved claim of procedural error at sentencing (reviewed for plain error) and (2) a de novo Second Amendment challenge to § 922(g)(1) insofar as his prior misprision‑of‑felony conviction served as the predicate.
- The prior conviction was for misprision of felony (18 U.S.C. § 4), a federal offense punishable by up to three years’ imprisonment that involves concealing knowledge of a felony rather than reporting it.
Issues
| Issue | Phillips' Argument | Government's Argument | Held |
|---|---|---|---|
| Procedural error at sentencing (plain‑error review) | District court made comments suggesting policy disagreements with Sentencing Commission and thus procedurally erred in imposing an upward variance | District court reviewed materials, acknowledged advisory nature of Guidelines, considered § 3553(a) factors, and explained its reasons | No plain error—the court adequately considered Guidelines and § 3553(a) and explained the upward variance |
| Second Amendment challenge to § 922(g)(1) based on misprision predicate | Misprision is a non‑violent, passive inaction crime and cannot constitutionally serve as a felon predicate to revoke Second Amendment rights | Under Heller and Ninth Circuit precedent felons can be categorically disqualified; misprision historically has active concealment elements and has long been a federal felony, so it may serve as a predicate | Denied—precedent (Heller, Vongxay) forecloses the challenge; misprision is not purely passive and can constitutionally serve as a § 922(g)(1) predicate |
Key Cases Cited
- District of Columbia v. Heller, 554 U.S. 570 (2008) (recognizes individual right to possess firearms but identifies longstanding prohibitions, including felon bans, as presumptively lawful)
- United States v. Vongxay, 594 F.3d 1111 (9th Cir. 2010) (upholds § 922(g)(1) against Second Amendment challenge; felons categorically different)
- United States v. Rangel, 697 F.3d 795 (9th Cir. 2012) (explains when a sentencing court’s explanation avoids reversible plain error)
- United States v. Valencia‑Barragan, 608 F.3d 1103 (9th Cir. 2010) (discusses plain‑error review for unpreserved sentencing objections)
- United States v. Chick, 61 F.3d 682 (9th Cir. 1995) (governs de novo review of certain constitutional claims)
- United States v. Hodges, 566 F.2d 674 (9th Cir. 1977) (interprets misprision to include active concealment)
- United States v. Ciambrone, 750 F.2d 1416 (9th Cir. 1984) (clarifies that mere silence alone may not constitute misprision)
- Bowsher v. Synar, 478 U.S. 714 (1986) (First Congress’ actions provide contemporaneous evidence of constitutional meaning)
